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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/08/20 Plug Power Inc 8-K:8,9 4/08/20 11:195K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 29K 2: EX-5.1 Opinion of Counsel re: Legality HTML 12K 10: R1 Cover HTML 47K 11: XML IDEA XML File -- Filing Summary XML 11K 8: XML XBRL Instance -- tm2014001-2_8k_htm XML 14K 6: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.LAB XBRL Labels -- plug-20200408_lab XML 96K 5: EX-101.PRE XBRL Presentations -- plug-20200408_pre XML 64K 3: EX-101.SCH XBRL Schema -- plug-20200408 XSD 12K 7: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K 9: ZIP XBRL Zipped Folder -- 0001104659-20-044524-xbrl Zip 13K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i April 8, 2020
(Exact name of registrant as specified in its charter)
| i Delaware | i 1-34392 | i 22-3672377 | ||
| (State or other jurisdiction | (Commission File | (IRS Employer | ||
| of incorporation) | Number) | Identification No.) |
| i 968 Albany Shaker Road, i Latham, i New York |
i 12110 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: i (518) i 782-7700
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| i Common Stock, par value $0.01 per share | i PLUG | The i Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01. Other Events.
On April 8, 2020, Plug Power Inc. (the “Company”) filed with the Securities and Exchange Commission (the “SEC”) a prospectus supplement (“Prospectus Supplement”) to the prospectus included in its shelf registration statement on Form S-3ASR (File No. 333-235328) filed with the SEC on December 2, 2019. The Company filed the Prospectus Supplement for the purpose of registering for resale up to 1,770,135 shares of the Company’s common stock that were issued to a selling stockholder identified in the Prospectus Supplement. In connection with the filing of the Prospectus Supplement, the Company is filing an opinion of its counsel, Goodwin Procter LLP, regarding the legality of the common stock being registered, which opinion is attached as Exhibit 5.1 to this Current Report on Form 8-K.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit Number | Description | |
| 5.1 | Opinion of Goodwin Procter LLP | |
| 23.1 | Consent of Goodwin Procter LLP (included in Exhibit 5.1) | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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C: 2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Plug Power Inc. | ||
| Date: April 8, 2020 | By: | /s/ Paul Middleton |
| Name: Paul Middleton | ||
| Title: Chief Financial Officer |
C:
3
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| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 4/8/20 | 424B7 | ||
| 12/2/19 | 424B5, 8-K, S-3ASR | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/08/21 Plug Power Inc. 424B7 1:297K Toppan Merrill-FA 1/28/21 Plug Power Inc. 424B5 1:583K Toppan Merrill-FA 1/26/21 Plug Power Inc. 424B5 1:531K Toppan Merrill-FA 11/18/20 Plug Power Inc. 424B2 1:586K Toppan Merrill-FA 11/16/20 Plug Power Inc. 424B5 1:573K Toppan Merrill-FA 8/21/20 Plug Power Inc. 424B7 1:308K Toppan Merrill-FA 8/13/20 Plug Power Inc. 424B2 1:627K Toppan Merrill-FA 8/11/20 Plug Power Inc. 424B5 1:573K Toppan Merrill-FA |