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Rocket Companies, Inc. – ‘8-A12B’ on 8/5/20

On:  Wednesday, 8/5/20, at 3:21pm ET   ·   Accession #:  1104659-20-90798   ·   File #:  1-39432

1 Reference:  To:  Rocket Companies, Inc. – ‘S-1’ on 7/7/20

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/05/20  Rocket Companies, Inc.            8-A12B                 1:15K                                    Toppan Merrill/FA

Registration Statement for a Class of Securities   —   Form 8-A   —   Sect. 12(b) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration Statement for a Class of Securities    HTML     12K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Rocket Companies, Inc.

(Exact name of registrant as specified in its charter)

     
Delaware   84 4946470
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification No.)
     

1050 Woodward Avenue

Detroit, MI

 

48226 

(Address of principal executive offices)   (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be registered
  Name of each exchange on which
each class is to be registered
Class A common stock, par value $0.00001 per share   The New York Stock Exchange

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates (if applicable): 333-239726

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 C: 

 

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1.  Description of Registrant’s Securities to be Registered.

 

The securities to be registered hereby are shares of Class A common stock, par value $0.00001 per share, of Rocket Companies, Inc. (the “Registrant”). The information required by this Item 1 is incorporated herein by reference to the information set forth under “Description of Capital Stock” in the Registrant’s Registration Statement on Form S-1 (File No. 333-239726) under the Securities Act of 1933, as amended, as filed with the Securities and Exchange Commission on July 7, 2020, and as amended on July 28, 2020 (the “S-1 Registration Statement”). Such information also will appear in the Registrant’s prospectus that forms a part of the S-1 Registration Statement and such prospectus is incorporated herein by reference.

 

Item 2.  Exhibits.

 

Pursuant to the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed as part of this registration statement because no other securities of the Registrant are registered on The New York Stock Exchange and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

 C: 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities and Exchange Act of 1934, as amended, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: August 5, 2020

 

  Rocket COmpanies, Inc.
     
  By: /s/ Jay Farner
    Name: Jay Farner
    Title: Chief Executive Officer

 

 C: 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed on:8/5/203,  3/A,  4,  CERT,  EFFECT,  FWP,  S-8
7/28/20S-1/A
7/7/20CORRESP,  DRS,  DRS/A,  S-1
 List all Filings 


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/07/20  Rocket Companies, Inc.            S-1                  110:54M                                    Toppan Merrill-FA
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Filing Submission 0001104659-20-090798   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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