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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/10/20 CSW Industrials, Inc. S-3ASR 11/10/20 4:939K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-3ASR Automatic Shelf Registration Statement by a HTML 229K Well-Known Issuer 2: EX-4.3 Instrument Defining the Rights of Security Holders HTML 385K 3: EX-5.1 Opinion of Counsel re: Legality HTML 27K 4: EX-23.1 Consent of Expert or Counsel HTML 6K
tm2033780-1_s3asrseq1 - none - 3.546875s |
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DELAWARE
(STATE OR OTHER JURISDICTION
OF INCORPORATION OR ORGANIZATION) |
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2891
(PRIMARY STANDARD
INDUSTRIAL CLASSIFICATION CODE NUMBER) |
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47-2266942
(I.R.S. EMPLOYER
IDENTIFICATION NO.) |
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| Large accelerated filer | | | ☐ | | | Accelerated filer | | | ☒ | |
| Non-accelerated filer | | | ☐ | | | Smaller reporting company | | | ☐ | |
| | | | | | | Emerging growth company | | | ☐ | |
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Title of Each Class of Securities to be
Registered |
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Amount to be
Registered(1) |
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Proposed Maximum
Offering Price(1) |
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Proposed Maximum
Aggregate Offering Price(1) |
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Amount of
Registration Fee(1)(2) |
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Common Stock, $0.01 par value per share
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Preferred Stock, $0.01 par value per share
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Debt Securities
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Depositary Shares
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Warrants
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Units | | | | | | | | | | | | | | | | | |
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Page
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SEC registration fee
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| | | $ | * | | |
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Trustee’s fees and expenses
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| | | | ** | | |
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Legal fees and expenses
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Accounting fees and expenses
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Printing and engraving expenses
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Miscellaneous expenses
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Total
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Exhibit
Number |
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Description of Exhibits
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| | 1.1* | | | | Form of Underwriting Agreement. | |
| | 3.1 | | | | Third Amended and Restated Certificate of Incorporation of CSW Industrials, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed on August 15, 2018). | |
| | 3.2 | | | | Amended and Restated Bylaws of CSW Industrials, Inc. (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K, filed on August 15, 2018) | |
| | 4.1* | | | | Form of Preferred Stock Certificate of Designation (including form of preferred stock certificate). | |
| | 4.2* | | | | Form of Deposit Agreement with respect to Depositary Shares (including form of depositary receipt). | |
| | 4.3 | | | | Form of Indenture for Debt Securities. | |
| | 4.4* | | | | Form of Debt Securities. | |
| | 4.5* | | | | Form of Warrant Agreement (including form of warrant). | |
| | 4.6* | | | | Form of Unit Agreement (including form of unit certificate). | |
| | 5.1 | | | | Opinion of Shearman & Sterling LLP. | |
| | 23.1 | | | | Consent of Grant Thornton, LLP. | |
| | 23.2 | | | | Consent of Shearman & Sterling LLP (included in Exhibit 5.1 above). | |
| | 24.1 | | | | Powers of Attorney (included on signature pages). | |
Exhibit
Number |
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Description of Exhibits
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| | 25.1** | | | | Form T-1 Statement of Eligibility and Qualification under the Trust Indenture Act of 1939, as amended, of the Trustee for the debt securities of CSW Industrials, Inc. | |
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Signature
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Title
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Date
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/s/ Joseph B. Armes
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Chairman of the Board of Directors, Chief Executive Officer & President
(Principal Executive Officer) |
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/s/ James E. Perry
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Executive Vice President and Chief Financial Officer (Principal Financial and Accounting Officer)
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Director
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Director
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Director
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/s/ William F. Quinn
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Director
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/s/ Robert M. Swartz
Robert Swartz
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Director
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/s/ J. Kent Sweezey
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Director
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Director
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This ‘S-3ASR’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 11/10/20 | 4 | ||
10/26/20 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/05/20 CSW Industrials, Inc. 8-K:1,3,7,911/04/20 12:1M Toppan Merrill/FA 10/30/20 CSW Industrials, Inc. 10-Q 9/30/20 87:7.2M 8/17/20 CSW Industrials, Inc. 8-K:5 8/14/20 12:203K 8/03/20 CSW Industrials, Inc. 10-Q 6/30/20 87:6.9M 7/01/20 CSW Industrials, Inc. DEF 14A 8/14/20 2:3.7M Labrador Co./FA 5/20/20 CSW Industrials, Inc. 10-K 3/31/20 127:15M 4/21/20 CSW Industrials, Inc. 8-K:5 4/21/20 2:81K 8/15/18 CSW Industrials, Inc. 8-K:3,5,9 8/14/18 3:162K Donnelley … Solutions/FA 6/17/15 CSW Industrials, Inc. 10-12B 6/16/15 2:2.4M Donnelley … Solutions/FA |