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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/24/20 Atlantic Power Corp. S-3/A 2:866K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-3/A Pre-Effective Amendment to Registration Statement HTML 362K - Securities for a Transaction 2: EX-23.4 Consent of Expert or Counsel HTML 5K
tm2027239-3_s3a - block - 5.1575502s |
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British Columbia, Canada
(State or Other Jurisdiction of Incorporation or Organization) |
| |
4900
(Primary Standard Industrial Classification Code Number) |
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55-0886410
(I.R.S. Employer Identification Number) |
|
| | |
William Gorman
Goodmans LLP Bay Adelaide Centre-West Tower 333 Bay Street, Suite 3400 Toronto, Ontario M5H 2S7 (416) 979-2211 |
|
| Large accelerated filer ☐ | | | Accelerated filer ☒ | | | Non-accelerated filer ☐ | | | Smaller reporting company ☒ | |
| | | | | | | | | | Emerging growth company ☐ | |
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Twelve Months Ended December 31
|
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2019
|
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2018
|
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2017
|
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High
|
| |
Cdn$1.3600
|
| |
Cdn$1.3642
|
| |
Cdn$1.3743
|
|
Low
|
| |
Cdn$1.2988
|
| |
Cdn$1.2288
|
| |
Cdn$1.2128
|
|
Average
|
| |
Cdn$1.3269
|
| |
Cdn$1.2957
|
| |
Cdn$1.2986
|
|
Period End
|
| |
Cdn$1.2988
|
| |
Cdn$1.3642
|
| |
Cdn$1.2545
|
|
|
Date
|
| |
Price Per Common Share
|
| |
Number of Common Shares
|
|
| | |
US$2.49
|
| |
587,379
|
|
TSX Date
|
| |
High
|
| |
Low
|
| |
Volume
|
| |||
August 2019
|
| |
Cdn$3.18
|
| |
Cdn$3.02
|
| | | | 659,553 | | |
September 2019
|
| |
Cdn$3.37
|
| |
Cdn$3.04
|
| | | | 708,381 | | |
October 2019
|
| |
Cdn$3.15
|
| |
Cdn$3.03
|
| | | | 761,469 | | |
November 2019
|
| |
Cdn$3.23
|
| |
Cdn$3.06
|
| | | | 580,334 | | |
December 2019
|
| |
Cdn$3.23
|
| |
Cdn$3.02
|
| | | | 612,104 | | |
January 2020
|
| |
Cdn$3.23
|
| |
Cdn$3.01
|
| | | | 2,050,714 | | |
February 2020
|
| |
Cdn$3.35
|
| |
Cdn$3.06
|
| | | | 1,092,184 | | |
March 2020
|
| |
Cdn$3.07
|
| |
Cdn$2.46
|
| | | | 2,818,584 | | |
April 2020
|
| |
Cdn$2.94
|
| |
Cdn$2.62
|
| | | | 1,874,843 | | |
May 2020
|
| |
Cdn$2.91
|
| |
Cdn$2.53
|
| | | | 1,008,459 | | |
June 2020
|
| |
Cdn$2.91
|
| |
Cdn$2.52
|
| | | | 1,209,211 | | |
July 2020
|
| |
Cdn$2.79
|
| |
Cdn$2.62
|
| | | | 985,933 | | |
August 1-21, 2020
|
| |
Cdn$2.94
|
| |
Cdn$2.60
|
| | | | 1,630,700 | | |
NYSE Date
|
| |
High
|
| |
Low
|
| |
Volume
|
| |||
August 2019
|
| |
US$2.40
|
| |
US$2.27
|
| | | | 1,493,277 | | |
September 2019
|
| |
US$2.55
|
| |
US$2.30
|
| | | | 1,458,667 | | |
October 2019
|
| |
US$2.40
|
| |
US$2.28
|
| | | | 1,575,564 | | |
November 2019
|
| |
US$2.45
|
| |
US$2.32
|
| | | | 1,113,426 | | |
December 2019
|
| |
US$2.43
|
| |
US$2.31
|
| | | | 1,359,389 | | |
January 2020
|
| |
US$2.43
|
| |
US$2.32
|
| | | | 1,395,057 | | |
February 2020
|
| |
US$2.52
|
| |
US$2.27
|
| | | | 1,430,214 | | |
NYSE Date
|
| |
High
|
| |
Low
|
| |
Volume
|
| |||
March 2020
|
| |
US$2.30
|
| |
US$1.76
|
| | | | 4,754,387 | | |
April 2020
|
| |
US$2.11
|
| |
US$1.84
|
| | | | 3,144,595 | | |
May 2020
|
| |
US$2.12
|
| |
US$1.80
|
| | | | 2,529,268 | | |
June 2020
|
| |
US$2.15
|
| |
US$1.84
|
| | | | 6,334,500 | | |
July 2020
|
| |
US$2.06
|
| |
US$1.95
|
| | | | 2,892,935 | | |
August 1-21, 2020
|
| |
US$2.23
|
| |
US$1.95
|
| | | | 1,152,093 | | |
Date
|
| |
High
|
| |
Low
|
| |
Volume
|
| |||
August 2019
|
| |
Cdn$106.00
|
| |
Cdn$104.31
|
| | | | 206,000 | | |
September 2019
|
| |
Cdn$107.4
|
| |
Cdn$103.60
|
| | | | 509,000 | | |
October 2019
|
| |
Cdn$105.25
|
| |
Cdn$103.25
|
| | | | 672,000 | | |
November 2019
|
| |
Cdn$106.00
|
| |
Cdn$104.15
|
| | | | 171,000 | | |
December 2019
|
| |
Cdn$105.75
|
| |
Cdn$103.77
|
| | | | 456,000 | | |
January 2020
|
| |
Cdn$106.14
|
| |
Cdn$104.00
|
| | | | 323,000 | | |
February 2020
|
| |
Cdn$107.00
|
| |
Cdn$103.00
|
| | | | 292,000 | | |
March 2020
|
| |
Cdn$104.25
|
| |
Cdn$85.00
|
| | | | 876,000 | | |
April 2020
|
| |
Cdn$100.00
|
| |
Cdn$95.00
|
| | | | 4,119,000 | | |
May 2020
|
| |
Cdn$100.50
|
| |
Cdn$97.00
|
| | | | 1,150,000 | | |
June 2020
|
| |
Cdn$102.00
|
| |
Cdn$100.00
|
| | | | 1,338,000 | | |
July 2020
|
| |
Cdn$101.50
|
| |
Cdn$100.06
|
| | | | 326,000 | | |
August 1-21, 2020
|
| |
Cdn$103.48
|
| |
Cdn$101.01
|
| | | | 869,000 | | |
| | | | ||||
Cash and cash equivalents:
|
| | | | 37,993 | | |
Debt: | | | | | | | |
Series E Debentures
|
| | | | 84,387 | | |
Senior unsecured notes
|
| | | | 154,098 | | |
Current portion of senior secured term loan facility
|
| | | | 83,000 | | |
Senior secured term loan facility
|
| | | | 262,000 | | |
Current portion of project-level debt
|
| | | | 3,000 | | |
| | | | ||||
Project-level debt
|
| | | | 13,390 | | |
Total debt:
|
| | | | 599,875 | | |
Shareholders’ equity:
|
| | | | | | |
Common shares, no par value per share, unlimited authorized shares, 91,952,348 shares issued and outstanding
|
| | | | 1,224,567 | | |
Preferred shares issued by a subsidiary company
|
| | | | 168,803 | | |
Accumulated other comprehensive loss
|
| | | | (147,305) | | |
Retained deficit
|
| | | | (1,140,395) | | |
Total shareholder’s equity
|
| | | | 105,670 | | |
Total capitalization
|
| | | | 705,545 | | |
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New Issue
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Page
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| | | | C-1 | | | |
| | | | C-2 | | | |
CURRENCY AND EXCHANGE RATE INFORMATION
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| | | | | | |
| | | | C-2 | | | |
| | | | C-3 | | | |
PRIOR SALES
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TRADING PRICE AND VOLUME
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| | | | | | |
EARNINGS COVERAGE RATIOS
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CONSOLIDATED CAPITALIZATION
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| | | | | | |
| | | | C-5 | | | |
| | | | C-6 | | | |
| | | | C-6 | | | |
| | | | C-7 | | | |
| | | | C-7 | | | |
EXEMPTIONS
|
| | | | | | |
| | | | C-7 | | | |
| | | | C-7 | | | |
| | | | C-9 | | | |
| | | | C-9 | | | |
| | | | C-10 | | |
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By: (Signed) JAMES J. MOORE, JR.
Chief Executive Officer |
| |
By: (Signed) TERRENCE RONAN
Chief Financial Officer |
|
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By: (Signed) KEVIN T. HOWELL
Director |
| |
By: (Signed) RICHARD FOSTER DUNCAN
Director |
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SEC registration fee
|
| | | $ | 32,450(1) | | |
|
Legal fees and expenses
|
| | | | * | | |
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Accounting fees and expenses
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| | | | * | | |
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Printing and related expenses
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| | | | * | | |
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Trustee fees and expenses
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| | | | * | | |
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Miscellaneous expenses
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| | | | * | | |
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Total
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| | | $ | * | | |
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Signature
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Title
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Date
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| | President, Chief Executive Officer and Director (principal executive officer) | | | | |
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/s/ TERRENCE RONAN
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| | Executive Vice President and Chief Financial Officer (principal financial and accounting officer) | | | | |
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/s/ KEVIN T. HOWELL*
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| | Chairman of the Board | | | | |
|
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| | Director | | | | |
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/s/ DANIELLE S. MOTTOR*
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| | Director | | | | |
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/s/ GILBERT S. PALTER*
|
| | Director | | | |
This ‘S-3/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
6/23/36 | ||||
1/31/25 | ||||
Filed on: | 8/24/20 | CORRESP | ||
8/21/20 | ||||
8/6/20 | 10-Q, 8-K | |||
7/30/20 | ||||
6/30/20 | 10-Q, 4 | |||
6/17/20 | 8-K, DEF 14A | |||
5/6/20 | ||||
4/28/20 | 8-K, DEF 14A | |||
3/25/20 | SC TO-I | |||
2/27/20 | 10-K, 4, 8-K | |||
2/25/20 | 4 | |||
12/31/19 | 10-K, 4 | |||
12/31/18 | 10-K, 4 | |||
1/29/18 | 8-K | |||
12/18/17 | EFFECT | |||
12/5/17 | S-3 | |||
11/29/12 | 8-K, FWP, POSASR | |||
7/5/12 | 8-K, EFFECT | |||
7/23/10 | 10-Q/A, 3 | |||
12/17/09 | ||||
12/2/09 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/14/21 Atlantic Power Corp. POS AM 1:32K Toppan Merrill/FA |