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Credit Suisse AG – ‘6-K’ for 9/9/20

On:  Wednesday, 9/9/20, at 4:19pm ET   ·   For:  9/9/20   ·   Accession #:  1104659-20-103459   ·   File #:  1-33434

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/09/20  Credit Suisse AG                  6-K         9/09/20    2:35K                                    Toppan Merrill/FA

Current, Quarterly or Annual Report by a Foreign Issuer   —   Form 6-K   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 6-K         Current, Quarterly or Annual Report by a Foreign    HTML     10K 
                Issuer                                                           
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     16K 


‘6-K’   —   Current, Quarterly or Annual Report by a Foreign Issuer


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

September 9, 2020

Commission File Number 001-33434

 

CREDIT SUISSE AG

(Translation of Registrant’s Name Into English)

 

Paradeplatz 8, 8001 Zurich, Switzerland

(Address of Principal Executive Offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F   x   Form 40-F   o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

 

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

 

 

 

 C: 

 

 

Explanatory note

 

This report on Form 6-K contains the exhibits set forth below.  This report on Form 6-K and such exhibits are hereby incorporated by reference into Registration Statement No. 333-238458-02 of Credit Suisse AG.

 

Exhibit 4.1: Third Supplemental Indenture between Credit Suisse and The Bank of New York Mellon, as trustee, dated as of September 9, 2020, to the Senior Indenture between Credit Suisse and The Bank of New York, as trustee, dated as of March 29, 2007.

  

 C: 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

CREDIT SUISSE AG

   
Date: September 9, 2020 By: /s/ Gina Orlins
    Name: Gina Orlins
    Title:   Authorized Person
 
  By: /s/ David Wong
    Name: David Wong
    Title:   Authorized Person

 

 C: 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘6-K’ Filing    Date    Other Filings
Filed on / For Period end:9/9/20424B2,  424B3,  6-K
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/25/24  UBS AG                            F-3                    6:709K                                   Donnelley … Solutions/FA
 6/22/23  Credit Suisse AG                  F-3/A                  4:828K                                   Toppan Merrill/FA
 6/08/23  Credit Suisse AG                  F-3         6/09/23    9:1M                                     Toppan Merrill/FA
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