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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/02/21 Schwab Strategic Trust 485BPOS 11/02/21 24:2.6M Toppan Merrill/FA → Schwab Ariel ESG ETF ⇒ SAEF |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 717K
Registration
2: EX-99.(D)(8) Amendment 7 - Sst-Csim Amended and Restated HTML 21K
Advisory Agreement
3: EX-99.(D)(9) Ariel-Csim Etf Subadvisory Agreement HTML 46K
4: EX-99.(E)(11) Amendment No. 10 to Distribution Agreement HTML 17K
5: EX-99.(G)(12) Sst-Ssbt-Amend and Restated Master Custodian HTML 19K
Agreement Amendment
6: EX-99.(H)(1)(B) Amendment No. 9 to Administration Agreement HTML 18K
7: EX-99.(H)(2)(C) Sst-Ssbt Transfer Agency Service Agreement HTML 15K
Amendment
8: EX-99.(H)(4)(O) Sst-Ssbt Master Fund Accounting HTML 22K
Agreement-Appendix A and B Amendment
9: EX-99.(H)(5)(J) Csim-Ssbt Sub-Admin Agreement Amendment HTML 31K
10: EX-99.(I) Opinion and Consent of Counsel HTML 11K
11: EX-99.(P)(3) Code of Ethics HTML 105K
18: R1 Document and Entity Information HTML 31K
19: R2 Risk/Return Summary- Schwab?? Ariel ESG ETF HTML 82K
20: R6 Risk/Return Detail Data- Schwab?? Ariel ESG ETF HTML 104K
21: R7 Risk/Return Detail Data HTML 12K
22: XML IDEA XML File -- Filing Summary XML 23K
17: XML XBRL Instance -- tm2125003-6_485bpos_htm XML 54K
13: EX-101.CAL XBRL Calculations -- ck0001454889-20211102_cal XML 21K
14: EX-101.DEF XBRL Definitions -- ck0001454889-20211102_def XML 288K
15: EX-101.LAB XBRL Labels -- ck0001454889-20211102_lab XML 492K
16: EX-101.PRE XBRL Presentations -- ck0001454889-20211102_pre XML 303K
12: EX-101.SCH XBRL Schema -- ck0001454889-20211102 XSD 23K
23: JSON XBRL Instance as JSON Data -- MetaLinks 100± 212K
24: ZIP XBRL Zipped Folder -- 0001104659-21-132780-xbrl Zip 259K
Exhibit (D)(8)
Amendment no.
7 to
AMENDED AND RESTATED ADVISORY AGREEMENT
THIS AMENDMENT NO. 7 TO AMENDED AND RESTATED ADVISORY AGREEMENT (this “Amendment”), effective as of February 24, 2021 by and between Schwab Strategic Trust (the “Trust”) and Charles Schwab Investment Management, Inc. (the “Adviser”).
WHEREAS, Trust and Adviser entered into an Amended and Restated Advisory Agreement, dated March 1, 2017 (the “Advisory Agreement”), pursuant to which Adviser serves as investment adviser to the Trust on behalf of the series set forth on Schedule A to the Advisory Agreement;
WHEREAS, the parties hereto desire to amend Schedule A to the Advisory Agreement to reflect an additional series of the Trust.
NOW, THEREFORE, in consideration of the premises, covenants, representations and warranties contained herein and intending to be legally bound hereby, the parties hereto agree as follows:
| 1. | Schedule A of the Advisory Agreement is hereby amended to add the following fund: |
Schwab Ariel ESG ETF
A new Schedule A is hereby attached to this Amendment.
| 2. | Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Advisory Agreement shall continue in full force and effect. Capitalized terms not defined herein shall have the same meaning as set forth in the Advisory Agreement. |
| 3. | Entire Agreement. The Advisory Agreement as modified by this Amendment constitutes the entire agreement among the parties with respect to the subject matter contained herein and therein and may only be amended by a writing executed by all parties. |
IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date set forth above.
| SCHWAB STRATEGIC TRUST, on behalf of each Fund listed on Schedule A | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC. | ||||||
| By: | /s/ Omar Aguilar | By: | /s/ Jonathan de St Paer | ||||
| Name: | Omar Aguilar | Name: | Jonathan de St Paer | ||||
| Title: | SVP and CIO | Title: | President | ||||
C:
SCHEDULE A
to the
ADVISORY AGREEMENT
dated as of February 24, 2021 between
SCHWAB STRATEGIC TRUST
and
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
The Trust will pay to the Adviser as compensation for the Adviser’s services rendered, a fee, computed daily, at an annual rate, based on the average daily net assets of the respective Fund, in accordance the following fee schedule:
| Fund | Rate |
| Schwab U.S. Broad Market ETF | 0.03%* |
| Schwab U.S. Large-Cap ETF | 0.03%* |
| Schwab U.S. Large-Cap Growth ETF | 0.04%* |
| Schwab U.S. Large-Cap Value ETF | 0.04%* |
| Schwab U.S. Small-Cap ETF | 0.04%* |
| Schwab International Equity ETF | 0.06%* |
| Schwab International Small-Cap Equity ETF | 0.11%* |
| Schwab Emerging Markets Equity ETF | 0.11%* |
| Schwab U.S. TIPS ETF | 0.05%* |
| Schwab Short-Term U.S. Treasury ETF | 0.05%* |
| Schwab Intermediate-Term U.S. Treasury ETF | 0.05%* |
| Schwab U.S. REIT ETF | 0.07%* |
| Schwab U.S. Mid-Cap ETF | 0.04%* |
| Schwab U.S. Aggregate Bond ETF | 0.04%* |
| Schwab U.S. Dividend Equity ETF | 0.06%* |
| Schwab Fundamental U.S. Broad Market Index ETF | 0.25%* |
| Schwab Fundamental U.S. Large Company Index ETF | 0.25%* |
| Schwab Fundamental U.S. Small Company Index ETF | 0.25%* |
| Schwab Fundamental International Large Company Index ETF | 0.25%* |
| Schwab Fundamental International Small Company Index ETF | 0.39%* |
| Schwab Fundamental Emerging Markets Large Company Index ETF | 0.39%* |
| Schwab 1000 Index ETF | 0.05%* |
| Schwab 1-5 Year Corporate Bond ETF | 0.05%* |
| Schwab 5-10 Year Corporate Bond ETF | 0.05%* |
| Schwab Long-Term U.S. Treasury ETF | 0.05%* |
| Schwab International Dividend Equity ETF | 0.14%* |
| Schwab Ariel ESG ETF | 0.59%* |
| * | The Adviser will pay the operating expenses of the Fund, excluding taxes, any brokerage expenses, and extraordinary or non-routine expenses. |
C:
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 11/2/21 | 497K, 8-A12B, N-CSR, N-CSRS | ||
| 2/24/21 | 497, NPORT-P | |||
| 3/1/17 | 497, 497K, NSAR-B | |||
| List all Filings | ||||