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Accelerate Diagnostics, Inc. – ‘8-K’ for 9/17/20

On:  Monday, 9/21/20, at 6:16am ET   ·   For:  9/17/20   ·   Accession #:  1104659-20-106704   ·   File #:  1-31822

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/21/20  Accelerate Diagnostics, Inc.      8-K:5       9/17/20   10:187K                                   Toppan Merrill/FA

Current Report   —   Form 8-K
Filing Table of Contents

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‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

  

Date of report (Date of earliest event reported)  i September 17, 2020

 

 i Accelerate Diagnostics, Inc.

(Exact name of registrant as specified in its charter)

 

 i Delaware

(State or other jurisdiction of incorporation)

 

 i 001-31822    i 84-1072256
(Commission File Number)   (IRS Employer Identification No.)

 

 i 3950 South Country Club Road,  i Suite 470,  i Tucson,  i Arizona    i 85714
(Address of principal executive offices)   (Zip Code)

 

( i 520)  i 365-3100

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

   i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

   i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

   i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

   i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol Name of each exchange on which registered
 i Common Stock, $0.001 par value per share  i AXDX

 i The Nasdaq Stock Market LLC

(The Nasdaq Capital Market)

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 C: 

 

 

 

 

Item 5.05Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.

 

On September 17, 2020, the board of directors of Accelerate Diagnostics, Inc. (the “Company”) adopted a new Code of Business Conduct and Ethics (the “Code”), which applies to all directors, officers and employees of the Company and its subsidiaries. The Code was adopted to reflect current best practices, improve readability and more clearly communicate the Company’s expectations regarding ethical business conduct. The changes to the Code include, among other things: (i) additional guidelines relating the quality and safety of the Company’s products; (ii) clarification of the relationship with healthcare providers; (iii) expanded provisions relating to compliance with anti-corruption and anti-bribery laws and other laws related to the transaction of business internationally, including import and export regulations, as well as applicable laws relating to the billing of federal and state health care programs; and (iv) other administrative and non-substantive amendments.

 

The adoption of the Code did not relate to or result in any waiver, whether explicit or implicit, of any provision of the Company’s prior Code of Ethics and Standards of Conduct. The foregoing summary of the Code does not purport to be complete and is qualified in its entirety by reference to the full text of the Code, which is available on the Company’s website at: http://ir.axdx.com/governance-documents.

 

 C: 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date: September 21, 2020 ACCELERATE DIAGNOSTICS, INC.
  (Registrant)
   
  /s/ Steve Reichling
  Steve Reichling
  Chief Financial Officer

 

 

 C: 

 

 C: 

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:9/21/20None on these Dates
For Period end:9/17/20
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/22/22  Accelerate Diagnostics, Inc.      424B5                  1:562K                                   Toppan Merrill/FA
 8/18/22  Accelerate Diagnostics, Inc.      424B5       8/17/22    1:567K                                   Toppan Merrill/FA
 5/28/21  Accelerate Diagnostics, Inc.      424B5                  1:381K                                   Toppan Merrill/FA
 1/27/21  Accelerate Diagnostics, Inc.      S-3                    5:1.3M                                   Toppan Merrill/FA
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