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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/30/21 Whiting Petroleum Corp. S-3ASR 4/30/21 5:742K Toppan Merrill/FA Whiting Oil & Gas Corp. |
Document/Exhibit Description Pages Size 1: S-3ASR Automatic Shelf Registration Statement by a HTML 198K Well-Known Issuer 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 184K 3: EX-5.1 Opinion of Counsel re: Legality HTML 26K 4: EX-23.3 Consent of Expert or Counsel HTML 5K 5: EX-23.4 Consent of Expert or Counsel HTML 7K
tm2114506-1_s3asr - none - 3.3437478s |
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Delaware
(State or other jurisdiction of
incorporation or organization) |
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20-0098515
(I.R.S. Employer
Identification No.) |
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with a copy to:
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Lynn A. Peterson
Chief Executive Officer 1700 Lincoln Street, Suite 4700 Denver, Colorado 80203-4547 (303) 837-1661 (Name, address, including zip code, and telephone number, including area code, of agent for service) |
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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Title of each class of securities to be
registered |
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Amount to be registered/
Proposed maximum offering price per unit/ Proposed maximum aggregate offering price(1) |
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Amount of
registration fee(1) |
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| | Debt Securities | | | | | | | | | | |
| | Guarantees of Debt Securities by Subsidiary(2) | | | | | | | | | | |
| | Common Stock, $.001 par value | | | | | | | | | | |
| | Preferred Stock, $.001 par value | | | | | | | | | | |
| | Depositary Shares | | | | | | | | | | |
| | Warrants | | | | | | | | | | |
| | Stock Purchase Contracts | | | | | | | | | | |
| | Stock Purchase Units | | | | | | | | | | |
Name, Address and Telephone Number
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State or Other
Jurisdiction of Incorporation |
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Primary
Standard Industrial Classification Number |
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I.R.S.
Employer Identification Number |
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Whiting Oil and Gas Corporation
1700 Lincoln Street, Suite 4700 Denver, Colorado 80203-4547 (303) 837-1661 |
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Delaware
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1311
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84-0918829
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Page
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Amount
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Securities and Exchange Commission registration fee
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Printing expenses
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(2)
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Legal fees and expenses
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(2)
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Accounting fees and expenses
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(2)
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Miscellaneous (including any applicable listing fees, rating agency fees, trustee and transfer agent’s fees and expenses)
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(2)
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Total
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Exhibit
Number |
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Document Description
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(1)
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| | Form of Underwriting Agreement.* | |
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(3.1)
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| | Amended and Restated Certificate of Incorporation of Whiting Petroleum Corporation [Incorporated by reference to Exhibit 3.1 to Whiting Petroleum Corporation’s Current Report on Form 8-K filed on September 1, 2020 (File No. 001-31899)]. | |
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(3.2)
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| | Second Amended and Restated By-laws of Whiting Petroleum Corporation [Incorporated by reference to Exhibit 3.2 to Whiting Petroleum Corporation’s Current Report on Form 8-K filed on September 1, 2020 (File No. 001-31899)]. | |
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(4.1)
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(4.3)
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| | Form of Deposit Agreement.* | |
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(4.4)
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| | Form of Depositary Receipt.* | |
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(4.5)
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| | Form of Warrant.* | |
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(4.6)
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| | Form of Warrant Agreement.* | |
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(4.7)
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| | Form of Stock Purchase Contract.* | |
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(4.8)
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| | Form of Guarantee.* | |
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(5.1)
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(23.1)
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(23.3)
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(23.4)
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(24.1)
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(25.1)
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| | Form T-1 Statement of Eligibility of Trustee for the Indenture.** | |
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Signature
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Title
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/s/ Lynn A. Peterson
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| | President and Chief Executive Officer and Director (Principal Executive Officer) | |
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| | Executive Vice President Finance and Chief Financial Officer (Principal Financial Officer) | |
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| | Vice President Accounting and Controller (Principal Accounting Officer) | |
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/s/ Janet L. Carrig
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| | Director | |
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| | Director | |
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/s/ Paul J. Korus
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| | Director | |
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| | Director | |
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| | Director | |
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/s/ Anne Taylor
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| | Director | |
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Signature
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Title
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/s/ Lynn A. Peterson
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| | President and Chief Executive Officer and Director (Principal Executive Officer) | |
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| | Executive Vice President Finance and Chief Financial Officer and Director (Principal Financial Officer) | |
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| | Vice President, Accounting and Controller (Principal Accounting Officer) | |
This ‘S-3ASR’ Filing | Date | Other Filings | ||
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Filed on / Effective on: | 4/30/21 | None on these Dates | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/29/21 Whiting Holdings LLC DEF 14A 5/11/21 1:11M Toppan Merrill/FA 2/25/21 Whiting Holdings LLC 10-K 12/31/20 118:17M 2/04/21 Whiting Holdings LLC 8-K:5,8,9 2/02/21 16:721K Toppan Merrill/FA 9/01/20 Whiting Holdings LLC 8-K12B:1,2, 9/01/20 23:10M Donnelley … Solutions/FA 11/14/03 Whiting Holdings LLC 8-A12B 1:16K Foley & Lardner/FA |