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CASI Pharmaceuticals, Inc. – ‘10-Q’ for 9/30/20 – ‘EX-101.DEF’

On:  Monday, 11/9/20, at 2:39pm ET   ·   For:  9/30/20   ·   Accession #:  1104659-20-122981   ·   File #:  0-20713

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/09/20  CASI Pharmaceuticals, Inc.        10-Q        9/30/20   91:7.2M                                   Toppan Merrill/FA

Quarterly Report   —   Form 10-Q
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.05M 
 2: EX-10.1     Material Contract                                   HTML    107K 
 3: EX-10.2     Material Contract                                   HTML     89K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     29K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     29K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     26K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     26K 
14: R1          Document and Entity Information                     HTML     77K 
15: R2          Condensed Consolidated Balance Sheets               HTML    112K 
16: R3          Condensed Consolidated Balance Sheets               HTML     46K 
                (Parenthetical)                                                  
17: R4          Condensed Consolidated Statements of Operations     HTML    114K 
                and Comprehensive Loss                                           
18: R5          Condensed Consolidated Statements of Stockholders'  HTML     91K 
                Equity                                                           
19: R6          Condensed Consolidated Statements of Cash Flows     HTML    132K 
20: R7          Basis of Presentation                               HTML     44K 
21: R8          License and Distribution Agreements                 HTML     33K 
22: R9          Summary of Significant Accounting Policies          HTML     37K 
23: R10         Investment in Equity Securities, at fair value and  HTML     64K 
                long-term investments                                            
24: R11         Inventories                                         HTML     36K 
25: R12         Leases                                              HTML     62K 
26: R13         Intangible Assets                                   HTML     50K 
27: R14         Assets Held for Sale                                HTML     39K 
28: R15         Grants                                              HTML     26K 
29: R16         Note Payable                                        HTML     38K 
30: R17         Redeemable Noncontrolling Interest                  HTML     54K 
31: R18         Stockholders' Equity                                HTML     42K 
32: R19         Net Loss Per Share                                  HTML     60K 
33: R20         Stock-Based Compensation                            HTML     74K 
34: R21         Income Taxes                                        HTML     28K 
35: R22         Fair Value Measurements                             HTML     77K 
36: R23         Related Party Transactions                          HTML     29K 
37: R24         Acrotech License Arrangements                       HTML     30K 
38: R25         Commitments                                         HTML     29K 
39: R26         Subsequent Event                                    HTML     29K 
40: R27         Summary of Significant Accounting Policies          HTML     50K 
                (Policies)                                                       
41: R28         Investment in Equity Securities, at fair value and  HTML     55K 
                long-term investments (Tables)                                   
42: R29         Inventories (Tables)                                HTML     36K 
43: R30         Leases (Tables)                                     HTML     62K 
44: R31         Intangible Assets (Tables)                          HTML     49K 
45: R32         Assets Held for Sale (Tables)                       HTML     36K 
46: R33         Note Payable (Tables)                               HTML     36K 
47: R34         Redeemable Noncontrolling Interest (Tables)         HTML     51K 
48: R35         Stockholders' Equity (Tables)                       HTML     38K 
49: R36         Net Loss Per Share (Tables)                         HTML     59K 
50: R37         Stock-Based Compensation (Tables)                   HTML     77K 
51: R38         Fair Value Measurements (Tables)                    HTML     70K 
52: R39         Basis of Presentation (Details)                     HTML     41K 
53: R40         License and Distribution Agreements (Details)       HTML     68K 
54: R41         Summary of Significant Accounting Policies          HTML     28K 
                (Details)                                                        
55: R42         Investment in Equity Securities, at fair value and  HTML     27K 
                long-term investments - Summary of Investment                    
                (Details)                                                        
56: R43         Investment in Equity Securities, at fair value and  HTML     38K 
                long-term investments - Summary of Long-term                     
                investment (Details)                                             
57: R44         Investment in Equity Securities, at fair value and  HTML     67K 
                long-term investments - Additional Information                   
                (Details)                                                        
58: R45         Investment in Equity Securities, at fair value and  HTML     28K 
                long-term investments (Details)                                  
59: R46         Inventories (Details)                               HTML     33K 
60: R47         Leases - Impact of Topic 842 (Details)              HTML     29K 
61: R48         Leases - Supplemental Cash Flow (Details)           HTML     28K 
62: R49         Leases - Future Undiscounted Cash Flows (Details)   HTML     42K 
63: R50         Leases - Additional Information (Details)           HTML     53K 
64: R51         Intangible Assets - Net Definite-lived Intangible   HTML     35K 
                Assets (Details)                                                 
65: R52         Intangible Assets - Expected Future Amortization    HTML     37K 
                Expense (Details)                                                
66: R53         Intangible Assets - Additional Information          HTML     43K 
                (Details)                                                        
67: R54         Assets Held for Sale - Components of assets         HTML     36K 
                held-for-sale (Details)                                          
68: R55         Assets Held for Sale - Additional Information       HTML     46K 
                (Details)                                                        
69: R56         Grants (Details)                                    HTML     36K 
70: R57         Note Payable (Details)                              HTML     42K 
71: R58         Note Payable - Additional Information (Details)     HTML     29K 
72: R59         Redeemable Noncontrolling Interest - Changes        HTML     34K 
                (Details)                                                        
73: R60         Redeemable Noncontrolling Interest - Additional     HTML     41K 
                Information (Details)                                            
74: R61         Stockholders' Equity (Details)                      HTML     48K 
75: R62         Stockholders' Equity - Additional Information       HTML     42K 
                (Details)                                                        
76: R63         Net Loss Per Share (Details)                        HTML     27K 
77: R64         Net Loss Per Share - Basic and diluted net loss     HTML     42K 
                per share computation (Details)                                  
78: R65         Stock-Based Compensation - Compensation Expense     HTML     31K 
                (Details)                                                        
79: R66         Stock-Based Compensation - Weighted-Average         HTML     41K 
                Assumptions (Details)                                            
80: R67         Stock-Based Compensation - Options Outstanding      HTML     57K 
                (Details)                                                        
81: R68         Stock-Based Compensation - Additional Information   HTML     41K 
                (Details)                                                        
82: R69         Income Taxes (Details)                              HTML     25K 
83: R70         Fair Value Measurements (Details)                   HTML     48K 
84: R71         Fair Value Measurements - Additional Information    HTML     39K 
                (Details)                                                        
85: R72         Related Party Transactions (Details)                HTML     49K 
86: R73         Commitments (Details)                               HTML     29K 
87: R74         Subsequent Event (Details)                          HTML     47K 
89: XML         IDEA XML File -- Filing Summary                      XML    163K 
13: XML         XBRL Instance -- casi-20200930x10q_htm               XML   1.63M 
88: EXCEL       IDEA Workbook of Financial Reports                  XLSX     97K 
 9: EX-101.CAL  XBRL Calculations -- casi-20200930_cal               XML    162K 
10: EX-101.DEF  XBRL Definitions -- casi-20200930_def                XML    430K 
11: EX-101.LAB  XBRL Labels -- casi-20200930_lab                     XML   1.08M 
12: EX-101.PRE  XBRL Presentations -- casi-20200930_pre              XML    889K 
 8: EX-101.SCH  XBRL Schema -- casi-20200930                         XSD    199K 
90: JSON        XBRL Instance as JSON Data -- MetaLinks              360±   535K 
91: ZIP         XBRL Zipped Folder -- 0001104659-20-122981-xbrl      Zip    255K

‘EX-101.DEF’   —   XBRL Definitions — casi-20200930_def

This Exhibit is an XBRL XML File.

                                                                                                                                                                                
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10 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/28/24  CASI Pharmaceuticals, Inc.        20-F       12/31/23  142:21M                                    Toppan Merrill Bridge/FA
 4/26/23  CASI Pharmaceuticals, Inc.        20-F       12/31/22  129:16M                                    Toppan Merrill Bridge/FA
 4/26/23  CASI Pharmaceuticals, Inc. (DE)   20-F       12/31/22  129:16M                                    Toppan Merrill Bridge/FA
 3/28/22  CASI Pharmaceuticals, Inc. (DE)   10-K       12/31/21  104:11M                                    Toppan Merrill Bridge/FA
10/29/21  CASI Pharmaceuticals, Inc. (DE)   424B5                  1:316K                                   Toppan Merrill/FA
 3/30/21  CASI Pharmaceuticals, Inc. (DE)   10-K       12/31/20  109:13M                                    Toppan Merrill Bridge/FA
 3/25/21  CASI Pharmaceuticals, Inc. (DE)   424B5                  1:389K                                   Toppan Merrill/FA
 3/23/21  CASI Pharmaceuticals, Inc. (DE)   424B5                  1:391K                                   Toppan Merrill/FA
 2/10/21  CASI Pharmaceuticals, Inc. (DE)   10-Q/A      9/30/20   13:304K                                   Toppan Merrill/FA
11/20/20  CASI Pharmaceuticals, Inc. (DE)   S-3                    3:264K                                   Toppan Merrill/FA

1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/24/20  CASI Pharmaceuticals, Inc. (DE)   8-K:1,8,9   7/21/20    5:274K                                   Toppan Merrill/FA
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