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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/15/20 Cryoport, Inc. S-3ASR 12/15/20 10:2.6M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-3ASR Automatic Shelf Registration Statement by a HTML 617K Well-Known Issuer 2: EX-4.20 Instrument Defining the Rights of Security Holders HTML 198K 3: EX-5.1 Opinion of Counsel re: Legality HTML 25K 4: EX-5.2 Opinion of Counsel re: Legality HTML 29K 5: EX-23.3 Consent of Expert or Counsel HTML 7K 6: EX-23.4 Consent of Expert or Counsel HTML 6K 7: EX-23.5 Consent of Expert or Counsel HTML 6K 8: EX-23.6 Consent of Expert or Counsel HTML 6K 9: EX-25.1 Statement of Eligibility to Act as a Trustee HTML 28K 10: EX-25.2 Statement of Eligibility to Act as a Trustee HTML 27K
tm2038293-1_s3asr - none - 10.0912078s |
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Nevada
(State or other jurisdiction of incorporation or organization) |
| |
88-0313393
(I.R.S. Employer Identification Number) |
|
| | |
Daniel E. Rees, Esq.
Drew Capurro, Esq. Latham & Watkins LLP 650 Town Center Dive, 20th Floor Costa Mesa, CA 92626 |
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| Large accelerated filer ☐ | | | Accelerated filer ☒ | |
| Non-accelerated filer ☐ | | |
Smaller reporting company ☒
Emerging growth company ☐
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Title of each class of securities to be registered
|
| | |
Amount to be
registered |
| | |
Proposed
maximum offering price per unit |
| | |
Proposed
maximum aggregate offering price |
| | |
Amount of
registration fee |
|
Securities to be offered by the registrant: | | | | | | | | | | | | | | | | | |
Common Stock, par value $0.001 per share
|
| | |
(1)(2)(3)
|
| | |
(1)(2)(3)
|
| | |
(1)(2)(3)
|
| | |
$(4)
|
|
Preferred Stock, par value $0.001 per share
|
| | |
(1)(2)(3)
|
| | |
(1)(2)(3)
|
| | |
(1)(2)(3)
|
| | |
$(4)
|
|
Debt Securities
|
| | |
(1)(2)
|
| | |
(1)(2)
|
| | |
(1)(2)
|
| | |
$(4)
|
|
Depositary Shares
|
| | |
(1)(2)
|
| | |
(1)(2)
|
| | |
(1)(2)
|
| | |
$(4)
|
|
Warrants
|
| | |
(1)(2)
|
| | |
(1)(2)
|
| | |
(1)(2)
|
| | |
$(4)
|
|
Purchase Contracts
|
| | |
(1)(2)
|
| | |
(1)(2)
|
| | |
(1)(2)
|
| | |
$(4)
|
|
Units
|
| | |
(1)(2)
|
| | |
(1)(2)
|
| | |
(1)(2)
|
| | |
$(4)
|
|
Securities to be offered by selling securityholders: | | | | | | | | | | | | | | | | | |
Common Stock, par value $0.001 per share
|
| | |
675,536
|
| | |
$47.56(5)
|
| | |
$32,128,492.16
|
| | |
$3,505.22
|
|
3.00% Convertible Senior Notes due 2025
|
| | |
$115,000,000(6)
|
| | |
100%
|
| | |
$115,000,000(6)
|
| | |
$12,546.50
|
|
Common Stock, $0.001 par value per share, issuable upon conversion of the notes
|
| | |
5,531,500(7)
|
| | |
—
|
| | |
—
|
| | |
—(8)
|
|
Common Stock, $0.001 par value, issuable upon conversion of 4.0% Series C Convertible Preferred Stock, par value $0.001 per share
|
| | |
6,474,135(9)
|
| | |
$47.56(5)
|
| | |
$307,909,860.60
|
| | |
$33,592.97
|
|
Total
|
| | | | | | | | | | | | | | |
$49,644.69(10)
|
|
| | | | | 1 | | | |
| | | | | 2 | | | |
| | | | | 4 | | | |
| | | | | 5 | | | |
| | | | | 6 | | | |
| | | | | 7 | | | |
| | | | | 11 | | | |
| | | | | 18 | | | |
| | | | | 19 | | | |
| | | | | 23 | | | |
| | | | | 24 | | | |
| | | | | 24 | | |
| | | | | 1 | | | |
| | | | | 2 | | | |
| | | | | 4 | | | |
| | | | | 6 | | | |
| | | | | 7 | | | |
| | | | | 8 | | | |
| | | | | 14 | | | |
| | | | | 15 | | | |
| | | | | 43 | | | |
| | | | | 47 | | | |
| | | | | 50 | | | |
| | | | | 58 | | | |
| | | | | 62 | | | |
| | | | | 65 | | | |
| | | | | 65 | | |
Make-Whole Fundamental
Change Effective Date |
| |
Stock Price
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
$20.79
|
| |
$22.50
|
| |
$23.91
|
| |
$27.50
|
| |
$31.08
|
| |
$40.00
|
| |
$50.00
|
| |
$60.00
|
| |
$75.00
|
| |
$100.00
|
| ||||||||||||||||||||||||||||||||
| | | | 6.2739 | | | | | | 6.2272 | | | | | | 5.9991 | | | | | | 4.3957 | | | | | | 3.2222 | | | | | | 1.5614 | | | | | | 0.7039 | | | | | | 0.2922 | | | | | | 0.0366 | | | | | | 0.0000 | | | |
| | | | 6.2739 | | | | | | 6.1712 | | | | | | 5.9232 | | | | | | 4.3084 | | | | | | 3.0967 | | | | | | 1.4364 | | | | | | 0.6159 | | | | | | 0.2389 | | | | | | 0.0192 | | | | | | 0.0000 | | | |
| | | | 6.2739 | | | | | | 6.0015 | | | | | | 5.8903 | | | | | | 4.0684 | | | | | | 2.8296 | | | | | | 1.2214 | | | | | | 0.4819 | | | | | | 0.1639 | | | | | | 0.0006 | | | | | | 0.0000 | | | |
| | | | 6.2739 | | | | | | 5.6459 | | | | | | 5.5014 | | | | | | 3.5630 | | | | | | 2.3406 | | | | | | 0.8839 | | | | | | 0.2979 | | | | | | 0.0739 | | | | | | 0.0003 | | | | | | 0.0000 | | | |
| | | | 6.2739 | | | | | | 5.2495 | | | | | | 4.5436 | | | | | | 2.5266 | | | | | | 1.4332 | | | | | | 0.3939 | | | | | | 0.0919 | | | | | | 0.0006 | | | | | | 0.0001 | | | | | | 0.0000 | | | |
| | | | 6.2739 | | | | | | 2.6183 | | | | | | 0.0000 | | | | | | 0.0000 | | | | | | 0.0000 | | | | | | 0.0000 | | | | | | 0.0000 | | | | | | 0.0000 | | | | | | 0.0000 | | | | | | 0.0000 | | |
Name
|
| |
Number of Shares
of Common Stock Beneficially Owned Prior to Offering (on an As- Converted Basis) |
| |
Percentage of
Outstanding Shares of Common Stock Beneficially Owned Prior to Offering (on an As- Converted Basis) |
| |
Number of Shares
of Common Stock that May be Offered Hereby |
| |
Number of Shares
of Common Stock Beneficially Owned After Sale of Shares that May be Offered Hereby(1) |
| |
Percentage of
Outstanding Shares of Common Stock Beneficially Owned After Sale of Shares that May be Offered Hereby(1) |
| |||||||||||||||
Blackstone Freeze Parent
L.P. |
| | | | 6,986,629(2) | | | | | | 15.1% | | | | | | 6,986,629(3) | | | | | | — | | | | | | — | | |
Blackstone Tactical Opportunities Fund – FD L.P.
|
| | | | 163,041(2) | | | | | | * | | | | | | 163,041(3) | | | | | | — | | | | | | — | | |
|
SEC registration fee
|
| | | $ | (1) | | |
|
FINRA filing fee
|
| | | $ | (2) | | |
|
Nasdaq supplemental listing fee
|
| | | $ | (2) | | |
|
Printing expenses
|
| | | $ | (2) | | |
|
Legal fees and expenses
|
| | | $ | (2) | | |
|
Accounting fees and expenses
|
| | | $ | (2) | | |
|
Blue Sky, qualification fees and expenses
|
| | | $ | (2) | | |
|
Transfer agent fees and expenses
|
| | | $ | (2) | | |
|
Trustee fees and expenses
|
| | | $ | (2) | | |
|
Depositary fees and expenses
|
| | | $ | (2) | | |
|
Warrant agent fees and expenses
|
| | | $ | (2) | | |
|
Miscellaneous
|
| | | $ | (2) | | |
|
Total
|
| | | $ | (2) | | |
|
SIGNATURE
|
| |
TITLE
|
| |
DATE
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| |
Chief Executive Officer and Director (Principal Executive Officer)
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| | | |
|
|
| |
Chief Financial Officer (Principal Financial and Accounting Officer)
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| | | |
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/s/ Richard Berman
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| |
Director
|
| | | |
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Director
|
| | | |
|
|
| |
Director
|
| | | |
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/s/ Ram M. Jagannath
|
| |
Director
|
| | |
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SIGNATURE
|
| |
TITLE
|
| |
DATE
|
|
|
|
| |
Director
|
| | | |
|
/s/ Edward Zecchini
|
| |
Director
|
| | |
This ‘S-3ASR’ Filing | Date | Other Filings | ||
---|---|---|---|---|
6/1/25 | ||||
12/1/24 | ||||
6/1/24 | ||||
6/5/23 | ||||
6/1/23 | ||||
6/1/22 | ||||
6/1/21 | 4 | |||
Filed on / Effective on: | 12/15/20 | |||
12/14/20 | 8-K/A | |||
12/10/20 | ||||
12/1/20 | ||||
10/1/20 | 3, 8-K, 8-K/A | |||
9/30/20 | 10-Q, 4 | |||
8/24/20 | 8-K | |||
6/30/20 | 10-Q, 4 | |||
5/26/20 | 8-K | |||
5/20/20 | ||||
5/19/20 | 8-K | |||
3/31/20 | 10-Q, 4 | |||
12/31/19 | 10-K, 4 | |||
1/1/19 | ||||
12/31/18 | 10-K, 4, D/A | |||
3/15/05 | ||||
12/11/00 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/15/23 Cryoport, Inc. POS AM 2:866K Toppan Merrill/FA 12/15/23 Cryoport, Inc. POSASR 12/15/23 6:967K Toppan Merrill/FA |