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As Of Filer Filing For·On·As Docs:Size Issuer Agent 7/07/15 Compass EMP Funds Trust 8-A12B 1:26K Merrill Corp-MD/FA |
Document/Exhibit Description Pages Size 1: 8-A12B Registration of a Class of Securities HTML 19K
As filed with the Securities and Exchange Commission on July 7, 2015
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURTIES PURSUANT TO
SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
Compass EMP Funds Trust
(Exact name of registrant as specified in its charter)
Delaware
(State of incorporation or organization)
See List Below
(I.R.S. Employer Identification Number)
17605 Wright Street
(Address of registrant’s principal executive offices)
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Title of each class of securities |
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Name of each exchange on which each class |
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Compass EMP US Large Cap High Dividend 100 |
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The NASDAQ Stock Market LLC |
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Compass EMP US Small Cap High Dividend 100 |
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The NASDAQ Stock Market LLC |
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Compass EMP US Small Cap 500 Volatility Weighted |
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The NASDAQ Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
Securities Act Registration file number to which this form relates: 333-181176
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable.
Item 1. Description of Registrant’s Securities to be Registered.
Reference is made to Post-Effective Amendment No. 32 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-181176 and 811-22696), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0001104659-15-050122) on July 7, 2015, which is incorporated herein by reference.
The series to which this filing relates and their respective I.R.S. Employer Identification Number are as follows:
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Title of Each Class of Securities to be Registered |
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I.R.S. Employer ID Number |
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Compass EMP US Large Cap High Dividend 100 Volatility Weighted Index ETF |
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47-4202515 |
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Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF |
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47-4153266 |
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Compass EMP US Small Cap 500 Volatility Weighted Index ETF |
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47-4138667 |
Item 2. Exhibits
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A. |
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Registrant’s Certificate of Trust dated April 12, 2012 is incorporated herein by reference to Exhibit (a)(ii) to the Trust’s initial Registration Statement on Form N-1A (File Nos. 333-181176; 811-22696), as filed with the SEC via EDGAR on May 4, 2012 (Accession Number: 0000910472-12-001340). |
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B. |
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Registrant’s Amended and Restated Agreement and Declaration of Trust dated February 21, 2013, is incorporated herein by reference to Exhibit (a)(i) to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-181176; 811-22696), as filed with the SEC via EDGAR on July 19, 2013 (Accession No. 0000910472-13-002813). |
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C. |
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Registrant’s Amended and Restated By-Laws dated May 1, 2015, are incorporated herein by reference to Exhibit (b) to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-181176; 811-22696), as filed with the SEC via EDGAR on June 26, 2015 (Accession No. 0001104659-15-048077). |
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
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Compass EMP Funds Trust |
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President |
| This ‘8-A12B’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 7/7/15 | 485BPOS | ||
| 6/26/15 | 485BXT | |||
| 5/1/15 | ||||
| 7/19/13 | 485BPOS | |||
| 2/21/13 | ||||
| 5/4/12 | N-1A | |||
| 4/12/12 | ||||
| List all Filings | ||||