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EPIRUS Biopharmaceuticals, Inc. – ‘S-3MEF’ on 1/29/15

On:  Thursday, 1/29/15, at 9:12pm ET   ·   Effective:  1/29/15   ·   Accession #:  1104659-15-5472   ·   File #s:  333-183538, 333-201760

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/29/15  EPIRUS Biopharmaceuticals, Inc.   S-3MEF      1/29/15    4:102K                                   Merrill Corp-MD/FA

Registration of Additional Securities   —   Form S-3
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-3MEF      Registration of Additional Securities               HTML     48K 
 2: EX-5.1      Opinion re: Legality                                HTML     21K 
 3: EX-23.2     Consent of Experts or Counsel                       HTML      6K 
 4: EX-23.3     Consent of Experts or Counsel                       HTML      6K 


S-3MEF   —   Registration of Additional Securities


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

As filed with the Securities and Exchange Commission on January 29, 2015

Registration No. 333-      

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM S-3

 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 


 

EPIRUS BIOPHARMACEUTICALS, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

04-3514457

(State or Other Jurisdiction of

Incorporation or Organization)

 

(I.R.S. Employer

Identification Number)

 

699 Boylston Street

Eighth Floor

Boston, Massachusetts 02116

(617) 600-4313

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 


 

Robert Ticktin

Senior Vice President, General Counsel and Secretary

EPIRUS Biopharmaceuticals, Inc.

699 Boylston Street

Eighth Floor

Boston, Massachusetts 02116

(617) 600-4313

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 


 

Copies to:

 

Peter N. Handrinos, Esq.
Philip P. Rossetti, Esq.
Latham & Watkins LLP
John Hancock Tower, 27
th Floor
200 Clarendon Street
Boston, MA  02116
(617) 948-6000

 


 

Approximate date of commencement of proposed sale to the public:

As soon as practicable after this Registration Statement is declared effective.

 

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  o

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  x 333-183538

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  o

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer o

 

Accelerated filer o

 

Non-accelerated filer o

(Do not check if a smaller
reporting company)

 

Smaller reporting company x

 

CALCULATION OF REGISTRATION FEE

 

Title of Each Class of
Securities to be Registered

 

Proposed Maximum
Aggregate Offering Price

 

Amount of
Registration Fee

 

Common Stock, par value $0.001 per share

 

$

512,000

 

$

59.49

(1)

(1)        Fee calculated pursuant to Rule 457(o) promulgated under the Securities Act of 1933, as amended (the “Securities Act”).  The Registrant previously registered an aggregate of $75,000,000 of Common Stock on a Registration Statement on Form S-3 (File No. 333-183538), as amended, which was declared effective on September 17, 2012, and for which a filing fee of $5,895.00 was previously paid.  In accordance with Rule 462(b) promulgated under the Securities Act, an additional amount of Common Stock having a proposed maximum aggregate offering price of $512,000 is hereby registered, which includes shares issuable upon exercise of the underwriters’ option to purchase additional shares.

 


 

This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) promulgated under the Securities Act.

 

 

 



 

EXPLANATORY NOTE AND INCORPORATION OF CERTAIN INFORMATION BY REFERENCE

 

This registration statement is being filed with the Securities and Exchange Commission (the “Commission”) pursuant to Rule 462(b) under the Securities Act of 1933, as amended.  This Registration Statement relates to the public offering of common stock, par value $0.001 per share, of the Registrant contemplated by the Registration Statement on Form S-3, as amended (File No. 333-183538), initially filed with the Commission by the Registrant on August 24, 2012 (as amended, the “Prior Registration Statement”), and is being filed for the sole purpose of registering additional securities of the same class as were included in the Prior Registration Statement.  The contents of the Prior Registration Statement and all exhibits thereto are hereby incorporated by reference, other than the exhibits included herein.

 

The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Boston, Commonwealth of Massachusetts, on this 29th day of January, 2015.

 

 

 

EPIRUS BIOPHARMACEUTICALS, INC.

 

 

 

By:

/s/ AMIT MUNSHI

 

 

Amit Munshi

 

 

President and Chief Executive Officer

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities held on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

/s/ AMIT MUNSHI

 

President, Chief Executive Officer and Director (principal executive officer)

 

January 29, 2015

Amit Munshi

 

 

 

 

 

 

 

 

/s/ THOMAS SHEA

 

Chief Financial Officer (principal financial and accounting officer)

 

January 29, 2015

Thomas Shea

 

 

 

 

 

 

 

 

/s/ MARK H.N. CORRIGAN

 

Director

 

January 29, 2015

Mark H.N. Corrigan

 

 

 

 

 

 

 

 

 

/s/ WILLIAM HUNTER

 

Director

 

January 29, 2015

William Hunter

 

 

 

 

 

 

 

 

 

/s/ J. KEVIN BUCHI

 

Director

 

January 29, 2015

J. Kevin Buchi

 

 

 

 

 

 

 

 

 

/s/ GEOFFREY DUYK

 

Director

 

January 29, 2015

Geoffrey Duyk

 

 

 

 

 

 

 

 

 

/s/ DAOTIAN FU

 

Director

 

January 29, 2015

Daotian Fu

 

 

 

 

 

 

 

 

 

/s/ JULIE MCHUGH

 

Director

 

January 29, 2015

Julie McHugh

 

 

 

 

 

 

 

 

 

/s/ SCOTT ROCKLAGE

 

Director

 

January 29, 2015

Scott Rocklage

 

 

 

 

 

3



 

EXHIBIT INDEX

 

Exhibit
Number

 

Description of Exhibit

5.1

 

Opinion of Latham & Watkins LLP

23.1

 

Consent of Latham & Watkins LLP (included in Exhibit 5.1)

23.2

 

Consent of Ernst & Young LLP

23.3

 

Consent of Ernst & Young LLP

 

4



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘S-3MEF’ Filing    Date    Other Filings
Filed on / Effective on:1/29/15
9/17/12
8/24/12S-3
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