As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/27/14  Hartford Mutual Funds Inc/CT      485APOS¶               5:13M                                    Merrill Corp-MD/FA
          → The Hartford Balanced Income Fund ⇒ Class A (HBLAX) — Class B (HBLBX) — Class C (HBLCX) — Class I (HBLIX) — Class R3 (HBLRX) — Class R4 (HBLSX) — Class R5 (HBLTX) — Class R6 (HBLVX)  — Class Y (HBLYX)
          → The Hartford Capital Appreciation Fund ⇒ Class A (ITHAX) — Class B (IHCAX) — Class C (HCACX) — Class I (ITHIX) — Class R3 (ITHRX) — Class R4 (ITHSX) — Class R5 (ITHTX) — Class R6 (ITHVX)  — Class Y (HCAYX)
          → The Hartford Dividend & Growth Fund ⇒ Class A (IHGIX) — Class B (ITDGX) — Class C (HDGCX) — Class I (HDGIX) — Class R3 (HDGRX) — Class R4 (HDGSX) — Class R5 (HDGTX) — Class R6 (HDGVX)  — Class Y (HDGYX)
          → The Hartford Equity Income Fund ⇒ Class A (HQIAX) — Class B (HQIBX) — Class C (HQICX) — Class I (HQIIX) — Class R3 (HQIRX) — Class R4 (HQISX) — Class R5 (HQITX) — Class R6 (HQIVX)  — Class Y (HQIYX)
          → The Hartford International Opportunities Fund ⇒ Class A (IHOAX) — Class B (HIOBX) — Class C (HIOCX) — Class I (IHOIX) — Class R3 (IHORX) — Class R4 (IHOSX) — Class R5 (IHOTX) — Class R6 (IHOVX)  — Class Y (HAOYX)
          → The Hartford Midcap Fund ⇒ Class A (HFMCX) — Class B (HAMBX) — Class C (HMDCX) — Class I (HFMIX) — Class R3 (HFMRX) — Class R4 (HFMSX) — Class R5 (HFMTX) — Class R6 (HFMVX)  — Class Y (HMDYX)
          → The Hartford Small Co. Fund ⇒ Class A (IHSAX) — Class B (HSCBX) — Class C (HSMCX) — Class I (IHSIX) — Class R3 (IHSRX) — Class R4 (IHSSX) — Class R5 (IHSUX) — Class R6 (IHSVX)  — Class Y (HSCYX)
          → The Hartford Strategic Income Fund ⇒ Class A (HSNAX) — Class B (HSNBX) — Class C (HSNCX) — Class I (HSNIX) — Class R3 (HSNRX) — Class R4 (HSNSX) — Class R5 (HSNTX) — Class R6 (HSNVX)  — Class Y (HSNYX)
          → The Hartford Total Return Bond Fund ⇒ Class A (ITBAX) — Class B (ITBBX) — Class C (HABCX) — Class I (ITBIX) — Class R3 (ITBRX) — Class R4 (ITBUX) — Class R5 (ITBTX) — Class R6 (ITBVX)  — Class Y (HABYX)
          → The Hartford World Bond Fund ⇒ Class A (HWDAX) — Class C (HWDCX) — Class I (HWDIX) — Class R3 (HWDRX) — Class R4 (HWDSX) — Class R5 (HWDTX) — Class R6 (HWDVX)  — Class Y (HWDYX)

Document/Exhibit                   Description                      Pages   Size 

 1: 485APOS     Post-Effective Amendment                            HTML   8.44M 
 5: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML      8K 
 2: EX-99.B.E.(I)  Miscellaneous Exhibit                            HTML     57K 
 3: EX-99.B.E.(I).C  Miscellaneous Exhibit                          HTML     21K 
 4: EX-99.B.H.(I).J  Miscellaneous Exhibit                          HTML     15K 

 

AMENDMENT NUMBER 3 TO

PRINCIPAL UNDERWRITING AGREEMENT

 

The Principal Underwriting Agreement amongst Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. dated January 1, 2013, as amended and restated August 7, 2013, is hereby amended to amend and restate Schedule A as attached hereto.

 

IN WITNESS WHEREOF, the parties hereto have caused this amendment to be executed as of August 6, 2014.

 

 

	The Hartford Mutual Funds, Inc.
	By:	/s/ Vernon J. Meyer
		Vernon J. Meyer
		Vice President
	The Hartford Mutual Funds II, Inc.
	By:	/s/ Vernon J. Meyer
		Vernon J. Meyer
		Vice President
	Agreed to and Accepted:
	Hartford Funds Distributors, LLC
	By:	/s/ Gregory A. Frost
		Gregory A. Frost
		Chief Financial Officer

 

 

SCHEDULE A

 

To the Amended and Restated Principal Underwriting Agreement

 

THE HARTFORD MUTUAL FUNDS, INC.

 

The Hartford Balanced Fund

The Hartford Balanced Income Fund

The Hartford Capital Appreciation Fund

The Hartford Checks and Balances Fund

The Hartford Conservative Allocation Fund

The Hartford Disciplined Equity Fund

The Hartford Dividend and Growth Fund

Hartford Duration-Hedged Strategic Income Fund

The Hartford Emerging Markets Local Debt Fund

The Hartford Emerging Markets Research Fund

The Hartford Equity Income Fund

The Hartford Floating Rate Fund

The Hartford Floating Rate High Income Fund

The Hartford Global All-Asset Fund

The Hartford Global Alpha Fund

Hartford Global Capital Appreciation Fund

Hartford Global Equity Income Fund

The Hartford Global Real Asset Fund

The Hartford Growth Allocation Fund

The Hartford Healthcare Fund

The Hartford High Yield Fund

The Hartford Inflation Plus Fund

Hartford International Capital Appreciation Fund

The Hartford International Growth Fund

The Hartford International Opportunities Fund

The Hartford International Small Company Fund

The Hartford International Value Fund

The Hartford MidCap Fund

The Hartford MidCap Value Fund

Hartford Moderate Allocation Fund

Hartford Multi-Asset Income Fund

The Hartford Municipal Opportunities Fund

The Hartford Quality Bond Fund

Hartford Real Total Return Fund

The Hartford Short Duration Fund

The Hartford Small Company Fund

The Hartford Small/Mid Cap Equity Fund

The Hartford Strategic Income Fund

The Hartford Total Return Bond Fund

The Hartford Unconstrained Bond Fund

The Hartford World Bond Fund

 

 

THE HARTFORD MUTUAL FUNDS II, INC.

 

The Hartford Growth Opportunities Fund

The Hartford Municipal Real Return Fund

The Hartford SmallCap Growth Fund

The Hartford Value Opportunities Fund

 

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   49:77M                                    Donnelley … Solutions/FA
 2/27/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   15:43M                                    Donnelley … Solutions/FA
12/15/23  Hartford Mutual Funds Inc./CT     485APOS                2:25M                                    Donnelley … Solutions/FA
 7/20/23  Hartford Schroders Private Op… Fd N-2/A                 12:3.2M                                   Toppan Merrill/FA
 7/14/23  Hartford Mutual Funds Inc./CT     POS EX      7/14/23    2:323K                                   Donnelley … Solutions/FA
 2/28/23  Hartford Mutual Funds Inc./CT     485BPOS     2/28/23   63:57M                                    Donnelley … Solutions/FA
 2/10/23  Hartford Schroders Private Op… Fd N-2/A                 19:6.9M                                   Toppan Merrill/FA
12/20/22  Hartford Mutual Funds Inc./CT     485APOS                1:7.5M                                   Donnelley … Solutions/FA
 6/22/22  Hartford Mutual Funds Inc./CT     485BPOS     6/22/22   15:4.4M                                   Donnelley … Solutions/FA
 6/07/22  Hartford Mutual Funds Inc./CT     485BPOS     6/07/22   20:5M                                     Donnelley … Solutions/FA
 3/24/22  Hartford Mutual Funds Inc./CT     485APOS                1:2.9M                                   Donnelley … Solutions/FA
 2/28/22  Hartford Mutual Funds Inc./CT     485BPOS     2/28/22   72:61M                                    Donnelley … Solutions/FA
12/17/21  Hartford Mutual Funds Inc./CT     485APOS                2:7M                                     Donnelley … Solutions/FA
 3/23/21  Hartford Mutual Funds Inc./CT     POS EX      3/23/21    3:283K                                   Donnelley … Solutions/FA
 2/26/21  Hartford Mutual Funds Inc./CT     485BPOS     3/01/21  321:77M                                    Donnelley … Solutions/FA
12/30/20  Hartford Schroders Opportunis… Fd 486BPOS     1/04/21    9:1.8M                                   Toppan Merrill/FA