SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Vornado Realty Trust – ‘8-A12B’ on 12/13/17 – ‘EX-4.13’

On:  Wednesday, 12/13/17, at 5:05pm ET   ·   Accession #:  1104659-17-73173   ·   File #:  1-11954

Previous ‘8-A12B’:  ‘8-A12B’ on 1/28/13   ·   Next:  ‘8-A12B’ on 11/30/20   ·   Latest:  ‘8-A12B’ on 9/24/21   ·   15 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/13/17  Vornado Realty Trust              8-A12B                 3:160K                                   Merrill Corp-MD/FA

Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration of a Class of Securities               HTML     44K 
 2: EX-3.7      Articles of Incorporation/Organization or By-Laws   HTML     56K 
 3: EX-4.13     Instrument Defining the Rights of Security Holders  HTML     24K 


EX-4.13   —   Instrument Defining the Rights of Security Holders


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 4.13

 

THIS CERTIFICATE IS
TRANSFERABLE

SEE REVERSE FOR
IMPORTANT NOTICE

IN THE CITY OF NEW YORK, N.Y.

ON TRANSFER RESTRICTIONS

 

AND OTHER INFORMATION

 

 

 

CUSIP 929042 828

 

ISIN US9290428286

 

 

 

VORNADO REALTY TRUST

 


a Real Estate Investment Trust
Formed Under the Laws of the State of Maryland

 

THIS CERTIFIES THAT ****SPECIMEN****is the owner of****(ZERO)**** fully paid and nonassessable 5.25% Series M Cumulative Redeemable Preferred Shares of Beneficial Interest, liquidation preference $25.00 per share, of no par value, of

 

VORNADO REALTY TRUST

 


 

 

(the “Trust”), transferable on the books of the Trust by the holder hereof in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the Declaration of Trust and Bylaws of the Trust and any amendments thereto. This Certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.

 

WITNESS the facsimile seal and the facsimile signatures of the duly authorized officers of the Trust.

 

DATED ****SPECIMEN****

 

 

 

 

 

 

 

Countersigned and Registered:

 

 

 

 

[IMPRESSION OF TRUST SEAL]

 

 

AMERICAN STOCK TRANSFER

 

& TRUST COMPANY, LLC

 

(New York, New York)

 

 

Transfer Agent and Registrar

 

 

Executive Vice President — Chief Financial

 

Officer and Chief Administration Officer

 

 

By:

 

 

 

 

Authorized signature

 

Senior Vice President, Corporation Counsel and Secretary

 



 

VORNADO REALTY TRUST
IMPORTANT NOTICE

 

The Trust will furnish to any shareholder, on request and without charge, a full statement of the information required by Section 8-203(d) of the Corporations and Associations Article of the Annotated Code of Maryland with respect to the designations and any preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications, and terms and conditions of redemption of the shares of each class of beneficial interest which the Trust has authority to issue and, if the Trust is authorized to issue any preferred or special class in series, (i) the differences in the relative rights and preferences between the shares of each series to the extent set, and (ii) the authority of the Board of Trustees to set such rights and preferences of subsequent series. The foregoing summary does not purport to be complete and is subject to and qualified in its entirety by reference to the Declaration of Trust (the “Declaration of Trust”), of the Trust, a copy of which will be sent without charge to each shareholder who so requests. Such request must be made to the Secretary of the Trust at its principal office or to the Transfer Agent.

 

The shares of Preferred Stock represented by this certificate are subject to restrictions on ownership and transfer for the purpose of the Trust’s maintenance of its status as a real estate investment trust under the Internal Revenue Code of 1986, as amended (the “Code”). No Person may Beneficially Own shares of Preferred Stock of any class in excess of 9.9% of the outstanding Preferred Equity Stock of such class and no Person may Constructively Own Preferred Stock of any class in excess of 9.9% of the outstanding Preferred Equity Stock of such class (unless such person is an Existing Constructive Holder). Any Person who attempts to Beneficially Own or Constructively Own Shares in excess of the above limitations must immediately notify the Trust. All capitalized terms used in this legend have the meanings set forth in the Declaration of Trust, a copy of which, including the restrictions on ownership and transfer, will be sent without charge to each stockholder who so requests. Such request must be made to the Secretary of the Trust at its principal office or to the Transfer Agent. If the restrictions on ownership and transfer are violated, the shares of Preferred Stock represented hereby will be automatically exchanged for shares of Excess Stock which will be held in trust by the Trust.

 



 

KEEP THIS CERTIFICATE IN A SAFE PLACE.  IF IT IS LOST, STOLEN
OR DESTROYED, THE TRUST WILL REQUIRE A BOND OF INDEMNITY
AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.

 

The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

as tenants in common

TEN ENT

as tenants by the entireties

JT TEN

as joint tenants with right of survivorship and not as tenants in common

 

UNIF GIFT MIN ACT                     Custodian                

(Cust)                        (Minor)

 

Under Uniform Gifts to Minors Act of

 

(State)

 

Additional abbreviations may also be used though not in the above list.

 

FOR VALUE RECEIVED,                         HEREBY SELLS, ASSIGNS
AND TRANSFERS UNTO

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

(PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE)

 

shares of the shares represented by the within Certificate, and do hereby irrevocably constitute and appoint                              Attorney to transfer the said shares on the books of the within named Trust with full
power of substitution in the premises.

 

 

Dated

 

 

 

 

NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THIS CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 



15 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/01/24  Vornado Realty Trust              S-3ASR      4/01/24   12:1.5M
 2/12/24  Vornado Realty Trust              10-K       12/31/23  151:23M
 6/02/23  Vornado Realty Trust              S-8 POS     6/02/23    4:248K
 6/02/23  Vornado Realty Trust              S-8         6/02/23    5:301K
 2/13/23  Vornado Realty Trust              10-K       12/31/22  154:25M
 2/14/22  Vornado Realty Trust              10-K       12/31/21  155:28M
 9/24/21  Vornado Realty Trust              8-A12B                 2:63K                                    Toppan Merrill/FA
 9/15/21  Vornado Realty Trust              424B5                  1:932K                                   Toppan Merrill/FA
 9/13/21  Vornado Realty Trust              424B5                  1:929K                                   Toppan Merrill/FA
 8/03/21  Vornado Realty Trust              S-3ASR      8/03/21    6:645K
 4/01/21  Vornado Realty Trust              S-3ASR      4/01/21   11:1.4M
 2/16/21  Vornado Realty Trust              10-K       12/31/20  156:26M
11/30/20  Vornado Realty Trust              8-A12B                 2:53K                                    Toppan Merrill/FA
11/23/20  Vornado Realty Trust              424B5                  1:678K                                   Toppan Merrill-FA
11/19/20  Vornado Realty Trust              424B5                  1:678K                                   Toppan Merrill-FA
Top
Filing Submission 0001104659-17-073173   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., May 16, 7:19:01.2am ET