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Victory Portfolios II, et al. – ‘485BPOS’ on 7/7/15 – ‘EX-99.B(H)(5)(B)’

On: Tuesday, 7/7/15, at 5:00pm ET · Effective: 7/7/15 · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 1104659-15-50122 · File #s: 811-22696, 333-181176

Previous ‘485BPOS’: ‘485BPOS’ on 10/28/14 · Next: ‘485BPOS’ on 7/17/15 · Latest: ‘485BPOS’ on 12/15/23 · 14 References:

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/07/15  Victory Portfolios II             485BPOS¶    7/07/15   12:1.9M                                   Merrill Corp-MD/FA
          → VictoryShares Emerging Market High Div Volatility Wtd ETF ⇒ CEY
          → VictoryShares Emerging Market Volatility Wtd ETF ⇒ CEZ
          → VictoryShares International High Div Volatility Wtd ETF ⇒ CID
          → VictoryShares International Volatility Wtd ETF ⇒ CIL
          → VictoryShares US Large Cap High Div Volatility Wtd ETF ⇒ CDL
          → VictoryShares US Small Cap High Div Volatility Wtd ETF ⇒ CSB
          → VictoryShares US Small Cap Volatility Wtd ETF ⇒ CSA

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment Filed Pursuant to          HTML    831K 
                Securities Act Rule 485(B)                                       
12: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML     23K 
 2: EX-99.B(E)(3)  Miscellaneous Exhibit                            HTML     95K 
 3: EX-99.B(G)(2)(B)  Miscellaneous Exhibit                         HTML     19K 
 4: EX-99.B(H)(2)(B)  Miscellaneous Exhibit                         HTML     20K 
 5: EX-99.B(H)(3)(B)  Miscellaneous Exhibit                         HTML     20K 
 6: EX-99.B(H)(4)(B)  Miscellaneous Exhibit                         HTML     20K 
 7: EX-99.B(H)(5)(B)  Miscellaneous Exhibit                         HTML    112K 
 8: EX-99.B(I)(1)  Miscellaneous Exhibit                            HTML     43K 
 9: EX-99.B(I)(2)  Miscellaneous Exhibit                            HTML     13K 
10: EX-99.B(M)(4)(B)  Miscellaneous Exhibit                         HTML     16K 
11: EX-99.B(N)(1)  Miscellaneous Exhibit                            HTML    160K

‘EX-99.B(H)(5)(B)’ — Miscellaneous Exhibit

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Exhibit 99.B(h)(5)(b)

SCHEDULE A

TO THE EXPENSE LIMITATION AGREEMENT DATED MAY 1, 2015

BETWEEN

COMPASS EMP FUNDS TRUST AND VICTORY CAPITAL MANAGEMENT INC.

OPERATING EXPENSE LIMITS AS OF MAY 21, 2015

Fund/Class	Maximum Operating Expense Limit		Date of Termination	Effective Date of Waiver
Compass EMP U.S. 500 Volatility Weighted Fund
Class A	1.20	%	April 30, 2017	May 1, 2015
Class T	1.45	%	April 30, 2017	May 1, 2015
Class C	1.95	%	April 30, 2017	May 1, 2015
Class I	0.95	%	April 30, 2017	May 1, 2015
Compass EMP U.S. Small Cap 500 Volatility Weighted Fund
Class A	1.25	%	April 30, 2017	May 1, 2015
Class T	1.50	%	April 30, 2017	May 1, 2015
Class C	2.00	%	April 30, 2017	May 1, 2015
Class I	1.00	%	April 30, 2017	May 1, 2015
Compass EMP International 500 Volatility Weighted Fund
Class A	1.41	%	April 30, 2017	May 1, 2015
Class T	1.66	%	April 30, 2017	May 1, 2015
Class C	2.16	%	April 30, 2017	May 1, 2015
Class I	1.16	%	April 30, 2017	May 1, 2015
Compass EMP Emerging Market 500 Volatility Weighted Fund
Class A	1.51	%	April 30, 2017	May 1, 2015
Class T	1.76	%	April 30, 2017	May 1, 2015
Class C	2.26	%	April 30, 2017	May 1, 2015
Class I	1.26	%	April 30, 2017	May 1, 2015
Compass EMP U.S. 500 Enhanced Volatility Weighted Fund
Class A	1.60	%	April 30, 2017	May 1, 2015
Class T	1.85	%	April 30, 2017	May 1, 2015
Class C	2.35	%	April 30, 2017	May 1, 2015
Class I	1.35	%	April 30, 2017	May 1, 2015

B-1

Fund/Class	Maximum Operating Expense Limit		Date of Termination	Effective Date of Waiver
Compass EMP International 500 Enhanced Volatility Weighted Fund
Class A	1.66	%	April 30, 2017	May 1, 2015
Class T	1.91	%	April 30, 2017	May 1, 2015
Class C	2.41	%	April 30, 2017	May 1, 2015
Class I	1.41	%	April 30, 2017	May 1, 2015
Compass EMP REC Enhanced Volatility Weighted Fund
Class A	1.46	%	April 30, 2017	May 1, 2015
Class T	1.71	%	April 30, 2017	May 1, 2015
Class C	2.21	%	April 30, 2017	May 1, 2015
Class I	1.21	%	April 30, 2017	May 1, 2015
Compass EMP Commodity Strategies Volatility Weighted Fund
Class A	1.43	%	April 30, 2017	May 1, 2015
Class T	1.68	%	April 30, 2017	May 1, 2015
Class C	2.18	%	April 30, 2017	May 1, 2015
Class I	1.18	%	April 30, 2017	May 1, 2015
Compass EMP Commodity Strategies Enhanced Volatility Weighted Fund
Class A	1.66	%	April 30, 2017	May 1, 2015
Class T	1.91	%	April 30, 2017	May 1, 2015
Class C	2.41	%	April 30, 2017	May 1, 2015
Class I	1.41	%	April 30, 2017	May 1, 2015
Compass EMP Long/Short Strategies Fund
Class A	1.66	%	April 30, 2017	May 1, 2015
Class T	1.91	%	April 30, 2017	May 1, 2015
Class C	2.41	%	April 30, 2017	May 1, 2015
Class I	1.41	%	April 30, 2017	May 1, 2015
Compass EMP Market Neutral Income Fund
Class A	1.25	%	April 30, 2017	May 1, 2015
Class T	1.50	%	April 30, 2017	May 1, 2015
Class C	2.00	%	April 30, 2017	May 1, 2015
Class I	1.00	%	April 30, 2017	May 1, 2015
Compass EMP Enhanced Fixed Income Fund
Class A	0.88	%	April 30, 2017	May 1, 2015
Class T	1.13	%	April 30, 2017	May 1, 2015
Class C	1.63	%	April 30, 2017	May 1, 2015
Class I	0.63	%	April 30, 2017	May 1, 2015

B-2

Fund/Class	Maximum Operating Expense Limit		Date of Termination	Effective Date of Waiver
Compass EMP Ultra Short-Term Fixed Income Fund
Class A	0.71	%	April 30, 2017	May 1, 2015
Class I	0.46	%	April 30, 2017	May 1, 2015
Compass EMP Multi-Asset Balanced Fund
Class A	1.51	%	April 30, 2017	May 1, 2015
Class T	1.76	%	April 30, 2017	May 1, 2015
Class C	2.26	%	April 30, 2017	May 1, 2015
Compass EMP Multi-Asset Growth Fund
Class A	1.73	%	April 30, 2017	May 1, 2015
Class T	1.98	%	April 30, 2017	May 1, 2015
Class C	2.48	%	April 30, 2017	May 1, 2015
Compass EMP Alternative Strategies Fund
Class A	1.80	%	April 30, 2017	May 1, 2015
Class T	2.05	%	April 30, 2017	May 1, 2015
Class C	2.55	%	April 30, 2017	May 1, 2015
Compass EMP US High Dividend 100 Volatility Weighted Fund
Class A	0.74	%	June 30, 2017	May 21, 2015
Class C	0.74	%	June 30, 2017	May 21, 2015
Class I	0.74	%	June 30, 2017	May 21, 2015
Compass EMP US EQ Income 100 Enhanced Volatility Weighted Fund
Class A	0.74	%	June 30, 2017	May 21, 2015
Class C	0.74	%	June 30, 2017	May 21, 2015
Class I	0.74	%	June 30, 2017	May 21, 2015

Compass EMP U.S. 500 Volatility Weighted Index ETF	0.58	%	April 30, 2017	May 1, 2015
Compass EMP U.S. Discovery 500 Enhanced Volatility Weighted Index ETF	0.68	%	April 30, 2017	May 1, 2015
Compass EMP U.S. 500 Enhanced Volatility Weighted Index ETF	0.68	%	April 30, 2017	May 1, 2015
Compass EMP Developed 500 Enhanced Volatility Weighted Index ETF	0.78	%	April 30, 2017	May 1, 2015
Compass EMP U.S. EQ Income 100 Enhanced Volatility Weighted Index ETF	0.68	%	April 30, 2017	May 1, 2015
Compass EMP US Small Cap 500 Volatility Weighted Index ETF	0.35	%	June 30, 2017	May 21, 2015
Compass EMP International 500 Volatility Weighted Index ETF	0.45	%	June 30, 2017	May 21, 2015
Compass EMP Emerging Market 500 Volatility Weighted Index ETF	0.50	%	June 30, 2017	May 21, 2015

B-3

Fund/Class	Maximum Operating Expense Limit		Date of Termination	Effective Date of Waiver
Compass EMP US Large Cap High Dividend 100 Volatility Weighted Index ETF	0.35	%	June 30, 2017	May 21, 2015
Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF	0.35	%	June 30, 2017	May 21, 2015
Compass EMP International High Dividend 100 Volatility Weighted Index ETF	0.45	%	June 30, 2017	May 21, 2015
Compass EMP Emerging Market High Dividend 100 Volatility Weighted Index ETF	0.50	%	June 30, 2017	May 21, 2015

B-4

Dates Referenced Herein and Documents Incorporated by Reference

This ‘485BPOS’ Filing	Date	Other Filings

	6/30/17	24F-2NT, N-CSR, N-PX, NSAR-B
	4/30/17
Filed on / Effective on:	7/7/15	8-A12B
	5/21/15
	5/1/15
		List all Filings

14 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/26/22  Victory Portfolios II             485BPOS    11/01/22   20:6.2M                                   Donn… Fin’l/ArcFiling/FA
10/06/22  Victory Portfolios II             485BPOS    10/10/22   27:3.1M                                   Donn… Fin’l/ArcFiling/FA
 8/30/22  Victory Portfolios II             485APOS                3:3.4M                                   Donn… Fin’l/ArcFiling/FA
 7/26/22  Victory Portfolios II             485APOS                3:2.6M                                   Donn… Fin’l/ArcFiling/FA
10/27/21  Victory Portfolios II             485BPOS©   11/01/21   38:6.4M                                   Donn… Fin’l/ArcFiling/FA
10/26/21  Victory Portfolios II             485BPOS    11/01/21  159:23M                                    Donn… Fin’l/ArcFiling/FA
 9/28/21  Victory Portfolios II             485BPOS     9/28/21   30:4.8M                                   Donn… Fin’l/ArcFiling/FA
 7/16/21  Victory Portfolios II             485APOS               21:5.1M                                   Donn… Fin’l/ArcFiling/FA
11/03/20  Victory Portfolios II             485BPOS    11/03/20   18:2.9M                                   Toppan Merrill/FA
11/03/20  Victory Portfolios II             485BPOS    11/03/20   18:2.9M                                   Toppan Merrill/FA
10/28/20  Victory Portfolios II             485BPOS    11/01/20  172:26M                                    Donn… Fin’l/ArcFiling/FA
10/28/20  Victory Portfolios II             485BPOS    11/01/20   41:6.9M                                   Donn… Fin’l/ArcFiling/FA
10/28/20  Victory Portfolios II             485BPOS©   11/01/20   41:6.9M                                   Donn… Fin’l/ArcFiling/FA
 9/02/20  Victory Portfolios II             485BPOS     9/02/20   11:1.8M                                   Toppan Merrill/FA

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Filing Submission 0001104659-15-050122 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)