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CHF Solutions, Inc. – ‘8-K’ for 5/25/17 – ‘EX-10.4’

On:  Tuesday, 5/30/17, at 4:17pm ET   ·   For:  5/25/17   ·   Accession #:  1104659-17-36171   ·   File #:  1-35312

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/30/17  CHF Solutions, Inc.               8-K:5,8,9   5/25/17    5:420K                                   Merrill Corp-MD/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     37K 
 2: EX-10.1     Material Contract                                   HTML    154K 
 3: EX-10.2     Material Contract                                   HTML     73K 
 4: EX-10.3     Material Contract                                   HTML     51K 
 5: EX-10.4     Material Contract                                   HTML      6K 


EX-10.4   —   Material Contract


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 10.4

 

FOURTH AMENDMENT

TO THE

CHF SOLUTIONS, INC.

NEW-HIRE EQUITY INCENTIVE PLAN

 

The CHF Solutions, Inc. New-Hire Equity Incentive Plan (the “Plan”) is hereby amended in the following respects, effective May 25, 2017, in accordance with Section 2(b)(vi) of the Plan.

 

The first sentence of Section 3(a) of the Plan is deleted in its entirety and replaced with the following sentence:

 

“Subject to the provisions of Section 9 relating to adjustments upon changes in stock, the aggregate number of shares of Common Stock that may be issued pursuant to Stock Awards after the Effective Date shall not exceed, in the aggregate, 904,387 shares (the “Share Reserve”).”

 



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:5/30/17
For Period End:5/25/17DEF 14A
 List all Filings 


27 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/17/24  Nuwellis, Inc.                    S-1/A                  6:2M                                     Broadridge Fin’l So… Inc
 3/13/24  Nuwellis, Inc.                    S-1/A                  9:2.6M                                   Broadridge Fin’l So… Inc
 3/11/24  Nuwellis, Inc.                    10-K       12/31/23   63:8.8M                                   Broadridge Fin’l So… Inc
 2/08/24  Nuwellis, Inc.                    S-1/A                  2:1.1M                                   Broadridge Fin’l So… Inc
 2/05/24  Nuwellis, Inc.                    S-1/A                 99:14M                                    Broadridge Fin’l So… Inc
 1/31/24  Nuwellis, Inc.                    S-1/A                 99:14M                                    Broadridge Fin’l So… Inc
 1/18/24  Nuwellis, Inc.                    S-1                   93:13M                                    Broadridge Fin’l So… Inc
10/06/23  Nuwellis, Inc.                    POS462C    10/06/23    1:1.6M                                   Broadridge Fin’l So… Inc
10/04/23  Nuwellis, Inc.                    POS AM                 1:1.6M                                   Broadridge Fin’l So… Inc
 9/29/23  Nuwellis, Inc.                    S-1/A                  9:2.3M                                   Broadridge Fin’l So… Inc
 9/21/23  Nuwellis, Inc.                    S-1         9/20/23    3:1.6M                                   Broadridge Fin’l So… Inc
 8/18/23  Nuwellis, Inc.                    8-K:5,9     8/15/23   11:192K                                   Broadridge Fin’l So… Inc
 3/03/23  Nuwellis, Inc.                    10-K       12/31/22   73:7.8M                                   Broadridge Fin’l So… Inc
12/09/22  Nuwellis, Inc.                    8-K:5,9    12/06/22   11:185K                                   Broadridge Fin’l So… Inc
10/13/22  Nuwellis, Inc.                    S-1/A      10/12/22    3:1.6M                                   Broadridge Fin’l So… Inc
10/12/22  Nuwellis, Inc.                    S-1/A                  4:1.8M                                   Broadridge Fin’l So… Inc
10/11/22  Nuwellis, Inc.                    S-1/A                  6:1.9M                                   Broadridge Fin’l So… Inc
10/06/22  Nuwellis, Inc.                    S-1/A                  4:1.6M                                   Broadridge Fin’l So… Inc
 9/30/22  Nuwellis, Inc.                    S-1/A                  9:2M                                     Broadridge Fin’l So… Inc
 9/09/22  Nuwellis, Inc.                    S-1                    3:1.5M                                   Broadridge Fin’l So… Inc
 4/21/22  Nuwellis, Inc.                    S-8         4/21/22    4:116K                                   Broadridge Fin’l So… Inc
 3/03/22  Nuwellis, Inc.                    10-K       12/31/21   59:6M                                     Broadridge Fin’l So… Inc
 5/24/21  Nuwellis, Inc.                    S-8         5/24/21    4:309K                                   Broadridge Fin’l So… Inc
 3/25/21  Nuwellis, Inc.                    S-8         3/25/21    3:168K                                   Broadridge Fin’l So… Inc
 3/25/21  Nuwellis, Inc.                    10-K       12/31/20   63:5.8M                                   Broadridge Fin’l So… Inc
 8/17/20  Nuwellis, Inc.                    S-1/A                  6:1.9M                                   Broadridge Fin’l So… Inc
 8/06/20  Nuwellis, Inc.                    S-1                    2:1.4M                                   Broadridge Fin’l So… Inc
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Filing Submission 0001104659-17-036171   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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