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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/20/21 Tuesday Morning Corp./DE S-1 3:362K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-1 Registration Statement (General Form) HTML 226K 2: EX-5.1 Opinion of Counsel re: Legality HTML 7K 3: EX-23.1 Consent of Expert or Counsel HTML 4K
tm2116924-1_s1 - none - 3.6406803s |
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Delaware
(State or other jurisdiction of
incorporation or organization) |
| |
5331
(Primary Standard Industrial
Classification Code Number) |
| |
75-2398532
(I.R.S. Employer
Identification Number) |
|
| Large accelerated filer ☐ | | | Accelerated filer ☒ | | | Non-accelerated filer ☐ | | | Smaller reporting company ☒ | |
| | | | | | | | | | Emerging growth company ☐ | |
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Title of Each Class of
Securities to be Registered |
| | |
Amount to be
Registered |
| | |
Proposed Maximum
Aggregate Offering Price per Share |
| | |
Proposed Maximum
Aggregate Offering Price |
| | |
Amount of
Registration Fee |
| ||||||||||||
Common stock, par value $0.01 per share
|
| | | | | 30,158,593(1) | | | | | | $ | 3.31(2) | | | | | | | 99,824,942.80(2) | | | | | | $ | 10,890.90 | | |
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| | | | | 17 | | | |
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| | | | | 18 | | |
| | |
Shares of Common Stock
Beneficially Owned Prior to the Offering(1) |
| |
Shares of
Common Stock Offered Hereby |
| |
Shares of Common Stock
Beneficially Owned After Completion of the Offering(2) |
| |||||||||||||||||||||
| | |
Number
|
| |
Percentage
|
| | | | | | | |
Number
|
| |
Percentage
|
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Selling stockholder: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Osmium Partners (Larkspur SPV), LP (Osmium)(3)
|
| | | | 30,158,593 | | | | | | 31.4% | | | | | | 30,158,593 | | | | | | — | | | | | | — | | |
| | |
Amount
|
| |||
SEC registration fee
|
| | | $ | 10,890.90 | | |
Printing and engraving expenses
|
| | | $ | 2,000.00 | | |
Fees and expenses of legal counsel
|
| | | $ | 20,000.00 | | |
Accounting fees and expenses
|
| | | $ | 5,000.00 | | |
Transfer agent and registrar fees
|
| | | $ | 0.00 | | |
Miscellaneous
|
| | | $ | 2,010.00 | | |
Total
|
| | | $ | 40,00.00 | | |
Exhibit
Number |
| |
Description
|
| |||
| | 10.42 | | | | Form of Restricted Stock Unit Award Agreement (Performance Based) by and between FredHand and the Company (incorporated by reference to Exhibit 4.4 to the Company's Form S-8 filed on May 19, 2021) | |
| | 21.1 | | | | Subsidiaries of the Company (incorporated by reference to Exhibit 21.1 to Annual Report on Form 10-K filed on September 14, 2020) | |
| | 23.1 | | | | | |
| | 23.2 | | | | | |
| | 24.1 | | | | |
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Fred Hand
|
| | Chief Executive Officer (Principal Executive Officer) and Director | | | May 19, 2021 | |
|
|
| | Interim Chief Financial Officer and Chief Accounting Officer (Principal Financial Officer) | | | May 19, 2021 | |
|
/s/ Sherry M. Smith
|
| | Chairperson and Director | | | May 19, 2021 | |
|
|
| | Director | | | May 19, 2021 | |
|
|
| | Director | | | May 19, 2021 | |
|
/s/ Frank M. Hamlin
|
| | Director | | | May 19, 2021 | |
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ W. Paul Jones
|
| | Director | | | May 19, 2021 | |
|
/s/ John H. Lewis
|
| | Director | | | May 19, 2021 | |
|
/s/ Reuben E. Slone
|
| | Director | | | May 19, 2021 | |
|
|
| | Director | | | May 19, 2021 | |
This ‘S-1’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 5/20/21 | 4 | ||
5/19/21 | 4, S-8 | |||
5/18/21 | 3, 8-K | |||
5/17/21 | 3, 8-K | |||
5/13/21 | ||||
3/31/21 | 10-Q, 8-K | |||
2/9/21 | 3, 4, 8-K | |||
1/21/21 | 4 | |||
1/4/21 | 8-K | |||
12/31/20 | 10-Q, 3, 8-K | |||
12/23/20 | 8-K | |||
6/30/20 | 10-K | |||
5/27/20 | ||||
6/30/19 | 10-K | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/07/21 Tuesday Morning Corp./DE S-1/A 1:329K Toppan Merrill/FA |