SEC Info - Howmet Aerospace Inc. - ‘8-K’ for 5/3/21

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Howmet Aerospace Inc. – ‘8-K’ for 5/3/21

On: Monday, 5/3/21, at 4:41pm ET · For: 5/3/21 · Accession #: 1104659-21-60261 · File #: 1-03610

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/03/21  Howmet Aerospace Inc.             8-K:8,9     5/03/21   12:251K                                   Toppan Merrill/FA

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML      9K 
 8: R1          Cover                                               HTML     52K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- tm2114970d1_8k_htm                  XML     19K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.DEF  XBRL Definitions -- hwm-20210503_def                 XML     74K 
 5: EX-101.LAB  XBRL Labels -- hwm-20210503_lab                      XML    103K 
 6: EX-101.PRE  XBRL Presentations -- hwm-20210503_pre               XML     71K 
 3: EX-101.SCH  XBRL Schema -- hwm-20210503                          XSD     13K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    35K 
12: ZIP         XBRL Zipped Folder -- 0001104659-21-060261-xbrl      Zip     16K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C: C: C: C: C: C: C: C:

i 0000004281 i false 0000004281 2021-05-03 2021-05-03 0000004281 us-gaap:CommonStockMember 2021-05-03 2021-05-03 0000004281 us-gaap:CumulativePreferredStockMember 2021-05-03 2021-05-03 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

Common Stock

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 3, 2021 ( i May 3, 2021)

i HOWMET AEROSPACE INC.

(Exact name of registrant as specified in its charter)

i Delaware	i 1-3610	i 25-0317820
(State of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

i 201 Isabella Street, i Suite 200
i Pittsburgh, i Pennsylvania	i 15212-5872
(Address of Principal Executive Offices)	(Zip Code)

Office of Investor Relations (412) 553-1950

Office of the Secretary ( i 412) i 553-1940

(Registrant’s telephone number, including area code)

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common Stock, par value $1.00 per share	i HWM	i New York Stock Exchange
i $3.75 Cumulative Preferred Stock, par value $100 per share	i HWM PR	i NYSE American

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company i ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 8.01.

Other Events

On May 3, 2021, Howmet Aerospace Inc. (the “Company”) announced the completion of the early redemption of all of its outstanding 5.87% Notes due 2022 (the “2022 Notes”) in the aggregate principal amount of $476.2 million. The 2022 Notes were redeemed with cash on hand at an aggregate redemption price of approximately $503.3 million, including accrued interest.

A copy of the Company’s press release regarding the foregoing is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits

99.1	Howmet Aerospace Inc. press release, dated May 3, 2021.

104	The cover page of this Current Report on Form 8-K, formatted in Inline XBRL.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	HOWMET AEROSPACE INC.

Dated: May 3, 2021	By:	/s/ *Ramon Ceron*
	Name:	Ramon Ceron
	Title:	Vice President and Treasurer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	5/3/21	None on these Dates
		List all Filings

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/20/21  Howmet Aerospace Inc.             424B5                  1:603K                                   Toppan Merrill/FA
 8/18/21  Howmet Aerospace Inc.             424B5                  1:597K                                   Toppan Merrill/FA

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Filing Submission 0001104659-21-060261 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)