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Apollo Management Holdings GP, LLC, et al. – ‘SC 13G’ on 2/12/21 re: Advanced Emissions Solutions, Inc. – ‘EX-1’

On:  Friday, 2/12/21, at 4:53pm ET   ·   Accession #:  1104659-21-22058   ·   File #:  5-87576

Previous ‘SC 13G’:  ‘SC 13G’ on 2/12/21   ·   Next:  ‘SC 13G’ on 2/16/21   ·   Latest:  ‘SC 13G/A’ on 2/28/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/12/21  Apollo Mgmt Holdings GP, LLC      SC 13G                 2:481K Advanced Emissions Solutions, Inc Toppan Merrill/FA
          Apollo A-N Credit Fund (Delaware), L.P.
          Apollo A-N Credit Management, LLC
          Apollo Capital Credit Management, LLC
          Apollo Capital Management GP, LLC
          Apollo Capital Management, L.P.
          Apollo Credit Management, LLC
          Apollo Credit Strategies Master Fund Ltd.
          Apollo Management Holdings, L.P.
          Apollo SA Management, LLC
          Apollo St Capital LLC
          Apollo St Fund Management LLC
          Apollo St Operating LP
          St Management Holdings, LLC

Statement of Acquisition of Beneficial Ownership by a “Passive” Investor   —   Sch. 13G   —   WA’68
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Acquisition of Beneficial Ownership    HTML    230K 
                by a "Passive" Investor                                          
 2: EX-1        Underwriting Agreement or Conflict Minerals Report  HTML     52K 


‘EX-1’   —   Underwriting Agreement or Conflict Minerals Report


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



EXHIBIT 1

 

JOINT FILING AGREEMENT

 

ADVANCED EMISSIONS SOLUTIONS, INC.

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby confirm the agreement by and among them to the joint filing on behalf of them of the Statement on Schedule 13G and any and all further amendments thereto, with respect to the securities of the above referenced issuer, and that this Agreement be included as an Exhibit to such filing.  This Agreement may be executed in any number of counterparts each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement.

 

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 12, 2021.

 

 

APOLLO A-N CREDIT FUND (DELAWARE), L.P.

 

 

 

By:

Apollo A-N Credit Advisors (APO FC Delaware), L.P.,

 

 

its general partner

 

 

 

 

 

 

By:

Apollo A-N Credit Advisors (APO FC-GP), LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

Name:

Joseph D. Glatt

 

 

 

Title:

Vice President

 

 

 

APOLLO A-N CREDIT MANAGEMENT, LLC

 

 

 

By:

/s/ Joseph D. Glatt

 

Name:

Joseph D. Glatt

 

Title:

Vice President

 

 

 

APOLLO CREDIT STRATEGIES MASTER FUND LTD.

 

 

 

By:

Apollo ST Fund Management LLC,

 

 

its investment manager

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Name:

Joseph D. Glatt

 

 

Title:

Vice President

 

 

 

APOLLO ST FUND MANAGEMENT LLC

 

 

 

By:

/s/ Joseph D. Glatt

 

Name:

Joseph D. Glatt

 

Title:

Vice President

 

1


 

 

APOLLO ST OPERATING LP

 

 

 

By:

Apollo ST Capital LLC,

 

 

its general partner

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Name:

Joseph D. Glatt

 

 

Title:

Vice President

 

 

 

APOLLO ST CAPITAL LLC

 

 

 

By:

/s/ Joseph D. Glatt

 

Name:

Joseph D. Glatt

 

Title:

Vice President

 

 

 

ST MANAGEMENT HOLDINGS, LLC

 

 

 

By:

/s/ Joseph D. Glatt

 

Name:

Joseph D. Glatt

 

Title:

Vice President

 

 

 

APOLLO CREDIT MANAGEMENT, LLC

 

 

 

By:

Apollo Capital Credit Management, LLC,

 

 

its sole member

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Name:

Joseph D. Glatt

 

 

Title:

Vice President

 

 

 

APOLLO CAPITAL CREDIT MANAGEMENT, LLC

 

 

 

By:

/s/ Joseph D. Glatt

 

Name:

Joseph D. Glatt

 

Title:

Vice President

 

2


 

 

APOLLO SA MANAGEMENT, LLC

 

 

 

By:

Apollo Capital Management, L.P.,

 

 

its sole member

 

 

 

 

 

By:

Apollo Capital Management GP, LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

 

Name:

Joseph D. Glatt

 

 

 

Title:

Vice President

 

 

 

APOLLO CAPITAL MANAGEMENT, L.P.

 

 

 

By:

Apollo Capital Management GP, LLC,

 

 

its general partner

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Name:

Joseph D. Glatt

 

 

Title:

Vice President

 

 

 

APOLLO CAPITAL MANAGEMENT GP, LLC

 

 

 

By:

/s/ Joseph D. Glatt

 

Name:

Joseph D. Glatt

 

Title:

Vice President

 

 

 

APOLLO MANAGEMENT HOLDINGS, L.P.

 

 

 

By:

Apollo Management Holdings GP, LLC,

 

 

its general partner

 

 

 

 

 

By:

/s/ Joseph D. Glatt

 

 

Name:

Joseph D. Glatt

 

 

Title:

Vice President

 

 

 

APOLLO MANAGEMENT HOLDINGS GP, LLC

 

 

 

By:

/s/ Joseph D. Glatt

 

Name:

Joseph D. Glatt

 

Title:

Vice President

 

3



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G’ Filing    Date    Other Filings
Filed on:2/12/21SC 13G,  SC 13G/A
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Filing Submission 0001104659-21-022058   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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