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Middleby Corp. – ‘8-K’ for 12/31/20

On:  Tuesday, 1/5/21, at 5:22pm ET   ·   For:  12/31/20   ·   Accession #:  1104659-21-1052   ·   File #:  1-09973

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/05/21  Middleby Corp.                    8-K:5,9    12/31/20   11:253K                                   Toppan Merrill/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     28K 
 2: EX-10.1     Material Contract                                   HTML     42K 
 7: R1          Cover                                               HTML     46K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- tm211728d1_8k_htm                   XML     14K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- midd-20201231_lab                     XML     96K 
 5: EX-101.PRE  XBRL Presentations -- midd-20201231_pre              XML     64K 
 3: EX-101.SCH  XBRL Schema -- midd-20201231                         XSD     12K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    33K 
11: ZIP         XBRL Zipped Folder -- 0001104659-21-001052-xbrl      Zip     21K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM  i 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  i December 31, 2020

 

 i THE MIDDLEBY CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

 i Delaware  i 1-9973  i 36-3352497

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 i 1400 Toastmaster Drive,  i Elgin,  i Illinois  i 60120
(Address of Principal Executive Offices) (Zip Code)

 

( i 847)  i 741-3300 

(Registrant’s telephone number, including area code)

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Trading  Symbol(s)   Name of Each Exchange on Which Registered
 i Common Stock    i MIDD    i Nasdaq Global Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 C: 

 

 

 

Item 5.02               Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

(e)      On December 31, 2020, the Compensation Committee of the board of directors of The Middleby Corporation (the “Company”) approved a form of Restricted Stock Unit Award Agreement (the “RSU Agreement”) for grants of restricted stock units that will settle in shares of the Company’s common stock to be awarded to certain participants under the Company’s 2011 Long-Term Incentive Plan. The RSU Agreement includes certain performance-based and time-based vesting criteria, as more fully described therein. The RSU Agreement also provides for accelerated vesting of awards upon a Change of Control (as defined in the RSU Agreement) or in the event that the employee’s employment terminates without Cause (as defined in the RSU Agreement).

 

The foregoing summary of the RSU Agreement is qualified in its entirety by reference to the RSU Agreement, a copy of which is filed as Exhibit 10.1 hereto and is incorporated by reference herein.

 

Item 9.01               Financial Statements and Exhibits.

 

(d)      Exhibits

 

Exhibit No.   Description
10.1   Form of Restricted Stock Unit Award Agreement for The Middleby Corporation 2011 Long-Term Incentive Plan.
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 C: 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  THE MIDDLEBY CORPORATION
     
Dated: January 5, 2021 By:   /s/ Bryan E. Mittelman
    Bryan E. Mittelman
    Chief Financial Officer

 

 C: 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:1/5/214
For Period end:12/31/204,  SD
 List all Filings 


8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Middleby Corp.                    10-K       12/30/23  104:13M
 3/01/23  Middleby Corp.                    10-K       12/31/22  107:15M
 3/02/22  Middleby Corp.                    10-K        1/01/22  110:15M
 6/21/21  Middleby Corp.                    424B3                  1:3.2M                                   Donnelley … Solutions/FA
 6/21/21  Welbilt, Inc.                     DEFM14A                1:3.2M                                   Donnelley … Solutions/FA
 6/09/21  Middleby Corp.                    S-4/A                  7:4M                                     Donnelley … Solutions/FA
 5/28/21  Middleby Corp.                    S-4                    8:3.3M                                   Donnelley … Solutions/FA
 3/03/21  Middleby Corp.                    10-K        1/02/21  109:16M
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