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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/16/20 Boston Trust Walden Funds POS EX 9/16/20 13:972K Toppan Merrill/FA |
Document/Exhibit Description Pages Size
1: POS EX Post-Effective Amendment Filed Solely to Add HTML 131K
Exhibits
2: EX-99.(A)(1) Miscellaneous Exhibit HTML 199K
3: EX-99.(A)(2) Miscellaneous Exhibit HTML 15K
4: EX-99.(D)(6) Miscellaneous Exhibit HTML 35K
5: EX-99.(E)(4) Miscellaneous Exhibit HTML 21K
7: EX-99.(G)(10) Miscellaneous Exhibit HTML 19K
6: EX-99.(G)(6) Miscellaneous Exhibit HTML 25K
9: EX-99.(H)(10) Miscellaneous Exhibit HTML 29K
10: EX-99.(H)(14) Miscellaneous Exhibit HTML 37K
11: EX-99.(H)(16) Miscellaneous Exhibit HTML 38K
12: EX-99.(H)(18) Miscellaneous Exhibit HTML 41K
13: EX-99.(H)(22) Miscellaneous Exhibit HTML 93K
8: EX-99.(H)(5) Miscellaneous Exhibit HTML 21K
AMENDMENT TO
INVESTMENT ADVISORY AGREEMENT
This Amendment (“AMENDMENT”), dated as of August 18, 2020, amends the Investment Advisory Agreement dated September 30, 2004, as amended, (the “Agreement”) between Boston Trust Walden Funds (formerly The Boston Trust & Walden Funds), a Massachusetts business Trust (the “Trust) and Boston Trust Walden Inc. (formerly Boston Trust Investment Management, Inc.), a corporation organized under the laws of the Commonwealth of Massachusetts (the “Investment Adviser”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
WHEREAS, the parties wish to amend the Agreement pursuant to this Amendment to update Schedule A, effective September 30, 2020, to reflect (1) the name changes and re-designation of the funds listed below; and (2) the merger of Walden Small Cap Fund into Boston Trust Walden Small Cap Fund, as follows:
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Current Name |
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Re-Designated Name |
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Walden Equity Fund |
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Boston Trust Walden Equity Fund |
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Walden Balanced Fund |
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Boston Trust Walden Balanced Fund |
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Walden International Equity Fund |
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Boston Trust Walden International Equity Fund |
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Walden Midcap Fund |
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Boston Trust Walden Midcap Fund |
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Walden SMID Cap Fund |
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Boston Trust Walden SMID Cap Fund |
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Boston Trust Small Cap Fund |
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Boston Trust Walden Small Cap Fund |
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Walden Small Cap Fund |
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N/A. Series merged into Boston Trust Walden Small |
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Cap Fund in April 2020. |
NOW, THEREFORE, in consideration of the mutual covenants and promises hereinafter contained and for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trust and the Investment Adviser hereby agree as follows:
1. Schedule A
Effective September 30, 2020, Schedule A to the Agreement is hereby deleted in its entirety and replaced with the Schedule A attached to the end of this amendment.
2. Miscellaneous.
(a) This Amendment supplements and amends the Agreement. The provisions set forth in this Amendment supersede all prior negotiations, understandings and agreements bearing upon the subject matter covered herein, including any conflicting provisions of the Agreement or any provisions of the Agreement that directly cover or indirectly bear upon matters covered under this Amendment.
(b) Each reference to the Agreement in the Agreement (as it existed prior to this Amendment) and in every other agreement, contract or instrument to which the parties are bound, shall hereafter be construed as a reference to the Agreement as amended by this Amendment. Except as provided in this Amendment, the provisions of the Agreement remain in
full force and effect. No amendment or modification to this Amendment shall be valid unless made in writing and executed by both parties hereto.
(c) Paragraph headings in this Amendment are included for convenience only and are not to be used to construe or interpret this Amendment.
(d) This Amendment may be executed in counterparts, each of which shall be an original but all of which, taken together, shall constitute one and the same agreement.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed as of the day and year first above written.
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BOSTON TRUST WALDEN FUNDS | |
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By: |
/s/ Lucia Santini |
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Name: |
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Title: |
President |
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BOSTON TRUST WALDEN INC. | |
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By: |
/s/ Lucia Santini |
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Name: |
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Title: |
President |
Dated: August 18, 2020
Effective: September 30, 2020
SCHEDULE A
TO THE
INVESTMENT ADVISORY AGREEMENT
BETWEEN
BOSTON TRUST WALDEN FUNDS
AND
BOSTON TRUST WALDEN INC.
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Compensation | |
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Boston Trust Asset Management Fund |
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0.75% of average daily net assets up to $500 million and 0.50% of average daily net assets in excess of $500 million |
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Boston Trust Equity Fund |
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0.75% of average daily net assets |
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Boston Trust Midcap Fund |
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0.75% of average daily net assets |
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Boston Trust SMID Cap Fund |
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0.75% of average daily net assets |
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Boston Trust Walden Small Cap Fund |
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0.75% of average daily net assets |
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Boston Trust Walden Balanced Fund |
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0.75% of average daily net assets |
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Boston Trust Walden Equity Fund |
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0.75% of average daily net assets |
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Boston Trust Walden Midcap Fund |
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0.75% of average daily net assets |
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Boston Trust Walden SMID Cap Fund |
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0.75% of average daily net assets |
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Boston Trust Walden International Equity Fund |
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0.75% of average daily net assets |
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BOSTON TRUST WALDEN FUNDS |
BOSTON TRUST WALDEN INC. | |||
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By: |
/s/ Lucia Santini |
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By: |
/s/ Lucia Santini |
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Name: |
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Name: |
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Title: |
President |
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Title: |
President |
| This ‘POS EX’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 9/30/20 | 497K, NPORT-P | |||
| Filed on / Effective on: | 9/16/20 | |||
| 8/18/20 | ||||
| 9/30/04 | N-CSRS, NSAR-A | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/29/24 Boston Trust Walden Funds 485BPOS 5/01/24 19:7.4M FilePoint/FA 4/24/23 Boston Trust Walden Funds 485BPOS 5/01/23 41:12M Toppan Merrill/FA 4/22/22 Boston Trust Walden Funds 485BPOS 5/01/22 41:11M Toppan Merrill/FA 7/02/21 Boston Trust Walden Funds 485BPOS 7/30/21 34:10M Toppan Merrill/FA 5/04/21 Boston Trust Walden Funds 485APOS¶ 5/04/21 2:2.3M Toppan Merrill/FA 4/22/21 Boston Trust Walden Funds 485BPOS 5/01/21 38:10M Toppan Merrill/FA |