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Duke Energy Corp, et al. – ‘8-K’ for 3/16/20

On:  Tuesday, 3/17/20, at 5:26pm ET   ·   For:  3/16/20   ·   Accession #:  1104659-20-34834   ·   File #s:  1-01232, 1-03274, 1-03382, 1-03543, 1-04928, 1-06196, 1-32853

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/17/20  Duke Energy Corp                  8-K:1,9     3/16/20   12:612K                                   Toppan Merrill/FA
          Duke Energy Ohio, Inc.
          Duke Energy Florida, LLC.
          Duke Energy Progress, LLC.
          Duke Energy Indiana, LLC
          Duke Energy Carolinas, LLC
          Piedmont Natural Gas Co Inc

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML    131K 
 2: EX-10.1     Material Contract                                   HTML    114K 
 8: R1          Cover                                               HTML    101K 
12: XML         IDEA XML File -- Filing Summary                      XML     14K 
 7: XML         XBRL Instance -- tm2012855-2_8k_htm                  XML     70K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- duk-20200316_def                 XML     83K 
 5: EX-101.LAB  XBRL Labels -- duk-20200316_lab                      XML    116K 
 6: EX-101.PRE  XBRL Presentations -- duk-20200316_pre               XML     80K 
 3: EX-101.SCH  XBRL Schema -- duk-20200316                          XSD     19K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               29±    39K 
11: ZIP         XBRL Zipped Folder -- 0001104659-20-034834-xbrl      Zip     42K

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  i March 16, 2020

 

Commission file

number

  

Registrant, State of Incorporation or Organization,

Address of Principal Executive Offices, and Telephone Number

  

IRS Employer

Identification No.

         
     i DUKE ENERGY CORPORATION    
    (a  i Delaware corporation)    
 i 1-32853  

 i 550 South Tryon Street

  i Charlotte,  i North Carolina  i 28202-1803

 i 704- i 382-3853

    i 20-2777218
         
       

 

Commission

file number

  

Registrant, State of Incorporation or Organization,

Address of Principal Executive Offices, Telephone

Number and IRS Employer Identification Number

  

Commission

file number

  

Registrant, State of Incorporation or Organization,

Address of Principal Executive Offices, Telephone

Number and IRS Employer Identification Number

 i 1-4928  

 i DUKE ENERGY CAROLINAS, LLC

(a North Carolina limited liability company)

 i 526 South Church Street

 i Charlotte,  i North Carolina  i 28202-1803

 i 704- i 382-3853

 i 56-0205520

    i 1-1232  

 i DUKE ENERGY OHIO, INC.

(an Ohio corporation)

 i 139 East Fourth Street

 i Cincinnati,  i Ohio  i 45202

 i 704- i 382-3853

 i 31-0240030

 i 1-3382  

 i DUKE ENERGY PROGRESS, LLC

(a North Carolina limited liability company)

 i 410 South Wilmington Street

 i Raleigh,  i North Carolina  i 27601-1748

 i 704- i 382-3853

 i 56-0165465

    i 1-3543  

 i DUKE ENERGY INDIANA, LLC.

(an Indiana limited liability company)

 i 1000 East Main Street

 i Plainfield,  i Indiana  i 46168

 i 704- i 382-3853

 i 35-0594457

 i 1-3274  

 i DUKE ENERGY FLORIDA, LLC

(a Florida limited liability company)

 i 299 First Avenue North

 i St. Petersburg,  i Florida  i 33701

 i 704- i 382-3853

 i 59-0247770

    i 1-6196  

 i PIEDMONT NATURAL GAS COMPANY, INC

(a North Carolina corporation)

 i 4720 Piedmont Row Drive

 i Charlotte,  i North Carolina  i 28210

 i 704- i 364-3120

 i 56-0556998

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c))

 

SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:

 

Title of each class Trading
Symbol(s) 		Name of each exchange on which registered
 i Common stock, $0.001 par value  i DUK  i New York Stock Exchange LLC
 i 5.125% Junior Subordinated Debentures due January 15, 2073  i DUKH  i New York Stock Exchange LLC
 i 5.625% Junior Subordinated Debentures due September 15, 2078  i DUKB  i New York Stock Exchange LLC
 i Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share  i DUK PR A  i New York Stock Exchange LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 C: 

 

 

 

Item 1.01. Entry into a Material Definitive Agreement.

 

On March 16, 2020, Duke Energy Corporation (the “Corporation”) and its wholly-owned subsidiaries, Duke Energy Carolinas, LLC, Duke Energy Florida, LLC, Duke Energy Indiana, LLC, Duke Energy Kentucky, Inc., Duke Energy Ohio, Inc., Duke Energy Progress, LLC, and Piedmont Natural Gas Company, Inc, entered into an amendment to the $8,000,000,000 Credit Agreement, originally dated as of November 18, 2011 and as amended on December 18, 2013, January 30, 2015, March 16, 2017, and March 18, 2019, among the Corporation and each of such subsidiaries, as Borrowers, the lenders listed therein, and Wells Fargo Bank, National Association, as Administrative Agent and Swingline Lender.  The credit facility was originally described and filed in the Corporation’s Form 8-K dated November 25, 2011.  This amendment was entered into primarily to extend the termination date of the facility from March 16, 2024 to March 16, 2025. As of March 17, 2020, the Corporation had approximately $3.9 billion available for borrowing under the Credit Agreement, after accounting for outstanding commercial paper, letters of credit and other credit support provided by this facility.

 

The disclosure in this Item 1.01 is qualified in its entirety by the provisions of the amendment to the Credit Agreement, which is attached hereto as Exhibit 10.1 and is incorporated herein by reference.

 

Item 9.01. Financial Statements and Exhibits

 

(d)   Exhibits.
     
10.1   Amendment No. 5 and Consent, dated as of March 16, 2020, among Duke Energy Corporation, Duke Energy Carolinas, LLC, Duke Energy Ohio, Inc., Duke Energy Indiana, LLC, Duke Energy Kentucky, Inc., Duke Energy Progress, LLC, Duke Energy Florida, LLC, and Piedmont Natural Gas Company, Inc., the Lenders party thereto, the Issuing Lenders party thereto, and Wells Fargo Bank, National Association, as Administrative Agent and Swingline Lender
     
104   Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.

 

 C: 

 C: 2

 

 

EXHIBIT INDEX

 

Exhibit   Description
     
10.1   Amendment No. 5 and Consent, dated as of March 16, 2020, among Duke Energy Corporation, Duke Energy Carolinas, LLC, Duke Energy Ohio, Inc., Duke Energy Indiana, LLC, Duke Energy Kentucky, Inc., Duke Energy Progress, LLC, Duke Energy Florida, LLC, and Piedmont Natural Gas Company, Inc., the Lenders party thereto, the Issuing Lenders party thereto, and Wells Fargo Bank, National Association, as Administrative Agent and Swingline Lender

 

 C: 

3

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.

 

  DUKE ENERGY CORPORATION
  DUKE ENERGY CAROLINAS, LLC
  DUKE ENERGY PROGRESS, LLC
  DUKE ENERGY FLORIDA, LLC
  DUKE ENERGY OHIO, INC.
  DUKE ENERGY INDIANA, LLC
  PIEDMONT NATURAL GAS COMPANY, INC.
     
Date: March 17, 2020 By: /s/ Robert T. Lucas III
  Name: Robert T. Lucas III
  Title: Assistant Secretary

 

 C: 

4

 

Duke Energy Carolinas, LLC  
Document Type 8-K
Amendment Flag false
Document Period End Date March 16, 2020
Written Communication false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issue Tender Offer false
Entity Emerging Growth Company false
CIK 0000030371
   
Duke Energy Progress, LLC
Document Type 8-K
Amendment Flag false
Document Period End Date March 16, 2020
Written Communication false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issue Tender Offer false
Entity Emerging Growth Company false
CIK 0000017797
   
Duke Energy Florida, LLC  
Document Type 8-K
Amendment Flag false
Document Period End Date March 16, 2020
Written Communication false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issue Tender Offer false
Entity Emerging Growth Company false
CIK 0000037637
   
Duke Energy Ohio, Inc  
Document Type 8-K
Amendment Flag false
Document Period End Date March 16, 2020
Written Communication false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issue Tender Offer false
Entity Emerging Growth Company false
CIK 0000020290
   
Duke Energy Indiana, LLC  
Document Type 8-K
Amendment Flag false
Document Period End Date March 16, 2020
Written Communication false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issue Tender Offer false
Entity Emerging Growth Company false
CIK 0000081020
   
PIEDMONT NATURAL GAS COMPANY, INC.  
Document Type 8-K
Amendment Flag false
Document Period End Date March 16, 2020
Written Communication false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issue Tender Offer false
Entity Emerging Growth Company false
CIK 0000078460
   
 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
3/16/25
3/16/24
Filed on:3/17/20
For Period end:3/16/208-K
3/18/198-K
3/16/178-K
1/30/158-K
12/18/138-K
11/25/118-K
11/18/118-K
 List all Filings 

10 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/23/24  Duke Energy Corp.                 10-K       12/31/23  261:76M
 2/27/23  Duke Energy Corp.                 10-K       12/31/22  231:79M
 2/24/22  Duke Energy Corp.                 10-K       12/31/21  220:78M
 2/25/21  Duke Energy Corp.                 10-K       12/31/20  221:79M
 9/10/20  Duke Energy Corp.                 424B5                  1:333K                                   Toppan Merrill-FA
 9/09/20  Duke Energy Corp.                 424B5                  1:323K                                   Toppan Merrill-FA
 8/18/20  Duke Energy Progress, LLC.        424B5                  1:374K                                   Toppan Merrill-FA
 8/18/20  Duke Energy Progress, LLC.        424B5                  1:347K                                   Toppan Merrill-FA
 8/17/20  Duke Energy Progress, LLC.        424B5                  1:372K                                   Toppan Merrill-FA
 8/17/20  Duke Energy Progress, LLC.        424B5                  1:341K                                   Toppan Merrill-FA
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