SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/25/21 Schwab Strategic Trust 485BPOS 6/25/21 31:9.1M Toppan Merrill/FA → Schwab Fundamental Emerging Markets Large Co. Index ETF ⇒ FNDE → Schwab Fundamental International Large Co. Index ETF ⇒ FNDF → Schwab Fundamental International Small Co. Index ETF ⇒ FNDC → Schwab Fundamental U.S. Broad Market Index ETF ⇒ FNDB → Schwab Fundamental U.S. Large Co. Index ETF ⇒ FNDX → Schwab Fundamental U.S. Small Co. Index ETF ⇒ FNDA → Schwab U.S. REIT ETF ⇒ SCHH |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 1.95M Registration 2: EX-99.(I) Opinion and Consent of Counsel HTML 14K 3: EX-99.(J)(1) Consent of Deloitte HTML 12K 4: EX-99.(J)(1)(A) Consent of Pwc HTML 12K 5: EX-99.(J)(15) POA June 2021 Penn HTML 13K 6: EX-99.(P)(1) Joint Code of Ethics (June 8, 2021) HTML 89K 13: R1 Document and Entity Information HTML 51K 14: R2 Risk/Return Summary- Schwab?? Fundamental U.S. HTML 115K Broad Market Index ETF 15: R8 Risk/Return Detail Data- Schwab?? Fundamental U.S. HTML 181K Broad Market Index ETF 16: R9 Risk/Return Summary- Schwab?? Fundamental U.S. HTML 114K Large Company Index ETF 17: R15 Risk/Return Detail Data- Schwab?? Fundamental U.S. HTML 180K Large Company Index ETF 18: R16 Risk/Return Summary- Schwab?? Fundamental U.S. HTML 114K Small Company Index ETF 19: R22 Risk/Return Detail Data- Schwab?? Fundamental U.S. HTML 181K Small Company Index ETF 20: R23 Risk/Return Summary- Schwab?? Fundamental HTML 118K International Large Company Index ETF 21: R29 Risk/Return Detail Data- Schwab?? Fundamental HTML 188K International Large Company Index ETF 22: R30 Risk/Return Summary- Schwab?? Fundamental HTML 118K International Small Company Index ETF 23: R36 Risk/Return Detail Data- Schwab?? Fundamental HTML 188K International Small Company Index ETF 24: R37 Risk/Return Summary- Schwab?? Fundamental Emerging HTML 120K Markets Large Company Index ETF 25: R43 Risk/Return Detail Data- Schwab?? Fundamental HTML 189K Emerging Markets Large Company Index ETF 26: R44 Risk/Return Summary- Schwab?? U.S. REIT ETF HTML 124K 27: R50 Risk/Return Detail Data- Schwab?? U.S. REIT ETF HTML 204K 28: R51 Risk/Return Detail Data HTML 14K 29: XML IDEA XML File -- Filing Summary XML 49K 12: XML XBRL Instance -- tm2117263-1_485bpos_htm XML 444K 11: EX-101.CAL XBRL Calculations -- ck0001454889-20210625_cal XML 23K 8: EX-101.DEF XBRL Definitions -- ck0001454889-20210625_def XML 2.38M 9: EX-101.LAB XBRL Labels -- ck0001454889-20210625_lab XML 544K 10: EX-101.PRE XBRL Presentations -- ck0001454889-20210625_pre XML 2.42M 7: EX-101.SCH XBRL Schema -- ck0001454889-20210625 XSD 91K 30: JSON XBRL Instance as JSON Data -- MetaLinks 160± 462K 31: ZIP XBRL Zipped Folder -- 0001104659-21-085245-xbrl Zip 641K
out - none - 1.128s |
| | | |
| Schwab® Fundamental U.S. Broad Market Index ETF | | |
FNDB
|
|
| Schwab® Fundamental U.S. Large Company Index ETF | | |
FNDX
|
|
| Schwab® Fundamental U.S. Small Company Index ETF | | |
FNDA
|
|
| Schwab® Fundamental International Large Company Index ETF | | |
FNDF
|
|
| Schwab® Fundamental International Small Company Index ETF | | |
FNDC
|
|
|
Schwab® Fundamental Emerging Markets Large Company Index ETF
|
| |
FNDE
|
|
| Fund Summaries | | | | | | | |
| | | | | 1 | | | |
| | | | | 5 | | | |
| | | | | 8 | | | |
| | | | | 11 | | | |
| | | | | 15 | | | |
| | | | | 19 | | | |
| | | | | 23 | | | |
| | | | | 24 | | | |
| | | | | 24 | | | |
| | | | | 24 | | | |
| | | | | 27 | | | |
| | | | | 29 | | | |
| | | | | 32 | | | |
| | | | | 35 | | | |
| | | | | 39 | | | |
| | | | | 43 | | | |
| | | | | 44 | | | |
| | | | | 50 | | | |
| | | | | 52 | | | |
| | | | | 52 | | | |
| | | | | 52 | | | |
| | | | | 53 | | | |
| | | | | 54 | | | |
| | | | | 55 | | | |
| | | | | 56 | | |
| Ticker Symbol: | | | i FNDB | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None
| |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.25
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.25
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 26 | | | | | $ | i 80 | | | | | $ | i 141 | | | | | $ | i 318 | | |
i Average Annual Total Returns as of 12/31/20 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | Since Inception ( i i i i 8/15/13 / / / ) | | |||||||||
Before taxes | | | | | i 9.15% | | | | | | i 12.07%
| | | | | | i 10.67% | | |
After taxes on distributions | | | | | i 8.46%
| | | | | | i 11.46% | | | | | | i 10.11%
| | |
After taxes on distributions and sale of shares | | | | | i 5.73% | | | | | | i 9.51% | | | | | | i 8.53% | | |
Comparative Index i (reflects no deduction
for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
Russell RAFI US Index | | | | | i 9.33%
| | | | | | i 12.32% | | | | | | i 10.96%
| | |
| Ticker Symbol: | | | i FNDX | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None
| |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.25
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.25
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 26 | | | | | $ | i 80 | | | | | $ | i 141 | | | | | $ | i 318 | | |
i Average Annual Total Returns as of 12/31/20 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | Since Inception ( i i i i 8/15/13 / / / ) | | |||||||||
Before taxes | | | | | i 9.11% | | | | | | i 12.18%
| | | | | | i 10.78% | | |
After taxes on distributions | | | | | i 8.39%
| | | | | | i 11.57% | | | | | | i 10.23%
| | |
After taxes on distributions and sale of shares | | | | | i 5.72% | | | | | | i 9.60% | | | | | | i 8.62% | | |
Comparative Index i (reflects no deduction
for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
Russell RAFI US Large Company Index | | | | | i 9.32% | | | | | | i 12.42% | | | | | | i 11.08% | | |
| Ticker Symbol: | | | i FNDA | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None
| |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.25
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.25
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 26 | | | | | $ | i 80 | | | | | $ | i 141 | | | | | $ | i 318 | | |
i Average Annual Total Returns as of 12/31/20 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | Since Inception ( i i i i 8/15/13 / / / ) | | |||||||||
Before taxes | | | | | i 8.40% | | | | | | i 10.57%
| | | | | | i 9.13% | | |
After taxes on distributions | | | | | i 7.89%
| | | | | | i 10.11% | | | | | | i 8.72%
| | |
After taxes on distributions and sale of shares | | | | | i 5.08% | | | | | | i 8.25% | | | | | | i 7.22% | | |
Comparative Index i (reflects no deduction
for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
Russell RAFI US Small Company Index | | | | | i 8.46% | | | | | | i 10.77% | | | | | | i 9.38% | | |
| Ticker Symbol: | | | i FNDF | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None
| |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.25
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.25
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 26 | | | | | $ | i 80 | | | | | $ | i 141 | | | | | $ | i 318 | | |
i Average Annual Total Returns as of 12/31/20 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | Since Inception ( i i i i 8/15/13 / / / ) | | |||||||||
Before taxes | | | | | i 4.02% | | | | | | i 7.10%
| | | | | | i 4.65% | | |
After taxes on distributions | | | | | i 3.64%
| | | | | | i 6.62% | | | | | | i 4.22%
| | |
After taxes on distributions and sale of shares | | | | | i 2.92% | | | | | | i 5.71% | | | | | | i 3.75% | | |
Comparative Index (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
Russell RAFI Developed ex US Large Company Index (Net)(1) | | | | | i 4.06% | | | | | | i 7.16% | | | | | | i 4.78% | | |
| Ticker Symbol: | | | i FNDC | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.39
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.39
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 40 | | | | | $ | i 125 | | | | | $ | i 219 | | | | | $ | i 493 | | |
i Average Annual Total Returns as of 12/31/20 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | Since Inception ( i i i i 8/15/13 / / / ) | | |||||||||
Before taxes | | | | | i 7.11% | | | | | | i 7.97%
| | | | | | i 6.63% | | |
After taxes on distributions | | | | | i 6.76%
| | | | | | i 7.49% | | | | | | i 6.20%
| | |
After taxes on distributions and sale of shares | | | | | i 4.63% | | | | | | i 6.30% | | | | | | i 5.27% | | |
Comparative Index (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
Russell RAFI Developed ex US Small Company Index (Net)(1) | | | | | i 7.32% | | | | | | i 8.22% | | | | | | i 7.01% | | |
| Ticker Symbol: | | | i FNDE | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.39
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.39
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 40 | | | | | $ | i 125 | | | | | $ | i 219 | | | | | $ | i 493 | | |
i Average Annual Total Returns as of 12/31/20 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | Since Inception ( i i i i 8/15/13 / / / ) | | |||||||||
Before taxes | | | | | ( i 2.36%) | | | | | | i 11.81%
| | | | | | i 3.96% | | |
After taxes on distributions | | | | | ( i 2.75%)
| | | | | | i 11.32% | | | | | | i 3.57%
| | |
After taxes on distributions and sale of shares | | | | | ( i 0.80%) | | | | | | i 9.58% | | | | | | i 3.20% | | |
Comparative Index (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
Russell RAFI Emerging Markets Large Company Index (Net)(1) | | | | | ( i 1.92%) | | | | | | i 12.36% | | | | | | i 4.55% | | |
| Schwab Fundamental U.S. Broad Market Index ETF | | | FNDB | |
| Schwab Fundamental U.S. Large Company Index ETF | | | FNDX | |
| Schwab Fundamental U.S. Small Company Index ETF | | | FNDA | |
| Schwab Fundamental International Large Company Index ETF | | | FNDF | |
| Schwab Fundamental International Small Company Index ETF | | | FNDC | |
|
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| | FNDE | |
| | |
3/1/20–
2/28/21 |
| |
3/1/19–
2/29/20 |
| |
3/1/18–
2/28/19 |
| |
3/1/17–
2/28/18 |
| |
3/1/16–
2/28/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period
|
| | | $ | 37.17 | | | | | $ | 37.60 | | | | | $ | 36.95 | | | | | $ | 33.82 | | | | | $ | 27.37 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | |
|
0.92
|
| | | |
|
0.94
|
| | | |
|
0.84
|
| | | |
|
0.75
|
| | | |
|
0.67
|
| |
Net realized and unrealized gains (losses)
|
| | |
|
11.13
|
| | | |
|
(0.43)
|
| | | |
|
0.62
|
| | | |
|
3.09
|
| | | |
|
6.45
|
| |
Total from investment operations
|
| | |
|
12.05
|
| | | |
|
0.51
|
| | | |
|
1.46
|
| | | |
|
3.84
|
| | | |
|
7.12
|
| |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | |
|
(0.96)
|
| | | |
|
(0.94)
|
| | | |
|
(0.81)
|
| | | |
|
(0.71)
|
| | | |
|
(0.67)
|
| |
Net asset value at end of period
|
| | | $ | 48.26 | | | | | $ | 37.17 | | | | | $ | 37.60 | | | | | $ | 36.95 | | | | | $ | 33.82 | | |
Total return
|
| | |
|
33.35%
|
| | | |
|
1.25%
|
| | | |
|
3.98%
|
| | | |
|
11.51%
|
| | | |
|
26.32%
|
| |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.32%
|
| |
Net investment income (loss)
|
| | |
|
2.36%
|
| | | |
|
2.38%
|
| | | |
|
2.26%
|
| | | |
|
2.14%
|
| | | |
|
2.17%
|
| |
Portfolio turnover rate(2) | | | | | 14% | | | | | | 13% | | | | | | 11% | | | | | | 10% | | | | | | 10% | | |
Net assets, end of period (x 1,000) | | | | $ | 284,726 | | | | | $ | 262,018 | | | | | $ | 276,382 | | | | | $ | 260,469 | | | | | $ | 263,785 | | |
| | |
3/1/20–
2/28/21 |
| |
3/1/19–
2/29/20 |
| |
3/1/18–
2/28/19 |
| |
3/1/17–
2/28/18 |
| |
3/1/16–
2/28/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 37.67 | | | | | $ | 37.83 | | | | | $ | 37.20 | | | | | $ | 33.91 | | | | | $ | 27.57 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.98 | | | | | | 0.99 | | | | | | 0.87 | | | | | | 0.78 | | | | | | 0.70 | | |
Net realized and unrealized gains (losses)
|
| | |
|
10.88
|
| | | |
|
(0.20)
|
| | | |
|
0.57
|
| | | |
|
3.21
|
| | | |
|
6.29
|
| |
Total from investment operations
|
| | |
|
11.86
|
| | | |
|
0.79
|
| | | |
|
1.44
|
| | | |
|
3.99
|
| | | |
|
6.99
|
| |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | |
|
(1.04)
|
| | | |
|
(0.95)
|
| | | |
|
(0.81)
|
| | | |
|
(0.70)
|
| | | |
|
(0.65)
|
| |
Net asset value at end of period | | | | $ | 48.49 | | | | | $ | 37.67 | | | | | $ | 37.83 | | | | | $ | 37.20 | | | | | $ | 33.91 | | |
Total return | | | | | 32.40% | | | | | | 1.98% | | | | | | 3.92% | | | | | | 11.91% | | | | | | 25.66% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.32%
|
| |
Net investment income (loss)
|
| | |
|
2.49%
|
| | | |
|
2.47%
|
| | | |
|
2.33%
|
| | | |
|
2.22%
|
| | | |
|
2.26%
|
| |
Portfolio turnover rate(2) | | | | | 13% | | | | | | 12% | | | | | | 11% | | | | | | 9% | | | | | | 10% | | |
Net assets, end of period (x 1,000) | | | | $ | 5,862,523 | | | | | $ | 5,557,983 | | | | | $ | 4,596,260 | | | | | $ | 4,016,040 | | | | | $ | 2,197,623 | | |
| | |
3/1/20–
2/28/21 |
| |
3/1/19–
2/29/20 |
| |
3/1/18–
2/28/19 |
| |
3/1/17–
2/28/18 |
| |
3/1/16–
2/28/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 34.73 | | | | | $ | 38.08 | | | | | $ | 36.90 | | | | | $ | 34.89 | | | | | $ | 26.47 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.49 | | | | | | 0.55 | | | | | | 0.59 | | | | | | 0.52 | | | | | | 0.45 | | |
Net realized and unrealized gains (losses)
|
| | |
|
14.09
|
| | | |
|
(3.34)
|
| | | |
|
1.14
|
| | | |
|
1.98
|
| | | |
|
8.37
|
| |
Total from investment operations
|
| | |
|
14.58
|
| | | |
|
(2.79)
|
| | | |
|
1.73
|
| | | |
|
2.50
|
| | | |
|
8.82
|
| |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | |
|
(0.56)
|
| | | |
|
(0.56)
|
| | | |
|
(0.55)
|
| | | |
|
(0.49)
|
| | | |
|
(0.40)
|
| |
Net asset value at end of period | | | | $ | 48.75 | | | | | $ | 34.73 | | | | | $ | 38.08 | | | | | $ | 36.90 | | | | | $ | 34.89 | | |
Total return | | | | | 42.73% | | | | | | (7.46%) | | | | | | 4.69% | | | | | | 7.22% | | | | | | 33.56% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.32%
|
| |
Net investment income (loss)
|
| | |
|
1.40%
|
| | | |
|
1.43%
|
| | | |
|
1.53%
|
| | | |
|
1.45%
|
| | | |
|
1.43%
|
| |
Portfolio turnover rate(2) | | | | | 24% | | | | | | 26% | | | | | | 23% | | | | | | 21% | | | | | | 23% | | |
Net assets, end of period (x 1,000) | | | | $ | 4,085,618 | | | | | $ | 3,424,710 | | | | | $ | 3,402,783 | | | | | $ | 2,782,002 | | | | | $ | 1,568,402 | | |
| | |
3/1/20–
2/28/21 |
| |
3/1/19–
2/29/20 |
| |
3/1/18–
2/28/19 |
| |
3/1/17–
2/28/18 |
| |
3/1/16–
2/28/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 25.24 | | | | | $ | 27.54 | | | | | $ | 30.28 | | | | | $ | 26.00 | | | | | $ | 22.08 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.70 | | | | | | 0.91 | | | | | | 0.94 | | | | | | 0.80 | | | | | | 0.74 | | |
Net realized and unrealized gains (losses)
|
| | |
|
5.64
|
| | | |
|
(2.29)
|
| | | |
|
(2.81)
|
| | | |
|
4.19
|
| | | |
|
3.79
|
| |
Total from investment operations
|
| | |
|
6.34
|
| | | |
|
(1.38)
|
| | | |
|
(1.87)
|
| | | |
|
4.99
|
| | | |
|
4.53
|
| |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | |
|
(0.64)
|
| | | |
|
(0.92)
|
| | | |
|
(0.87)
|
| | | |
|
(0.71)
|
| | | |
|
(0.61)
|
| |
Net asset value at end of period | | | | $ | 30.94 | | | | | $ | 25.24 | | | | | $ | 27.54 | | | | | $ | 30.28 | | | | | $ | 26.00 | | |
Total return | | | | | 25.47% | | | | | | (5.32%) | | | | | | (6.00%) | | | | | | 19.19% | | | | | | 20.62% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.25%
|
| | | |
|
0.32%
|
| |
Net investment income (loss)
|
| | |
|
2.74%
|
| | | |
|
3.27%
|
| | | |
|
3.29%
|
| | | |
|
2.76%
|
| | | |
|
2.98%
|
| |
Portfolio turnover rate(2) | | | | | 15% | | | | | | 20% | | | | | | 14% | | | | | | 10% | | | | | | 11% | | |
Net assets, end of period (x 1,000) | | | | $ | 5,721,053 | | | | | $ | 4,416,696 | | | | | $ | 4,083,580 | | | | | $ | 3,630,569 | | | | | $ | 1,928,861 | | |
| | |
3/1/20–
2/28/21 |
| |
3/1/19–
2/29/20 |
| |
3/1/18–
2/28/19 |
| |
3/1/17–
2/28/18 |
| |
3/1/16–
2/28/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 28.53 | | | | | $ | 31.23 | | | | | $ | 36.02 | | | | | $ | 29.99 | | | | | $ | 24.81 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.53 | | | | | | 0.80 | | | | | | 0.79 | | | | | | 0.62 | | | | | | 0.55 | | |
Net realized and unrealized gains (losses)
|
| | |
|
7.66
|
| | | |
|
(2.60)
|
| | | |
|
(4.82)
|
| | | |
|
6.11
|
| | | |
|
5.18
|
| |
Total from investment operations
|
| | |
|
8.19
|
| | | |
|
(1.80)
|
| | | |
|
(4.03)
|
| | | |
|
6.73
|
| | | |
|
5.73
|
| |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | |
|
(0.61)
|
| | | |
|
(0.90)
|
| | | |
|
(0.76)
|
| | | |
|
(0.70)
|
| | | |
|
(0.55)
|
| |
Net asset value at end of period | | | | $ | 36.11 | | | | | $ | 28.53 | | | | | $ | 31.23 | | | | | $ | 36.02 | | | | | $ | 29.99 | | |
Total return | | | | | 28.97% | | | | | | (6.06%) | | | | | | (11.06%) | | | | | | 22.47% | | | | | | 23.26% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | |
|
0.39%
|
| | | |
|
0.39%
|
| | | |
|
0.39%
|
| | | |
|
0.39%
|
| | | |
|
0.46%
|
| |
Net investment income (loss)
|
| | |
|
1.78%
|
| | | |
|
2.54%
|
| | | |
|
2.38%
|
| | | |
|
1.83%
|
| | | |
|
1.94%
|
| |
Portfolio turnover rate(2) | | | | | 24% | | | | | | 31% | | | | | | 25% | | | | | | 18% | | | | | | 25% | | |
Net assets, end of period (x 1,000) | | | | $ | 2,292,915 | | | | | $ | 1,900,303 | | | | | $ | 1,842,568 | | | | | $ | 1,811,898 | | | | | $ | 866,749 | | |
| | |
3/1/20–
2/28/21 |
| |
3/1/19–
2/29/20 |
| |
3/1/18–
2/28/19 |
| |
3/1/17–
2/28/18 |
| |
3/1/16–
2/28/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 25.54 | | | | | $ | 28.08 | | | | | $ | 31.22 | | | | | $ | 26.06 | | | | | $ | 17.78 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.79 | | | | | | 1.02 | | | | | | 0.85 | | | | | | 0.71 | | | | | | 0.49 | | |
Net realized and unrealized gains (losses)
|
| | |
|
4.02
|
| | | |
|
(2.53)
|
| | | |
|
(3.20)
|
| | | |
|
5.06
|
| | | |
|
8.18
|
| |
Total from investment operations
|
| | |
|
4.81
|
| | | |
|
(1.51)
|
| | | |
|
(2.35)
|
| | | |
|
5.77
|
| | | |
|
8.67
|
| |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | |
|
(0.71)
|
| | | |
|
(1.03)
|
| | | |
|
(0.79)
|
| | | |
|
(0.61)
|
| | | |
|
(0.39)
|
| |
Net asset value at end of period | | | | $ | 29.64 | | | | | $ | 25.54 | | | | | $ | 28.08 | | | | | $ | 31.22 | | | | | $ | 26.06 | | |
Total return | | | | | 19.12% | | | | | | (5.74%) | | | | | | (7.36%) | | | | | | 22.32% | | | | | | 49.03% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | |
|
0.39%
|
| | | |
|
0.39%
|
| | | |
|
0.39%
|
| | | |
|
0.39%
|
| | | |
|
0.46%
|
| |
Net investment income (loss)
|
| | |
|
3.11%
|
| | | |
|
3.61%
|
| | | |
|
2.99%
|
| | | |
|
2.48%
|
| | | |
|
2.14%
|
| |
Portfolio turnover rate(2) | | | | | 25% | | | | | | 32% | | | | | | 33% | | | | | | 14% | | | | | | 14% | | |
Net assets, end of period (x 1,000) | | | | $ | 3,805,524 | | | | | $ | 2,574,297 | | | | | $ | 2,341,576 | | | | | $ | 2,200,763 | | | | | $ | 1,011,273 | | |
| Schwab Fundamental U.S. Broad Market Index ETF | | | FNDB | |
| Schwab Fundamental U.S. Large Company Index ETF | | | FNDX | |
| Schwab Fundamental U.S. Small Company Index ETF | | | FNDA | |
| Schwab Fundamental International Large Company Index ETF | | | FNDF | |
| Schwab Fundamental International Small Company Index ETF | | | FNDC | |
|
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| | FNDE | |
Fund
|
| |
Approximate Value
of One Creation Unit |
| |
Standard
Creation/Redemption Transaction Fee |
| |
Maximum
Additional Creation Transaction Fee(1) |
| |
Maximum
Additional Redemption Transaction Fee(1) |
| ||||||||||||
Schwab Fundamental U.S. Broad Market
Index ETF |
| | | $ | 2,739,045 | | | | | $ | 1,000 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Fundamental U.S. Large Company
Index ETF |
| | | $ | 2,758,170 | | | | | $ | 500 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Fundamental U.S. Small Company
Index ETF |
| | | $ | 2,707,705 | | | | | $ | 500 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Fundamental International Large
Company Index ETF |
| | | $ | 3,421,980 | | | | | $ | 10,000 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Fundamental International Small
Company Index ETF |
| | | $ | 3,985,510 | | | | | $ | 10,000 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Fundamental Emerging Markets
Large Company Index ETF |
| | | $ | 3,232,750 | | | | | $ | 2,000 | | | | | | 3.0% | | | | | | 2.0% | | |
| SEC File Number | | | | |
|
Schwab Strategic Trust 811‑22311
|
| | REG75704-08 | |
|
Ticker Symbol
|
| |
SCHH
|
|
| Fund Summary | | | | | | | |
| | | | | 1 | | | |
| | | | | 5 | | | |
| | | | | 6 | | | |
| | | | | 6 | | | |
| | | | | 9 | | | |
| | | | | 10 | | | |
| | | | | 11 | | | |
| | | | | 12 | | | |
| | | | | 12 | | | |
| | | | | 12 | | | |
| | | | | 13 | | | |
| | | | | 14 | | | |
| | | | | 15 | | | |
| | | | | 16 | | |
| Ticker Symbol: | | | i SCHH | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.07
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.07
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 7 | | | | | $ | i 23 | | | | | $ | i 40 | | | | | $ | i 90 | | |
i Average Annual Total Returns as of 12/31/20 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | Since Inception ( i i i i i 1/13/11 / / / / ) | | |||||||||
Before taxes | | | | | ( i 14.90%) | | | | | | i 2.05%
| | | | | | i 7.04% | | |
After taxes on distributions | | | | | ( i 15.79%)
| | | | | | i 0.91% | | | | | | i 5.92%
| | |
After taxes on distributions and sale of shares | | | | | ( i 8.71%) | | | | | | i 1.13% | | | | | | i 5.16% | | |
Comparative Indices i (reflect no deduction
for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
Dow Jones Equity All REIT Capped Index (1) | | | — | | | — | | | — | | |||||||||
Dow Jones U.S. Select REIT Index | | | | | ( i 11.20%) | | | | | | i 3.00% | | | | | | i 7.61%
| | |
|
Schwab U.S. REIT ETF
|
| | SCHH | |
| | |
3/1/20–
2/28/21 |
| |
3/1/19–
2/29/20 |
| |
3/1/18–
2/28/19 |
| |
3/1/17–
2/28/18 |
| |
3/1/16–
2/28/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period
|
| | | $ | 42.29 | | | | | $ | 43.29 | | | | | $ | 37.08 | | | | | $ | 42.08 | | | | | $ | 37.71 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.84 | | | | | | 1.32 | | | | | | 1.29 | | | | | | 1.20 | | | | | | 1.04 | | |
Net realized and unrealized gains (losses)
|
| | |
|
(3.08)
|
| | | |
|
(1.00)
|
| | | |
|
6.33
|
| | | |
|
(5.28)
|
| | | |
|
4.48
|
| |
Total from investment operations
|
| | |
|
(2.24)
|
| | | |
|
0.32
|
| | | |
|
7.62
|
| | | |
|
(4.08)
|
| | | |
|
5.52
|
| |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | |
|
(1.09)
|
| | | |
|
(1.32)
|
| | | |
|
(1.41)
|
| | | |
|
(0.92)
|
| | | |
|
(1.15)
|
| |
Net asset value at end of period
|
| | | $ | 38.96 | | | | | $ | 42.29 | | | | | $ | 43.29 | | | | | $ | 37.08 | | | | | $ | 42.08 | | |
Total return
|
| | |
|
(4.98%)
|
| | | |
|
0.59%
|
| | | |
|
20.85%
|
| | | |
|
(9.91%)
|
| | | |
|
14.74%
|
| |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | |
|
0.07%
|
| | | |
|
0.07%
|
| | | |
|
0.07%
|
| | | |
|
0.07%
|
| | | |
|
0.07%
|
| |
Net investment income (loss)
|
| | |
|
2.33%
|
| | | |
|
2.88%
|
| | | |
|
3.17%
|
| | | |
|
2.93%
|
| | | |
|
2.50%
|
| |
Portfolio turnover rate(2) | | | | | 59% | | | | | | 6% | | | | | | 7% | | | | | | 8% | | | | | | 14% | | |
Net assets, end of period (x 1,000) | | | | $ | 4,891,906 | | | | | $ | 5,717,395 | | | | | $ | 5,127,268 | | | | | $ | 3,691,377 | | | | | $ | 3,037,968 | | |
|
Schwab U.S. REIT ETF
|
| | SCHH | |
Fund
|
| |
Approximate Value
of One Creation Unit |
| |
Standard
Creation/Redemption Transaction Fee |
| |
Maximum
Additional Creation Transaction Fee(1) |
| |
Maximum
Additional Redemption Transaction Fee(1) |
| ||||||||||||
Schwab U.S. REIT ETF
|
| | | $ | 2,236,905 | | | | | $ | 250 | | | | | | 3.0% | | | | | | 2.0% | | |
| SEC File Number | | | | |
|
Schwab Strategic Trust 811‑22311
|
| | REG58801-13 | |
| Schwab® Fundamental U.S. Broad Market Index ETF | | |
FNDB
|
|
| Schwab® Fundamental U.S. Large Company Index ETF | | |
FNDX
|
|
| Schwab® Fundamental U.S. Small Company Index ETF | | |
FNDA
|
|
| Schwab® Fundamental International Large Company Index ETF | | |
FNDF
|
|
| Schwab® Fundamental International Small Company Index ETF | | |
FNDC
|
|
|
Schwab® Fundamental Emerging Markets Large Company Index ETF
|
| |
FNDE
|
|
| | |
Page
|
| |||
| | | | 1 | | | |
| | | | 18 | | | |
| | | | 18 | | | |
| | | | 26 | | | |
| | | | 26 | | | |
| | | | 29 | | | |
| | | | 31 | | | |
| | | | 34 | | | |
| | | | 34 | | | |
| | | | 35 | | | |
| | | | 36 | | | |
| | | | 40 | | | |
APPENDIX — PROXY VOTING POLICY | | | | | | | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
Robert W. Burns
1959 Trustee (Trustee of Schwab Strategic Trust since 2009; The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2016) |
| | Retired/Private Investor (Jan. 2009-present). Formerly, Managing Director, Pacific Investment Management Company, LLC (PIMCO) (investment management firm) and President, PIMCO Funds. | | |
103
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
John F. Cogan
1947 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Laudus Trust since 2010; Schwab Strategic Trust since 2016) |
| | Senior Fellow (Oct. 1979-present), The Hoover Institution at Stanford University (public policy think tank); Senior Fellow (2000-present), Stanford Institute for Economic Policy Research; Professor of Public Policy (1994-2015), Stanford University. | | |
103
|
| |
Director (2005‑2020),
Gilead Sciences, Inc. |
|
|
Nancy F. Heller
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Retired. President and Chairman (2014-2016), TIAA Charitable (financial services); Senior Managing Director (2003-2016), TIAA (financial services). | | |
103
|
| | None | |
|
David L. Mahoney
1954 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Private Investor. | | |
103
|
| |
Director (2004‑present),
Corcept Therapeutics Incorporated
Director (2009‑present),
Adamas Pharmaceuticals, Inc.
Director (2003‑2019),
Symantec Corporation |
|
|
Jane P. Moncreiff
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2019) |
| | Consultant (2018-present), Fulham Advisers LLC (management consulting); Chief Investment Officer (2009-2017), CareGroup Healthcare System, Inc. (healthcare). | | |
103
|
| | None | |
|
Kiran M. Patel
1948 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Retired. Executive Vice President and General Manager of Small Business Group (Dec. 2008-Sept. 2013), Intuit, Inc. (financial software and services firm for consumers and small businesses). | | |
103
|
| |
Director (2008‑present),
KLA‑Tencor Corporation |
|
|
Kimberly S. Patmore
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Consultant (2008-present), Patmore Management Consulting (management consulting). | | |
103
|
| | None | |
|
J. Derek Penn
1957 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Head of Equity Sales and Trading (2006-2018), BNY Mellon (financial services). | | |
103
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INTERESTED TRUSTEES
|
| |||||||||
|
Walter W. Bettinger II(2)
1960 Chairman and Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Schwab Strategic Trust since 2009; Laudus Trust since 2010) |
| | Director, President and Chief Executive Officer (Oct. 2008-present), The Charles Schwab Corporation; President and Chief Executive Officer (Oct. 2008-present) and Director (May 2008-present), Charles Schwab & Co., Inc.; Director (Apr. 2006-present), Charles Schwab Bank, SSB; Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Director (July 2019-present), Charles Schwab Trust Bank; Director (May 2008-present) and President and Chief Executive Officer (Aug. 2017-present), Schwab Holdings, Inc.; Director (Oct. 2020-present), TD Ameritrade Holding Corporation; Director (July 2016-present), Charles Schwab Investment Management, Inc. | | |
103
|
| |
Director (2008‑present),
The Charles Schwab Corporation |
|
|
Joseph R. Martinetto(2)
1962 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Chief Operating Officer (Feb. 2018-present) and Senior Executive Vice President (July 2015-Feb. 2018), The Charles Schwab Corporation; Senior Executive Vice President (July 2015-present), Charles Schwab & Co., Inc.; Chief Financial Officer (July 2015-Aug. 2017) and Executive Vice President and Chief Financial Officer (May 2007-July 2015), The Charles Schwab Corporation and Charles Schwab & Co., Inc.; Director (May 2007-present), Charles Schwab & Co., Inc.; Director (Apr. 2010-present) and Chief Executive Officer (July 2013-Apr. 2015), Charles Schwab Bank, SSB; Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Director (May 2007-present), Chief Financial Officer (May 2007-Aug. 2017), Senior Executive Vice President (Feb. 2016-present), and Executive Vice President (May 2007-Feb. 2016), Schwab Holdings, Inc.; Director (Oct. 2020-present), TD Ameritrade Holding Corporation. | | |
103
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3) ) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Jonathan de St. Paer
1973 President and Chief Executive Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Director (Apr. 2019-present), President (Oct. 2018-present), Chief Operating Officer (Jan. 2020-present) and Chief Executive Officer (Apr. 2019-Nov. 2019), Charles Schwab Investment Management, Inc.; Senior Vice President (June 2020-present) and Chief Operating Officer (Jan. 2020-present), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (Apr. 2019-present), President (Nov. 2018-present) and Trustee (Apr. 2019-Dec. 2020), Schwab Funds, Laudus Funds and Schwab ETFs; Director (Apr. 2019-present), Charles Schwab Worldwide Funds plc and Charles Schwab Asset Management (Ireland) Limited; Senior Vice President (Apr. 2019-present), Senior Vice President-Strategy and Product Development (CSIM) (Jan. 2014-Mar. 2019), and Vice President (Jan. 2009-Dec. 2013), Charles Schwab & Co., Inc. | |
|
Mark Fischer
1970 Treasurer, Chief Financial Officer and Chief Operating Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2013) |
| | Treasurer and Chief Financial Officer (Jan. 2016-present) and Chief Operating Officer (Dec. 2020-present), Schwab Funds, Laudus Funds and Schwab ETFs; Assistant Treasurer (Dec. 2013-Dec. 2015), Schwab Funds and Laudus Funds; Assistant Treasurer (Nov. 2013-Dec. 2015), Schwab ETFs; Chief Financial Officer (Mar. 2020-present) and Vice President (Oct. 2013-present), Charles Schwab Investment Management, Inc.; Executive Director (Apr. 2011-Sept. 2013), J.P. Morgan Investor Services; Assistant Treasurer (May 2005-Mar. 2011), Massachusetts Financial Service Investment Management. | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3) ) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Omar Aguilar
1970 Senior Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Senior Vice President and Chief Investment Officer (Apr. 2011-present), Charles Schwab Investment Management, Inc.; Senior Vice President and Chief Investment Officer (June 2011-present), Schwab Funds, Laudus Funds and Schwab ETFs; Head of the Portfolio Management Group and Vice President of Portfolio Management (May 2009-Apr. 2011), Financial Engines, Inc. (investment management firm); Head of Quantitative Equity (July 2004-Jan. 2009), ING Investment Management. | |
|
Brett Wander
1961 Senior Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Senior Vice President and Chief Investment Officer (Apr. 2011-present), Charles Schwab Investment Management, Inc.; Senior Vice President and Chief Investment Officer (June 2011-present), Schwab Funds, Laudus Funds and Schwab ETFs; Senior Managing Director and Global Head of Active Fixed-Income Strategies (Jan. 2008-Oct. 2010), State Street Global Advisors; Director of Alpha Strategies (Apr. 2006-Jan. 2008), Loomis, Sayles & Company (investment management firm). | |
|
William P. McMahon, Jr.
1972 Senior Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Senior Vice President and Chief Investment Officer (Jan. 2020-present), Charles Schwab Investment Management, Inc.; Senior Vice President and Chief Investment Officer (June 2021-present), Schwab Funds, Laudus Funds and Schwab ETFs; Senior Vice President and Chief Investment Officer - ThomasPartners Strategies (Apr. 2018-Dec. 2019), Charles Schwab Investment Advisory, Inc.; Senior Vice President and Chief Investment Officer (May 2001-Apr. 2018), ThomasPartners, Inc. | |
|
David Lekich
1964 Chief Legal Officer and Secretary, Schwab Funds and Schwab ETFs Vice President and Assistant Clerk, Laudus Funds (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Senior Vice President (Sept. 2011-present) and Vice President (Mar. 2004-Sept. 2011), Charles Schwab & Co., Inc.; Senior Vice President and Chief Counsel (Sept. 2011-present) and Vice President (Jan. 2011-Sept. 2011), Charles Schwab Investment Management, Inc.; Secretary (Apr. 2011-present) and Chief Legal Officer (Dec. 2011-present), Schwab Funds; Vice President and Assistant Clerk (Apr. 2011-present), Laudus Funds; Secretary (May 2011-present) and Chief Legal Officer (Nov. 2011-present), Schwab ETFs. | |
|
Catherine MacGregor
1964 Vice President and Assistant Secretary, Schwab Funds and Schwab ETFs Chief Legal Officer, Vice President and Clerk, Laudus Funds (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2005; Schwab Strategic Trust since 2009) |
| | Vice President (July 2005-present), Charles Schwab & Co., Inc.; Vice President (Sept. 2005-present), Charles Schwab Investment Management, Inc.; Vice President (Dec. 2005-present) and Chief Legal Officer and Clerk (Mar. 2007-present), Laudus Funds; Vice President (Nov. 2005-present) and Assistant Secretary (June 2007-present), Schwab Funds; Vice President and Assistant Secretary (Oct. 2009-present), Schwab ETFs. | |
Name of Trustee
|
| |
Aggregate Compensation
from the Funds in this SAI |
| |
Pension or Retirement Benefits
Accrued as Part of Fund Expenses |
| |
Total Compensation from the Funds
and Fund Complex Paid to Trustees |
| ||||||
INTERESTED TRUSTEES
|
| |||||||||||||||
Walter W. Bettinger II | | | | | None | | | |
N/A
|
| | | | None | | |
Jonathan de St. Paer(1) | | | | | None | | | |
N/A
|
| | | | None | | |
Joseph R. Martinetto | | | | | None | | | |
N/A
|
| | | | None | | |
INDEPENDENT TRUSTEES
|
| |||||||||||||||
Robert W. Burns | | | | $ | 17,097 | | | |
N/A
|
| | | $ | 328,500 | | |
John F. Cogan | | | | $ | 18,237 | | | |
N/A
|
| | | $ | 350,500 | | |
Nancy F. Heller | | | | $ | 17,097 | | | |
N/A
|
| | | $ | 328,500 | | |
Stephen Timothy Kochis(1) | | | | $ | 12,644 | | | |
N/A
|
| | | $ | 246,000 | | |
David L. Mahoney | | | | $ | 17,199 | | | |
N/A
|
| | | $ | 330,500 | | |
Jane P. Moncreiff | | | | $ | 17,367 | | | |
N/A
|
| | | $ | 333,500 | | |
Kiran M. Patel | | | | $ | 18,134 | | | |
N/A
|
| | | $ | 348,500 | | |
Kimberly S. Patmore | | | | $ | 17,199 | | | |
N/A
|
| | | $ | 330,500 | | |
J. Derek Penn(2) | | | | | None | | | |
N/A
|
| | | | None | | |
Gerald B. Smith(1) | | | | $ | 13,410 | | | |
N/A
|
| | | $ | 261,000 | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Fund Included in the SAI
|
| |
Aggregate Dollar Range
of Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES
|
| |||||||||
Walter W. Bettinger II
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
$10,001-$50,000
|
| | | |
| | |
Schwab Fundamental U.S. Small Company Index ETF
|
| |
$10,001-$50,000
|
| | | |
| | | Schwab Fundamental International Large Company Index ETF | | |
$10,001-$50,000
|
| | | |
| | | Schwab Fundamental International Small Company Index ETF | | |
$1-$10,000
|
| | | |
| | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
$10,001-$50,000
|
| | | |
Joseph R. Martinetto
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
$1-$10,000
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index ETF | | |
$1-$10,000
|
| | | |
| | | Schwab Fundamental International Large Company Index ETF | | |
$1-$10,000
|
| | | |
| | | Schwab Fundamental International Small Company Index ETF | | |
$1-$10,000
|
| | | |
| | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
$1-$10,000
|
| | | |
INDEPENDENT TRUSTEES
|
| |||||||||
Robert W. Burns
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
Over $100,000
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index ETF | | |
Over $100,000
|
| | | |
| | | Schwab Fundamental International Large Company Index ETF | | |
Over $100,000
|
| | | |
| | | Schwab Fundamental International Small Company Index ETF | | |
Over $100,000
|
| | | |
| | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
Over $100,000
|
| | | |
John F. Cogan
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental International Large Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental International Small Company Index ETF | | |
None
|
| | | |
| | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
None
|
| | | |
Nancy F. Heller
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Broad Market Index ETF | | |
$10,001-$50,000
|
| | | |
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental International Large Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental International Small Company Index ETF | | |
None
|
| | | |
| | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
None
|
| | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Fund Included in the SAI
|
| |
Aggregate Dollar Range
of Trustee Ownership in the Family of Investment Companies |
| |||
INDEPENDENT TRUSTEES
|
| |||||||||
David L. Mahoney
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental International Large Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental International Small Company Index ETF | | |
None
|
| | | |
| | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
None
|
| | | |
Jane P. Moncreiff
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
| | | |
| | |
Schwab Fundamental U.S. Large Company Index ETF
|
| |
$10,001-$50,000
|
| | | |
| | |
Schwab Fundamental U.S. Small Company Index ETF
|
| |
$10,001-$50,000
|
| | | |
| | |
Schwab Fundamental International Large Company Index ETF
|
| |
$10,001-$50,000
|
| | | |
| | | Schwab Fundamental International Small Company Index ETF | | |
$10,001-$50,000
|
| | | |
| | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
$10,001-$50,000
|
| | | |
Kiran M. Patel
|
| | | | | | | |
Over $100,000
|
|
| | |
Schwab Fundamental U.S. Broad Market Index ETF
|
| |
Over $100,000
|
| | | |
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
None
|
| | | |
| | |
Schwab Fundamental U.S. Small Company Index ETF
|
| |
Over $100,000
|
| | | |
| | | Schwab Fundamental International Large Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental International Small Company Index ETF | | |
None
|
| | | |
| | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
None
|
| | | |
Kimberly S. Patmore
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
Over $100,000
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental International Large Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental International Small Company Index ETF | | |
$10,001-$50,000
|
| | | |
| | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
None
|
| | | |
J. Derek Penn(1)
|
| | | | | | | |
None
|
|
| | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index ETF | | |
None
|
| | | |
| | |
Schwab Fundamental International Large Company Index ETF
|
| |
None
|
| | | |
| | | Schwab Fundamental International Small Company Index ETF | | |
None
|
| | | |
| | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
None
|
| | | |
Fund
|
| |
Name and Address
|
| |
Percentage of
Ownership |
| |||
Schwab Fundamental U.S. Broad Market Index ETF
|
| | | | | | 73.34% | | | |
|
National Financial Services LLC
1000 Plaza 5 10th Floor Jersey City, NJ 07311 |
| | | | 8.68% | | | ||
Schwab Fundamental U.S. Large Company Index ETF | | | Charles Schwab & Co., Inc. | | | | | 89.04% | | |
Schwab Fundamental U.S. Small Company Index ETF | | | Charles Schwab & Co., Inc. | | | | | 92.86% | | |
Schwab Fundamental International Large Company Index ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 73.85% | | |
|
The Northern Trust Company
50 S La Salle Street Chicago, IL 60604 |
| | | | 6.53% | | | ||
Schwab Fundamental International Small Company Index ETF | | | Charles Schwab & Co., Inc. | | | | | 89.03% | | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 80.70% | | |
| National Financial Services LLC | | | | | 6.93% | | |
Fund
|
| |
Fee
|
| |||
Schwab Fundamental U.S. Broad Market Index ETF | | | | | 0.25% | | |
Schwab Fundamental U.S. Large Company Index ETF | | | | | 0.25% | | |
Schwab Fundamental U.S. Small Company Index ETF | | | | | 0.25% | | |
Schwab Fundamental International Large Company Index ETF | | | | | 0.25% | | |
Schwab Fundamental International Small Company Index ETF | | | | | 0.39% | | |
Schwab Fundamental Emerging Markets Large Company Index ETF
|
| | | | 0.39% | | |
Fund
|
| |
2021
|
| |
2020
|
| |
2019
|
| |||||||||
Schwab Fundamental U.S. Broad Market Index ETF | | | | $ | 600,045 | | | | | $ | 716,999 | | | | | $ | 656,712 | | |
Schwab Fundamental U.S. Large Company Index ETF | | | | $ | 12,688,961 | | | | | $ | 13,602,458 | | | | | $ | 10,981,603 | | |
Schwab Fundamental U.S. Small Company Index ETF | | | | $ | 8,141,286 | | | | | $ | 8,814,731 | | | | | $ | 8,006,376 | | |
Schwab Fundamental International Large Company Index ETF | | | | $ | 11,183,146 | | | | | $ | 11,148,890 | | | | | $ | 9,701,613 | | |
Schwab Fundamental International Small Company Index ETF | | | | $ | 7,350,837 | | | | | $ | 7,763,296 | | | | | $ | 7,258,683 | | |
Schwab Fundamental Emerging Markets Large Company Index ETF | | | | $ | 11,500,249 | | | | | $ | 10,047,803 | | | | | $ | 8,541,303 | | |
| | |
Schwab
Fundamental U.S. Broad Market Index ETF |
| |
Schwab
Fundamental U.S. Large Company Index ETF |
| |
Schwab
Fundamental U.S. Small Company Index ETF |
| |||||||||
Gross income from securities lending activities | | | | $ | 98,998 | | | | | $ | 1,706,802 | | | | | $ | 4,816,956 | | |
Fees and/or compensation paid for securities lending activities and related services: | | | | | | | | | | | | | | | | | | | |
Fees paid to securities lending agent from a revenue split
|
| | | $ | 8,409 | | | | | $ | 148,925 | | | | | $ | 374,508 | | |
Fees paid for any cash collateral management service (including fees deducted from a pooled cash
collateral reinvestment vehicle) that are not included in a revenue split |
| | | $ | 1,228 | | | | | $ | 25,075 | | | | | $ | 50,150 | | |
Administrative fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | |
Indemnification fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | |
Rebates (paid to borrower)
|
| | | $ | 9 | | | | | $ | 464 | | | | | $ | 2,953 | | |
Other fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | |
Aggregate fees/compensation paid for securities lending activities | | | | $ | 9,646 | | | | | $ | 174,464 | | | | | $ | 427,611 | | |
Net income from securities lending activities(1)
|
| | | $ | 89,352 | | | | | $ | 1,532,338 | | | | | $ | 4,389,345 | | |
| | |
Schwab
Fundamental International Large Company Index ETF |
| |
Schwab
Fundamental International Small Company Index ETF |
| |
Schwab
Fundamental Emerging Markets Large Company Index ETF |
| |||||||||
Gross income from securities lending activities | | | | $ | 1,367,162 | | | | | $ | 2,668,837 | | | | | $ | 109,626 | | |
Fees and/or compensation paid for securities lending activities and related services: | | | | | | | | | | | | | | | | | | | |
Fees paid to securities lending agent from a revenue split
|
| | | $ | 109,244 | | | | | $ | 223,580 | | | | | $ | 8,476 | | |
Fees paid for any cash collateral management service (including fees deducted from a pooled cash
collateral reinvestment vehicle) that are not included in a revenue split |
| | | $ | 30,508 | | | | | $ | 46,406 | | | | | $ | 6,252 | | |
Administrative fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | |
Indemnification fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | |
Rebates (paid to borrower)
|
| | | $ | 2,422 | | | | | $ | 14,126 | | | | | | — | | |
Other fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | |
Aggregate fees/compensation paid for securities lending activities | | | | $ | 142,174 | | | | | $ | 284,112 | | | | | $ | 14,728 | | |
Net income from securities lending activities(1) | | | | $ | 1,224,988 | | | | | $ | 2,384,725 | | | | | $ | 94,898 | | |
| | |
Registered Investment Companies
(this amount does not include the funds in this SAI) |
| |
Other Pooled Investment Vehicles
|
| |
Other Accounts
|
| |||||||||||||||||||||||||||
Name
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| ||||||||||||||||||
Christopher Bliss
|
| | |
|
27
|
| | | |
$
|
257,335,673,025
|
| | | |
|
0
|
| | | |
$
|
0
|
| | | |
|
0
|
| | | |
$
|
0
|
| |
Jeremy Brown
|
| | |
|
19
|
| | | |
$
|
210,600,857,734
|
| | | |
|
0
|
| | | |
$
|
0
|
| | | |
|
0
|
| | | |
$
|
0
|
| |
Chuck Craig | | | | | 8 | | | | | $ | 46,734,815,291 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Ferian Juwono
|
| | |
|
19
|
| | | |
$
|
210,600,857,734
|
| | | |
|
0
|
| | | |
$
|
0
|
| | | |
|
0
|
| | | |
$
|
0
|
| |
Jane Qin | | | | | 8 | | | | | $ | 46,734,815,291 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
David Rios | | | | | 8 | | | | | $ | 46,734,815,291 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Sabya Sinha | | | | | 19 | | | | | $ | 210,600,857,734 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Portfolio Manager
|
| |
Fund
|
| |
Dollar Range of Fund
Shares Owned |
|
Christopher Bliss | | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
|
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
None
|
|
| | | Schwab Fundamental U.S. Small Company Index ETF | | |
None
|
|
| | | Schwab Fundamental International Large Company Index ETF | | |
None
|
|
| | | Schwab Fundamental International Small Company Index ETF | | |
None
|
|
| | | Schwab Fundamental Emerging Markets Large Company Index ETF | | |
None
|
|
Jeremy Brown | | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
|
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
None
|
|
| | | Schwab Fundamental U.S. Small Company Index ETF | | |
None
|
|
Chuck Craig | | | Schwab Fundamental International Large Company Index ETF | | |
$50,001-$100,000
|
|
| | | Schwab Fundamental International Small Company Index ETF | | |
$10,001-$50,000
|
|
| | | Schwab Fundamental Emerging Markets Large Company Index ETF | | |
$10,001-$50,000
|
|
Ferian Juwono | | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
|
| | |
Schwab Fundamental U.S. Large Company Index ETF
|
| |
$1-$10,000
|
|
| | |
Schwab Fundamental U.S. Small Company Index ETF
|
| |
$1-$10,000
|
|
Jane Qin | | | Schwab Fundamental International Large Company Index ETF | | |
None
|
|
| | | Schwab Fundamental International Small Company Index ETF | | |
None
|
|
| | | Schwab Fundamental Emerging Markets Large Company Index ETF | | |
None
|
|
David Rios | | | Schwab Fundamental International Large Company Index ETF | | |
None
|
|
| | | Schwab Fundamental International Small Company Index ETF | | |
None
|
|
| | | Schwab Fundamental Emerging Markets Large Company Index ETF | | |
None
|
|
Sabya Sinha | | | Schwab Fundamental U.S. Broad Market Index ETF | | |
None
|
|
| | | Schwab Fundamental U.S. Large Company Index ETF | | |
None
|
|
| | | Schwab Fundamental U.S. Small Company Index ETF | | |
None
|
|
Fund
|
| |
2021
|
| |
2020
|
| |||||||
Schwab Fundamental U.S. Broad Market Index ETF
|
| | |
|
14%
|
| | | |
|
13
|
%
|
| |
Schwab Fundamental U.S. Large Company Index ETF
|
| | |
|
13%
|
| | | |
|
12
|
%
|
| |
Schwab Fundamental U.S. Small Company Index ETF | | | | | 24% | | | | | | 26 | % | | |
Schwab Fundamental International Large Company Index ETF | | | | | 15% | | | | | | 20 | % | | |
Schwab Fundamental International Small Company Index ETF | | | | | 24% | | | | | | 31 | % | | |
Schwab Fundamental Emerging Markets Large Company Index ETF | | | | | 25% | | | | | | 32 | % | | |
Fund
|
| |
2021
|
| |
2020
|
| |
2019
|
| |||||||||
Schwab Fundamental U.S. Broad Market Index ETF | | | | $ | 11,908 | | | | | $ | 10,524 | | | | | $ | 7,768 | | |
Schwab Fundamental U.S. Large Company Index ETF | | | | $ | 188,507 | | | | | $ | 140,299 | | | | | $ | 97,046 | | |
Schwab Fundamental U.S. Small Company Index ETF | | | | $ | 841,768 | | | | | $ | 654,668 | | | | | $ | 316,667 | | |
Schwab Fundamental International Large Company Index ETF | | | | $ | 371,724 | | | | | $ | 398,839 | | | | | $ | 241,584 | | |
Schwab Fundamental International Small Company Index ETF | | | | $ | 243,993 | | | | | $ | 294,098 | | | | | $ | 197,430 | | |
Schwab Fundamental Emerging Markets Large Company Index ETF | | | | $ | 1,350,531 | | | | | $ | 963,146 | | | | | $ | 736,787 | | |
Fund
|
| |
Regular Broker-Dealer
|
| |
Value of
Holdings(1) |
| |||
Schwab Fundamental U.S.
Broad Market Index ETF |
| | J.P. Morgan Securities, LLC | | | | $ | 4,496,485 | | |
| Wells Fargo Securities, LLC | | | | $ | 3,521,041 | | | ||
| Citigroup Global Markets, Inc. | | | | $ | 2,761,097 | | | ||
| BofA Securities, Inc. | | | | $ | 2,518,488 | | | ||
| Goldman Sachs & Co. LLC | | | | $ | 1,429,034 | | | ||
| Morgan Stanley & Co. LLC | | | | $ | 932,279 | | | ||
| The Charles Schwab Corp. | | | | $ | 370,567 | | | ||
| Jefferies LLC | | | | $ | 97,894 | | | ||
Schwab Fundamental U.S.
Large Company Index ETF |
| | J.P. Morgan Securities, LLC | | | | $ | 101,878,433 | | |
| Wells Fargo Securities, LLC | | | | $ | 79,800,605 | | | ||
| Citigroup Global Markets, Inc. | | | | $ | 62,574,339 | | | ||
| BofA Securities, Inc. | | | | $ | 57,051,334 | | | ||
| Goldman Sachs & Co. LLC | | | | $ | 32,397,508 | | | ||
| Morgan Stanley & Co. LLC | | | | $ | 22,022,794 | | | ||
| The Charles Schwab Corp. | | | | $ | 8,403,178 | | |
Fund
|
| |
Regular Broker-Dealer
|
| |
Value of
Holdings(1) |
| |||
Schwab Fundamental U.S.
Small Company Index ETF |
| | None | | | | | N/A | | |
Schwab Fundamental
International Large Company Index ETF |
| | HSBC Securities (USA) Inc. | | | | $ | 48,366,903 | | |
| SG Americas Securities LLC | | | | $ | 24,709,702 | | | ||
| Scotia Capital (USA), Inc. | | | | $ | 21,860,436 | | | ||
| UBS Securities LLC | | | | $ | 14,428,507 | | | ||
| Credit Suisse Securities (USA) LLC | | | | $ | 6,385,828 | | | ||
Schwab Fundamental
International Small Company Index ETF |
| | None | | | | | N/A | | |
Schwab Fundamental Emerging
Markets Large Company Index ETF |
| | None | | | | | N/A | | |
Fund
|
| |
Approximate Value of
One Creation Unit |
| |
Standard Creation/
Redemption Transaction Fee |
| |
Maximum Additional Creation
Transaction Fee(1) |
| |
Maximum Additional
Redemption Transaction Fee(1) |
| ||||||||||||
Schwab Fundamental
U.S. Broad Market Index ETF |
| | | $ | 2,739,045 | | | | | $ | 1,000 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Fundamental
U.S. Large Company Index ETF |
| | | $ | 2,758,170 | | | | | $ | 500 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Fundamental
U.S. Small Company Index ETF |
| | | $ | 2,707,705 | | | | | $ | 500 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Fundamental
International Large Company Index ETF |
| | | $ | 3,421,980 | | | | | $ | 10,000 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Fundamental
International Small Company Index ETF |
| | | $ | 3,985,510 | | | | | $ | 10,000 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Fundamental
Emerging Markets Large Company Index ETF |
| | | $ | 3,232,750 | | | | | $ | 2,000 | | | | | | 3.0% | | | | | | 2.0% | | |
|
The Charles Schwab Family of Funds
Schwab Investments
Schwab Capital Trust
Schwab Annuity Portfolios
Laudus Trust
Schwab Strategic Trust
|
|
|
Charles Schwab Investment Management, Inc.
|
|
|
Schwab® U.S. REIT ETF
|
| |
SCHH
|
|
| | |
Page
|
| |||
| | | | 1 | | | |
| | | | 14 | | | |
| | | | 14 | | | |
| | | | 21 | | | |
| | | | 21 | | | |
| | | | 23 | | | |
| | | | 25 | | | |
| | | | 27 | | | |
| | | | 27 | | | |
| | | | 28 | | | |
| | | | 29 | | | |
| | | | 32 | | | |
APPENDIX — PROXY VOTING POLICY | | | | | | | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
Robert W. Burns
1959 Trustee (Trustee of Schwab Strategic Trust since 2009; The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2016) |
| | Retired/Private Investor (Jan. 2009-present). Formerly, Managing Director, Pacific Investment Management Company, LLC (PIMCO) (investment management firm) and President, PIMCO Funds. | | |
103
|
| | None | |
|
John F. Cogan
1947 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Laudus Trust since 2010; Schwab Strategic Trust since 2016) |
| | Senior Fellow (Oct. 1979-present), The Hoover Institution at Stanford University (public policy think tank); Senior Fellow (2000-present), Stanford Institute for Economic Policy Research; Professor of Public Policy (1994−2015), Stanford University. | | |
103
|
| |
Director (2005‑2020),
Gilead Sciences, Inc. |
|
|
Nancy F. Heller
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Retired. President and Chairman (2014−2016), TIAA Charitable (financial services); Senior Managing Director (2003−2016), TIAA (financial services). | | |
103
|
| | None | |
|
David L. Mahoney
1954 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Private Investor. | | |
103
|
| |
Director (2004‑present),
Corcept Therapeutics Incorporated
Director (2009‑present),
Adamas Pharmaceuticals, Inc.
Director (2003‑2019),
Symantec Corporation |
|
|
Jane P. Moncreiff
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2019) |
| | Consultant (2018-present), Fulham Advisers LLC (management consulting); Chief Investment Officer (2009−2017), CareGroup Healthcare System, Inc. (healthcare). | | |
103
|
| | None | |
|
Kiran M. Patel
1948 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Retired. Executive Vice President and General Manager of Small Business Group (Dec. 2008-Sept. 2013), Intuit, Inc. (financial software and services firm for consumers and small businesses). | | |
103
|
| |
Director (2008‑present),
KLA‑Tencor Corporation |
|
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
Kimberly S. Patmore
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Consultant (2008-present), Patmore Management Consulting (management consulting). | | |
103
|
| | None | |
|
J. Derek Penn
1957 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Head of Equity Sales and Trading (2006-2018), BNY Mellon (financial services). | | |
103
|
| | None | |
|
INTERESTED TRUSTEES
|
| |||||||||
|
Walter W. Bettinger II(2)
1960 Chairman and Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Schwab Strategic Trust since 2009; Laudus Trust since 2010) |
| | Director, President and Chief Executive Officer (Oct. 2008-present), The Charles Schwab Corporation; President and Chief Executive Officer (Oct. 2008-present) and Director (May 2008-present), Charles Schwab & Co., Inc.; Director (Apr. 2006-present), Charles Schwab Bank, SSB; Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Director (July 2019-present), Charles Schwab Trust Bank; Director (May 2008-present) and President and Chief Executive Officer (Aug. 2017-present), Schwab Holdings, Inc.; Director (Oct. 2020-present), TD Ameritrade Holding Corporation; Director (July 2016-present), Charles Schwab Investment Management, Inc. | | |
103
|
| |
Director (2008‑present),
The Charles Schwab Corporation |
|
|
Joseph R. Martinetto(2)
1962 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Chief Operating Officer (Feb. 2018-present) and Senior Executive Vice President (July 2015−Feb. 2018), The Charles Schwab Corporation; Senior Executive Vice President (July 2015-present), Charles Schwab & Co., Inc.; Chief Financial Officer (July 2015−Aug. 2017) and Executive Vice President and Chief Financial Officer (May 2007−-July 2015), The Charles Schwab Corporation and Charles Schwab & Co., Inc.; Director (May 2007-present), Charles Schwab & Co., Inc.; Director (Apr. 2010-present) and Chief Executive Officer (July 2013−Apr. 2015), Charles Schwab Bank, SSB; Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Director (May 2007-present), Chief Financial Officer (May 2007−Aug. 2017), Senior Executive Vice President (Feb. 2016-present), and Executive Vice President (May 2007−Feb. 2016), Schwab Holdings, Inc.; Director (Oct. 2020-present), TD Ameritrade Holding Corporation. | | |
103
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Jonathan de St. Paer
1973 President and Chief Executive Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Director (Apr. 2019-present), President (Oct. 2018-present), Chief Operating Officer (Jan. 2020-present) and Chief Executive Officer (Apr. 2019−Nov. 2019), Charles Schwab Investment Management, Inc.; Senior Vice President (June 2020-present) and Chief Operating Officer (Jan. 2020-present), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (Apr. 2019-present), President (Nov. 2018-present) and Trustee (Apr. 2019-Dec. 2020), Schwab Funds, Laudus Funds and Schwab ETFs; Director (Apr. 2019-present), Charles Schwab Worldwide Funds plc and Charles Schwab Asset Management (Ireland) Limited; Senior Vice President (Apr. 2019-present), Senior Vice President-Strategy and Product Development (CSIM) (Jan. 2014−Mar. 2019), and Vice President (Jan. 2009−Dec. 2013), Charles Schwab & Co., Inc. | |
|
Mark Fischer
1970 Treasurer, Chief Financial Officer and Chief Operating Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2013) |
| | Treasurer and Chief Financial Officer (Jan. 2016-present) and Chief Operating Officer (Dec. 2020-present), Schwab Funds, Laudus Funds and Schwab ETFs; Assistant Treasurer (Dec. 2013−Dec. 2015), Schwab Funds and Laudus Funds; Assistant Treasurer (Nov. 2013−Dec. 2015), Schwab ETFs; Chief Financial Officer (Mar. 2020-present) and Vice President (Oct. 2013-present), Charles Schwab Investment Management, Inc.; Executive Director (Apr. 2011−Sept. 2013), J.P. Morgan Investor Services; Assistant Treasurer (May 2005−Mar. 2011), Massachusetts Financial Service Investment Management. | |
|
Omar Aguilar
1970 Senior Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Senior Vice President and Chief Investment Officer (Apr. 2011-present), Charles Schwab Investment Management, Inc.; Senior Vice President and Chief Investment Officer (June 2011-present), Schwab Funds, Laudus Funds and Schwab ETFs; Head of the Portfolio Management Group and Vice President of Portfolio Management (May 2009−Apr. 2011), Financial Engines, Inc. (investment management firm); Head of Quantitative Equity (July 2004−Jan. 2009), ING Investment Management. | |
|
Brett Wander
1961 Senior Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Senior Vice President and Chief Investment Officer (Apr. 2011-present), Charles Schwab Investment Management, Inc.; Senior Vice President and Chief Investment Officer (June 2011-present), Schwab Funds, Laudus Funds and Schwab ETFs; Senior Managing Director and Global Head of Active Fixed-Income Strategies (Jan. 2008−Oct. 2010), State Street Global Advisors; Director of Alpha Strategies (Apr. 2006−Jan. 2008), Loomis, Sayles & Company (investment management firm). | |
|
William P. McMahon, Jr.
1972 Senior Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Senior Vice President and Chief Investment Officer (Jan. 2020-present), Charles Schwab Investment Management, Inc.; Senior Vice President and Chief Investment Officer (June 2021-present), Schwab Funds, Laudus Funds and Schwab ETFs; Senior Vice President and Chief Investment Officer - ThomasPartners Strategies (Apr. 2018-Dec. 2019), Charles Schwab Investment Advisory, Inc.; Senior Vice President and Chief Investment Officer (May 2001-Apr. 2018), ThomasPartners, Inc. | |
|
David Lekich
1964 Chief Legal Officer and Secretary, Schwab Funds and Schwab ETFs Vice President and Assistant Clerk, Laudus Funds (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Senior Vice President (Sept. 2011-present) and Vice President (Mar. 2004−Sept. 2011), Charles Schwab & Co., Inc.; Senior Vice President and Chief Counsel (Sept. 2011-present) and Vice President (Jan. 2011−Sept. 2011), Charles Schwab Investment Management, Inc.; Secretary (Apr. 2011-present) and Chief Legal Officer (Dec. 2011-present), Schwab Funds; Vice President and Assistant Clerk (Apr. 2011-present), Laudus Funds; Secretary (May 2011-present) and Chief Legal Officer (Nov. 2011-present), Schwab ETFs. | |
|
Catherine MacGregor
1964 Vice President and Assistant Secretary, Schwab Funds and Schwab ETFs Chief Legal Officer, Vice President and Clerk, Laudus Funds (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2005; Schwab Strategic Trust since 2009) |
| | Vice President (July 2005-present), Charles Schwab & Co., Inc.; Vice President (Sept. 2005-present), Charles Schwab Investment Management, Inc.; Vice President (Dec. 2005-present) and Chief Legal Officer and Clerk (Mar. 2007-present), Laudus Funds; Vice President (Nov. 2005-present) and Assistant Secretary (June 2007-present), Schwab Funds; Vice President and Assistant Secretary (Oct. 2009-present), Schwab ETFs. | |
Name of Trustee
|
| |
Aggregate Compensation
from the Fund in this SAI |
| |
Pension or Retirement Benefits
Accrued as Part of Fund Expenses |
| |
Total Compensation from the Fund
and Fund Complex Paid to Trustees |
| ||||||
INTERESTED TRUSTEES
|
| |||||||||||||||
Walter W. Bettinger II | | | | | None | | | |
N/A
|
| | | | None | | |
Jonathan de St. Paer(1) | | | | | None | | | |
N/A
|
| | | | None | | |
Joseph R. Martinetto | | | | | None | | | |
N/A
|
| | | | None | | |
Name of Trustee
|
| |
Aggregate Compensation
from the Fund in this SAI |
| |
Pension or Retirement Benefits
Accrued as Part of Fund Expenses |
| |
Total Compensation from the Fund
and Fund Complex Paid to Trustees |
| ||||||
INDEPENDENT TRUSTEES
|
| |||||||||||||||
Robert W. Burns | | | | $ | 3,403 | | | |
N/A
|
| | | $ | 328,500 | | |
John F. Cogan | | | | $ | 3,629 | | | |
N/A
|
| | | $ | 350,500 | | |
Nancy F. Heller | | | | $ | 3,403 | | | |
N/A
|
| | | $ | 328,500 | | |
Stephen Timothy Kochis(1) | | | | $ | 2,560 | | | |
N/A
|
| | | $ | 246,000 | | |
David L. Mahoney | | | | $ | 3,422 | | | |
N/A
|
| | | $ | 330,500 | | |
Jane P. Moncreiff | | | | $ | 3,454 | | | |
N/A
|
| | | $ | 333,500 | | |
Kiran M. Patel | | | | $ | 3,609 | | | |
N/A
|
| | | $ | 348,500 | | |
Kimberly S. Patmore | | | | $ | 3,422 | | | |
N/A
|
| | | $ | 330,500 | | |
J. Derek Penn(2) | | | | | None | | | |
N/A
|
| | | | None | | |
Gerald B. Smith(1) | | | | $ | 2,715 | | | |
N/A
|
| | | $ | 261,000 | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Fund Included in the SAI
|
| |
Aggregate Dollar Range
of Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES
|
| |||||||||
Walter W. Bettinger II
|
| | Schwab U.S. REIT ETF | | |
$1−$10,000
|
| |
Over $100,000
|
|
Joseph R. Martinetto
|
| | Schwab U.S. REIT ETF | | |
$1−$10,000
|
| |
Over $100,000
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
Robert W. Burns
|
| | Schwab U.S. REIT ETF | | |
Over $100,000
|
| |
Over $100,000
|
|
John F. Cogan
|
| | Schwab U.S. REIT ETF | | |
None
|
| |
Over $100,000
|
|
Nancy F. Heller
|
| | Schwab U.S. REIT ETF | | |
None
|
| |
Over $100,000
|
|
David L. Mahoney
|
| | Schwab U.S. REIT ETF | | |
None
|
| |
Over $100,000
|
|
Jane P. Moncreiff
|
| | Schwab U.S. REIT ETF | | |
$10,001-$50,000
|
| |
Over $100,000
|
|
Kiran M. Patel
|
| | Schwab U.S. REIT ETF | | |
None
|
| |
Over $100,000
|
|
Kimberly S. Patmore
|
| | Schwab U.S. REIT ETF | | |
None
|
| |
Over $100,000
|
|
J. Derek Penn(1)
|
| | Schwab U.S. REIT ETF | | |
None
|
| |
None
|
|
Fund
|
| |
Name and Address
|
| |
Percent of
Ownership |
| |||
Schwab U.S. REIT ETF | | |
Charles Schwab & Co., Inc.
211 Main St. San Francisco, CA 94105 |
| | | | 54.53% | | |
| | |
TD Ameritrade Clearing, Inc. (1) 200 South 108th Ave. Omaha, NE 68154 |
| | | | 15.43% | | |
| | |
US Bank Corp/ETF
800 Nicollet Mall Minneapolis, MN 55402 |
| | | | 5.06% | | |
Fund
|
| |
2021
|
| |
2020
|
| |
2019
|
| |||||||||
Schwab U.S. REIT ETF | | | | $ | 3,170,096 | | | | | $ | 4,052,048 | | | | | $ | 3,146,929 | | |
| | |
Schwab U.S. REIT ETF
|
| |||
Gross income from securities lending activities | | | | $ | 513,865 | | |
Fees and/or compensation paid for securities lending activities and related services: | | | | | | | |
Fees paid to securities lending agent from a revenue split
|
| | | $ | 41,921 | | |
Fees paid for any cash collateral management service (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in a revenue split
|
| | | $ | 12,758 | | |
Administrative fees not included in revenue split
|
| | | | — | | |
Indemnification fees not included in revenue split
|
| | | | — | | |
Rebates (paid to borrower)
|
| | | $ | 151 | | |
Other fees not included in revenue split
|
| | | | — | | |
Aggregate fees/compensation paid for securities lending activities | | | | $ | 54,830 | | |
Net income from securities lending activities(1) | | | | $ | 459,035 | | |
| | |
Registered Investment Companies
(this amount does not include the fund in this SAI) |
| |
Other Pooled Investment Vehicles
|
| |
Other Accounts
|
| |||||||||||||||||||||||||||
Name
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| ||||||||||||||||||
Christopher Bliss
|
| | |
|
32
|
| | | |
$
|
274,482,768,050
|
| | | |
|
0
|
| | | |
$
|
0
|
| | | |
|
0
|
| | | |
$
|
0
|
| |
Jeremy Brown
|
| | |
|
21
|
| | | |
$
|
210,600,857,734
|
| | | |
|
0
|
| | | |
$
|
0
|
| | | |
|
0
|
| | | |
$
|
0
|
| |
Ferian Juwono
|
| | |
|
21
|
| | | |
$
|
210,600,857,734
|
| | | |
|
0
|
| | | |
$
|
0
|
| | | |
|
0
|
| | | |
$
|
0
|
| |
Sabya Sinha | | | | | 21 | | | | | $ | 210,600,857,734 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Portfolio Manager
|
| |
Dollar Range of Fund Shares Owned
|
|
Christopher Bliss
|
| |
None
|
|
Jeremy Brown | | |
None
|
|
Ferian Juwono | | |
$50,001–$100,000
|
|
Sabya Sinha | | |
None
|
|
Fund
|
| |
2021
|
| |
2020
|
| |||||||
Schwab U.S. REIT ETF | | | | | 59%(1) | | | | | | 6 | % | | |
Fund
|
| |
2021
|
| |
2020
|
| |
2019
|
| |||||||||
Schwab U.S. REIT ETF | | | | $ | 708,736 | | | | | $ | 128,100 | | | | | $ | 111,794 | | |
Fund
|
| |
Regular Broker-Dealer
|
| |
Value of Holdings
|
| |||
Schwab U.S. REIT ETF | | | None | | | | | N/A | | |
Fund
|
| |
Approximate Value of
One Creation Unit |
| |
Standard Creation/
Redemption Transaction Fee |
| |
Maximum Additional Creation
Transaction Fee(1) |
| |
Maximum Additional
Redemption Transaction Fee(1) |
| ||||||||||||
Schwab U.S. REIT ETF | | | | $ | 2,236,905 | | | | | $ | 250 | | | | | | 3.0% | | | | | | 2.0% | | |
|
The Charles Schwab Family of Funds
Schwab Investments
Schwab Capital Trust
Schwab Annuity Portfolios
Laudus Trust
Schwab Strategic Trust
|
|
|
Charles Schwab Investment Management, Inc.
|
|
| EX-101 | | | Inline Interactive Data File - the instance document does not appear on the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | |
| EX-101.INS | | | XBRL Taxonomy Instance Document | |
| EX-101.SCH | | | XBRL Taxonomy Schema Document | |
| EX-101.CAL | | | XBRL Taxonomy Calculation Linkbase Document | |
| EX-101.DEF | | | XBRL Taxonomy Definition Linkbase Document | |
| EX-101.LAB | | | XBRL Taxonomy Label Linkbase Document | |
| EX-101.PRE | | | XBRL Taxonomy Presentation Linkbase Document | |
Name and Position with Adviser
|
| |
Name of Other Company
|
| |
Capacity
|
|
Walter W. Bettinger, II, Director | | | The Charles Schwab Corporation | | | Director, President and Chief Executive Officer | |
| | | Charles Schwab & Co., Inc. | | | Director, President and Chief Executive Officer | |
| | | TD Ameritrade Holding Corporation | | | Director | |
| | | Schwab Holdings, Inc. | | | Director, President and Chief Executive Officer | |
| | | Charles Schwab Bank, SSB | | | Director | |
| | | Charles Schwab Premier Bank, SSB | | | Director | |
| | | Charles Schwab Trust Bank | | | Director | |
| | | Schwab (SIS) Holdings, Inc. I | | | President and Chief Executive Officer | |
| | | Schwab Funds | | | Chairman and Trustee | |
| | | Laudus Funds | | | Chairman and Trustee | |
| | | Schwab ETFs | | | Chairman and Trustee | |
Peter B. Crawford, Director | | | The Charles Schwab Corporation | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Charles Schwab & Co., Inc. | | | Director, Executive Vice President and Chief Financial Officer | |
| | | TD Ameritrade Holding Corporation | | | Director | |
| | | Schwab Holdings, Inc. | | | Director, Executive Vice President and Chief Financial Officer | |
| | | Charles Schwab Global Holdings, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Performance Technologies, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Schwab (SIS) Holdings, Inc. I | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Schwab Technology Holdings, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
Richard A. Wurster, Chief Executive Officer | | | The Charles Schwab Corporation | | | Executive Vice President – Schwab Asset Management Solutions | |
| | | Charles Schwab & Co., Inc. | | | Executive Vice President – Schwab Asset Management Solutions | |
| | | Charles Schwab Investment Advisory, Inc. | | | Director, Chief Executive Officer and President | |
Jonathan de St. Paer, Director, President and Chief Operating Officer
|
| |
Charles Schwab & Co., Inc.
|
| |
Senior Vice President
|
|
| Schwab Funds | | | President and Chief Executive Officer | | ||
| | | Laudus Funds | | | President and Chief Executive Officer | |
| | | Schwab ETFs | | | President and Chief Executive Officer | |
| | | Charles Schwab Worldwide Funds, plc | | | Director | |
| | | Charles Schwab Asset Management (Ireland) Limited | | | Director | |
| | | Charles Schwab Investment Advisory, Inc. | | | Senior Vice President and Chief Operating Officer | |
Omar Aguilar, Senior Vice President and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Senior Vice President and Chief Investment Officer
|
|
| Laudus Funds | | |
Senior Vice President and Chief Investment Officer
|
| ||
| | | Schwab ETFs | | |
Senior Vice President and Chief Investment Officer
|
|
Brett Wander, Senior Vice President and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Senior Vice President and Chief Investment Officer
|
|
| Laudus Funds | | |
Senior Vice President and Chief Investment Officer
|
| ||
| | | Schwab ETFs | | |
Senior Vice President and Chief Investment Officer
|
|
William P. McMahon, Jr., Senior Vice President and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Senior Vice President and Chief Investment Officer
|
|
| Laudus Funds | | |
Senior Vice President and Chief Investment Officer
|
|
Name and Position with Adviser
|
| |
Name of Other Company
|
| |
Capacity
|
|
| | | Schwab ETFs | | |
Senior Vice President and Chief Investment Officer
|
|
David Lekich, Senior Vice President and Chief Counsel
|
| |
Charles Schwab & Co., Inc.
|
| |
Senior Vice President
|
|
| Schwab Funds | | | Secretary and Chief Legal Officer | | ||
| Laudus Funds | | | Vice President and Assistant Clerk | | ||
| | | Schwab ETFs | | | Secretary and Chief Legal Officer | |
Michael Hogan, Senior Vice President and Chief Compliance Officer
|
| |
Schwab Funds
|
| |
Chief Compliance Officer
|
|
| Schwab ETFs | | | Chief Compliance Officer | | ||
| Laudus Funds | | | Chief Compliance Officer | | ||
| | | Charles Schwab & Co., Inc. | | | Senior Vice President and Chief Compliance Officer – IIMS Compliance | |
Mark D. Fischer, Vice President and Chief Financial Officer
|
| |
Schwab Funds
|
| |
Treasurer, Chief Financial Officer and Chief Operating Officer
|
|
| Laudus Funds | | | Treasurer, Chief Financial Officer and Chief Operating Officer | | ||
| | | Schwab ETFs | | | Treasurer, Chief Financial Officer and Chief Operating Officer | |
| | | Charles Schwab Worldwide Funds, plc | | | Director | |
| | | Charles Schwab Asset Management (Ireland) Limited | | | Director | |
Name
|
| |
Position and Office with Underwriter
|
| |
Positions and Offices with Registrant
|
|
William M. Doran | | | Director | | | None | |
Paul F. Klauder | | | Director | | | None | |
Wayne M. Withrow | | | Director | | | None | |
Kevin P. Barr | | | Director, President & Chief Executive Officer | | | None | |
Maxine J. Chou | | | Chief Financial Officer, Chief Operations Officer, & Treasurer | | | None | |
Jennifer H. Campisi | | | Chief Compliance Officer, Anti-Money Laundering Officer & Assistant Secretary | | | None | |
John C. Munch | | | General Counsel & Secretary | | | None | |
Mark J. Held | | | Senior Vice President | | | None | |
Lori L. White | | | Vice President & Assistant Secretary | | | None | |
Name
|
| |
Position and Office with Underwriter
|
| |
Positions and Offices with Registrant
|
|
John P. Coary | | | Vice President & Assistant Secretary | | | None | |
Robert M. Silvestri | | | Vice President | | | None | |
Judith A. Rager | | | Vice President | | | None | |
Jason McGhin | | | Vice President | | | None | |
Gary Michael Reese | | | Vice President | | | None | |
| | |
SCHWAB STRATEGIC TRUST
Registrant |
|
| | |
Jonathan de St. Paer*
Jonathan de St. Paer, President and Chief Executive Officer
|
|
Signature
|
| | | | |
Title
|
|
Walter W. Bettinger II*
Walter W. Bettinger II
|
| | | | | Chairman and Trustee | |
Joseph R. Martinetto*
Joseph R. Martinetto
|
| | | | | Trustee | |
Robert W. Burns*
Robert W. Burns
|
| | | | | Trustee | |
John F. Cogan*
John F. Cogan
|
| | | | | Trustee | |
Nancy F. Heller*
Nancy F. Heller
|
| | | | | Trustee | |
David L. Mahoney*
David L. Mahoney
|
| | | | | Trustee | |
Jane P. Moncreiff*
Jane P. Moncreiff
|
| | | | | Trustee | |
Kiran M. Patel*
Kiran M. Patel
|
| | | | | Trustee | |
Kimberly S. Patmore*
Kimberly S. Patmore
|
| | | | | Trustee | |
J. Derek Penn*
J. Derek Penn
|
| | | | | Trustee | |
Mark D. Fischer*
Mark D. Fischer
|
| | | | | Treasurer and Chief Financial Officer | |
| *By: | | |
/s/ Douglas P. Dick
|
|
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
1/19/22 | ||||
Filed as of / Effective on: | 6/25/21 | 497K | ||
Filed on: | 6/24/21 | 497K | ||
6/1/21 | 497, 497K | |||
5/28/21 | 497, 497K | |||
4/30/21 | 497J | |||
2/28/21 | 24F-2NT, N-CEN, N-CSR, N-CSRS, NPORT-P | |||
12/31/20 | 24F-2NT, 497, 497K, N-CEN, N-CSR, NPORT-P | |||
12/30/20 | 497, 497K | |||
8/31/20 | 24F-2NT, N-CEN, N-CSR, N-CSRS, NPORT-P | |||
6/22/20 | 497K | |||
6/9/20 | ||||
6/8/20 | ||||
3/1/20 | ||||
2/29/20 | 24F-2NT, N-CEN, N-CSR, N-CSRS, NPORT-P | |||
1/31/20 | ||||
3/1/17 | 497, 497K, NSAR-B | |||
2/28/17 | 24F-2NT, 485APOS, 497, 497K, N-CSR, N-CSRS, NSAR-A, NSAR-B | |||
10/27/09 | 8-A12B, N-1A/A | |||
10/12/09 | ||||
10/8/09 | N-1A/A | |||
7/15/09 | N-1A, N-8A | |||
1/27/09 | ||||
10/17/05 | ||||
10/1/05 | ||||
List all Filings |