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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/29/21 Argenx Se F-3ASR 7/29/21 7:1.6M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: F-3ASR Automatic Shelf Registration Statement by a HTML 352K Well-Known Foreign Issuer 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 63K 3: EX-4.5 Instrument Defining the Rights of Security Holders HTML 432K 4: EX-4.6 Instrument Defining the Rights of Security Holders HTML 226K 5: EX-5.1 Opinion of Counsel re: Legality HTML 14K 6: EX-5.2 Opinion of Counsel re: Legality HTML 42K 7: EX-23.1 Consent of Expert or Counsel HTML 6K
tm2123446-1_f3asr - none - 5.0937747s |
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The Netherlands
(State or other jurisdiction of incorporation or organization) |
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Not Applicable
(I.R.S. Employer Identification Number) |
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Title of each class of securities to be registered
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Amount to be
Registered(1)(2) |
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Proposed Maximum
Aggregate Price Per Unit(1)(2) |
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Proposed Maximum
Aggregate Offering Price(1)(2) |
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Amount of
Registration Fee(3) |
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Ordinary Shares, nominal value of €0.10 per share(4)(5)
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Warrants(6) | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Units(7) | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Debt Securities
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| | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Total(8) | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
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Page
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SEC registration fee
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| | | $ | (1) | | |
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FINRA filing fee
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| | | $ | 225,500 | | |
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Legal fees and expenses
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| | | $ | (1) | | |
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Accounting fees and expenses
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| | | $ | (1) | | |
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Miscellaneous expenses
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| | | $ | (1) | | |
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Total
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| | | $ | (1) | | |
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Exhibit
Number |
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Description
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| 1.1* | | | Form of Underwriting Agreement. | |
| 4.1 | | | | |
| 4.2 | | | Form of Deposit Agreement and Form of American Depositary Receipt, incorporated by reference to Exhibits 4.1 and 4.2 to the Registrant’s Registration Statement on Form F-1/A (File No. 333-217417) filed with the SEC on May 16, 2017. | |
| 4.3* | | | Form of Warrant Agreement (including Warrant Certificate). | |
| 4.4* | | | Form of Unit Agreement. | |
| 4.5 | | | | |
| 4.6 | | | | |
| 5.1 | | | | |
| 5.2 | | | | |
| 23.1 | | | | |
| 23.2 | | | | |
| 23.3 | | | | |
| 24.1 | | | | |
| 25.1** | | | Form T-1 Statement of Eligibility of Trustee for Senior Indenture under the Trust Indenture Act of 1939. | |
| 25.2** | | | Form T-1 Statement of Eligibility of Trustee for Subordinated Indenture under the Trust Indenture Act of 1939. | |
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Signature
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Title
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Chief Executive Officer and Director
(Principal Executive Officer) |
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/s/ KARL GUBITZ
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Chief Financial Officer
(Principal Financial and Accounting Officer) |
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| | Chairperson of the Board | |
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| | Director | |
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| | Director (and Vice Chairperson) | |
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| | Director | |
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Signature
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Title
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| | Director | |
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/s/ A.A. ROSENBERG
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| | Director | |
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/s/ JAMES DALY
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| | Director | |
| Puglisi & Associates | | | | | | | | |||
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By:
Name: Donald J. Puglisi
Title: Managing Director |
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Authorized Representative in the United States
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This ‘F-3ASR’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 7/29/21 | 6-K, S-8 | ||
6/30/21 | 6-K | |||
5/11/21 | 6-K | |||
12/31/20 | 20-F | |||
5/12/20 | 6-K | |||
1/24/20 | ||||
1/1/18 | ||||
9/7/17 | ||||
6/14/17 | 6-K | |||
5/18/17 | 424B4, CERTNAS, CT ORDER, EFFECT | |||
4/26/17 | ||||
1/1/17 | ||||
12/31/16 | ||||
12/8/16 | ||||
7/3/16 | ||||
5/28/14 | ||||
4/5/12 | ||||
1/1/09 | ||||
12/10/08 | ||||
4/25/08 | ||||
11/14/07 | ||||
5/2/07 | ||||
4/1/07 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/29/21 Argenx Se 6-K 6/30/21 61:4M Toppan Merrill Bridge/FA 6/07/21 Argenx Se 6-K 6/07/21 2:30K Toppan Merrill/FA 6/01/21 Argenx Se 6-K 6/01/21 2:29K Toppan Merrill/FA 5/14/21 Argenx Se 6-K 5/14/21 2:79K Toppan Merrill/FA 5/11/21 Argenx Se 6-K 5/01/21 2:28K Toppan Merrill/FA 3/30/21 Argenx Se 20-F 12/31/20 136:21M Toppan Merrill Bridge/FA 3/30/21 Argenx Se 6-K 3/30/21 2:33K Toppan Merrill/FA 2/04/21 Argenx Se 6-K 2/04/21 5:466K Toppan Merrill/FA 2/01/21 Argenx Se 6-K 2/01/21 3:4.1M Toppan Merrill/FA 1/08/21 Argenx Se 6-K 1/08/21 2:54K Toppan Merrill/FA 1/06/21 Argenx Se 6-K 1/06/21 2:45K Toppan Merrill/FA 5/16/17 Argenx Se 8-A12B 1:26K Toppan Merrill/FA 5/16/17 Argenx Se F-1/A 5:5.4M Toppan Merrill-FA |