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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/25/20 Summit Wireless Techs, Inc. 10-K 12/31/19 77:9.3M Toppan Merrill/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 860K
2: EX-3.1IV Articles of Incorporation/Organization or Bylaws HTML 145K
3: EX-4.14 Instrument Defining the Rights of Security Holders HTML 26K
4: EX-10.25 Material Contract HTML 206K
5: EX-10.31 Material Contract HTML 38K
6: EX-21.1 Subsidiaries List HTML 20K
7: EX-23.1 Consent of Experts or Counsel HTML 23K
8: EX-31.1 Certification -- §302 - SOA'02 HTML 27K
9: EX-31.2 Certification -- §302 - SOA'02 HTML 27K
10: EX-32.1 Certification -- §906 - SOA'02 HTML 24K
11: EX-32.2 Certification -- §906 - SOA'02 HTML 24K
48: R1 Document and Entity Information HTML 62K
29: R2 Consolidated Balance Sheets HTML 97K
33: R3 Consolidated Balance Sheets (Parenthetical) HTML 51K
77: R4 Consolidated Statements of Operations HTML 74K
50: R5 Consolidated Statements of Comprehensive Loss HTML 36K
30: R6 Consolidated Statements of Convertible Preferred HTML 119K
Stock and Stockholders' Equity (Deficit)
34: R7 Consolidated Statements of Cash Flows HTML 153K
74: R8 Business and Viability of Operations HTML 47K
52: R9 Balance Sheet Components HTML 104K
40: R10 Promissory Notes HTML 45K
20: R11 Convertible Notes Payable HTML 61K
60: R12 Fair Value Measurements HTML 167K
68: R13 Convertible Preferred Stock and Stockholders' HTML 178K
Equity
41: R14 Income Taxes HTML 142K
21: R15 Commitments and Contingencies HTML 32K
61: R16 Intangible Assets HTML 74K
69: R17 Related Parties HTML 75K
39: R18 Segment Information HTML 44K
22: R19 Subsequent Events HTML 36K
45: R20 Summary of Significant Accounting Policies HTML 146K
(Policies)
71: R21 Summary of Significant Accounting Policies HTML 37K
(Tables)
31: R22 Balance Sheet Components (Tables) HTML 110K
25: R23 Fair Value Measurements (Tables) HTML 167K
46: R24 Convertible Preferred Stock and Stockholders' HTML 127K
Equity (Tables)
72: R25 Income Taxes (Tables) HTML 142K
32: R26 Intangible Assets (Tables) HTML 72K
26: R27 Segment Information (Tables) HTML 45K
47: R28 Business and Viability of Operations (Details) HTML 114K
70: R29 Summary of Significant Accounting Policies HTML 28K
(Details)
66: R30 Summary of Significant Accounting Policies - HTML 80K
Additional Information (Details)
59: R31 Balance Sheet Components - Inventories (Details) HTML 31K
24: R32 Balance Sheet Components - Property and equipment HTML 40K
(Details)
44: R33 Balance Sheet Components - Accrued liabilities HTML 42K
(Details)
65: R34 Balance Sheet Components - Additional Information HTML 26K
(Details)
58: R35 Promissory Notes (Details) HTML 132K
23: R36 Convertible Notes Payable (Details) HTML 273K
43: R37 Fair Value Measurements (Details) HTML 38K
67: R38 Fair Value Measurements - Summary of changes in HTML 33K
fair value of the Company's warrant liability
measured at fair value using significant
unobservable inputs (Level 3) (Details)
57: R39 Fair Value Measurements - Summary of the weighted HTML 43K
average significant unobservable inputs (Level 3
inputs) used in measuring the Company's warrant
liability that is categorized within Level 3 of
the fair value hierarchy (Details)
75: R40 Fair Value Measurements - summary of changes in HTML 33K
fair value of the Company's derivative liability
measured at fair value using significant
unobservable inputs (Level 3) (Details)
53: R41 Fair Value Measurements - weighted average HTML 32K
significant unobservable inputs (Level 3 inputs)
(Details4)
28: R42 Fair Value Measurements - Additional Information HTML 33K
(Details)
36: R43 Convertible Preferred Stock and Stockholders' HTML 39K
Equity - (Details)
73: R44 Convertible Preferred Stock and Stockholders' HTML 68K
Equity - Warrants for common stock outstanding and
exercisable (Details)
51: R45 Convertible Preferred Stock and Stockholders' HTML 756K
Equity - Additional Information (Details)
27: R46 Income Taxes - Income before Income Tax, Domestic HTML 30K
and Foreign (Details)
35: R47 Income Taxes - Components of Income Tax Expense HTML 53K
(Details)
76: R48 Income Taxes - Deferred Tax Assets and Liabilities HTML 51K
(Details)
49: R49 Income Taxes - Effective Income Tax Rate HTML 42K
Reconciliation (Details)
54: R50 Income Taxes - Additional Informations (Details) HTML 50K
62: R51 Commitments and Contingencies (Details) HTML 32K
37: R52 Intangible Assets (Details) HTML 32K
18: R53 Intangible Assets - Additional Informations HTML 30K
(Details)
55: R54 Related Parties (Details) HTML 423K
63: R55 Segment Information (Details) HTML 29K
38: R56 Subsequent Events - February 2020 Private HTML 50K
Placement (Details)
19: R57 Subsequent Events - Funding Agreement (Details) HTML 76K
56: XML IDEA XML File -- Filing Summary XML 130K
64: EXCEL IDEA Workbook of Financial Reports XLSX 103K
12: EX-101.INS XBRL Instance -- wisa-20191231 XML 2.85M
14: EX-101.CAL XBRL Calculations -- wisa-20191231_cal XML 146K
15: EX-101.DEF XBRL Definitions -- wisa-20191231_def XML 766K
16: EX-101.LAB XBRL Labels -- wisa-20191231_lab XML 1.26M
17: EX-101.PRE XBRL Presentations -- wisa-20191231_pre XML 1.17M
13: EX-101.SCH XBRL Schema -- wisa-20191231 XSD 196K
42: ZIP XBRL Zipped Folder -- 0001104659-20-037958-xbrl Zip 200K
Exhibit 4.14
DESCRIPTION OF SECURITIES
REGISTERED PURSUANT TO SECTION 12 OF THE
SECURITIES EXCHANGE ACT OF 1934
As of December 31, 2019, Summit Wireless Technologies, Inc. (the “Company,” “we,” “us” or “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, par value $0.0001 per share (the “Common Stock).
The following description of our Common Stock, certain provisions of our certificate of incorporation, as amended, bylaws and Delaware law are summaries. You should also refer to certificate of incorporation, as amended, and our bylaws, copies of which can be accessed through hyperlinks to those documents in the list of exhibits in our Annual Report on Form 10-K for the fiscal year ending December 31, 2019.
General
Our certificate of incorporation, as amended, authorizes the issuance of up to 200,000,000 shares of Common Stock, par value $0.0001 per share, and up to 20,000,000 shares of blank check preferred stock, par value $0.0001 per share. Our board of directors may establish the rights and preferences of the preferred stock from time to time.
Common Stock
Voting Rights
Each holder of our Common Stock is entitled to one vote for each share on all matters submitted to a vote of the stockholders, including the election of directors. Under our bylaws, our stockholders will not have cumulative voting rights. Because of this, the holders of a majority of the Common Stock entitled to vote in any election of directors will be able elect all of the directors standing for election, if they should so choose.
Dividends
Subject to preferences that may be applicable to any then-outstanding preferred stock, holders of our Common Stock will be entitled to receive ratably those dividends, if any, as may be declared from time to time by the board of directors out of legally available funds. The right of holders of our Common Stock to receive dividends is subject to the rights of holders of our Series A 8% Senior Convertible Preferred Stock, par value $0.0001 per share (the “Series A Preferred Stock”) to received dividends pursuant to the Certificate of Designations of the Preferences, Rights and Limitations of the Series A 8% Senior Convertible Preferred Stock (the “Certificate of Designations”).
Liquidation
In the event of our liquidation, dissolution or winding up, holders of Common Stock will be entitled to share ratably in the net assets legally available for distribution to stockholders after the payment of all of our debts and other liabilities and the satisfaction of any liquidation preference granted to the holders of any then-outstanding preferred stock, including, without limitation, the liquidation preference granted to holders of our Series A Preferred Stock pursuant to the Certificate of Designations.
Rights and Preferences
Holders of Common Stock have no preemptive, conversion or subscription rights and there are no redemption or sinking fund provisions applicable to our Common Stock. The rights, preferences and privileges of the holders of Common Stock are subject to, and may be adversely affected by, the rights of the holders of any series of preferred stock that we may designate in the future, including, without limitation, the rights granted to holders of our Series A Preferred Stock pursuant to the Certificate of Designations.
C:
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/25/20 | |||
| For Period end: | 12/31/19 | 5, CORRESP, UPLOAD | ||
| List all Filings | ||||