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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/29/22 Digital Brands Group, Inc. S-1/A 13:2.2M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-1/A Pre-Effective Amendment to Registration Statement HTML 638K (General Form) 2: EX-1.1 Underwriting Agreement or Conflict Minerals Report HTML 106K 3: EX-4.27 Instrument Defining the Rights of Security Holders HTML 107K 4: EX-4.28 Instrument Defining the Rights of Security Holders HTML 107K 5: EX-4.29 Instrument Defining the Rights of Security Holders HTML 108K 6: EX-4.30 Instrument Defining the Rights of Security Holders HTML 119K 7: EX-5.1 Opinion of Counsel re: Legality HTML 17K 8: EX-10.38 Material Contract HTML 214K 9: EX-23.1 Consent of Expert or Counsel HTML 7K 10: EX-23.2 Consent of Expert or Counsel HTML 7K 11: EX-23.3 Consent of Expert or Counsel HTML 8K 12: EX-23.4 Consent of Expert or Counsel HTML 8K 13: EX-23.5 Consent of Expert or Counsel HTML 8K
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Delaware
(State or other jurisdiction of
incorporation or organization) |
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5699
(Primary Standard Industrial
Classification Code Number) |
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46-1942864
(I.R.S. Employer
Identification Number) |
|
|
Thomas J. Poletti, Esq.
Veronica Lah, Esq. Manatt, Phelps & Phillips, LLP 695 Town Center Drive, 14th Floor Costa Mesa, CA 92626 Tel: (714) 312-7500 |
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Large accelerated filer
☐
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Accelerated filer
☐
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Non-accelerated filer
☒
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Smaller reporting company
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Emerging growth company
☒
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Per Share and
Class B and C Warrants |
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Per Pre-Funded
Warrant and Class B and C Warrants |
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Total
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Public offering price
|
| | | | | | | | | |
Placement agent fees(1)
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Proceeds to us, before expenses(2)
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Page
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| | | | 1 | | | |
| | | | 6 | | | |
| | | | 11 | | | |
| | | | 17 | | | |
| | | | 18 | | | |
| | | | 19 | | | |
| | | | 21 | | | |
| | | | 35 | | | |
| | | | 37 | | | |
| | | | 45 | | | |
| | | | 48 | | | |
| | | | 48 | | | |
| | | | 48 | | | |
| | | | 49 | | |
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Combined assumed public offering price per share of common stock and accompanying Class B
and C Warrants, which is based upon the last reported sale price of our common stock on The Nasdaq Capital Market on November 25, 2022 |
| | | $ | 5.96 | | |
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Net tangible book value per share as of September 30, 2022
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| | | ($ | 80.05) | | |
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Increase per share attributable to new investors in this offering
|
| | | $ | 64.75 | | |
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As adjusted net tangible book value per share as of September 30, 2022 after giving effect to this
offering |
| | | $ | (15.30) | | |
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Dilution per share to investors participating in this offering
|
| | | $ | 21.26 | | |
Location
|
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Type
|
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Square
Footage (approximate) |
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Lease
Expiration |
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Vernon, California
|
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Corporate Warehouse and Distribution Center
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| | | | 42,206 | | | | | | 2023 | | |
Los Angeles, California
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| | Showroom | | | | | 2,000 | | | | | | 2020(1) | | |
Austin, Texas
|
| | Interim Corporate Headquarters | | | | | 500 | | | | | | 2021(2) | | |
Dallas, Texas
|
| | Office Space and Showroom | | | | | 2,860 | | | | | | 2022 | | |
Houston, Texas
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| | Showroom | | | | | 1,117 | | | | | | 2024 | | |
New Orleans, Louisiana
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| | Showroom | | | | | 1,015 | | | | | | 2024 | | |
Name of Beneficial Owner
|
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Number of
Shares Beneficially Owned Before Offering |
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Percentage of
Shares Outstanding Before Offering |
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Number of
Shares Beneficially Owned After Offering |
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Percentage of
Shares Outstanding After Offering |
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Executive Officers and Directors | | | | | | | | | | | | | | | | | | | | | | | | | |
John “Hil” Davis(1)
|
| | | | 17,136 | | | | | | 1.1% | | | | | | 17,136 | | | | | | * | | |
Laura Dowling(2)
|
| | | | 3,347 | | | | | | * | | | | | | 3,347 | | | | | | * | | |
Reid Yeoman(3)
|
| | | | 1,140 | | | | | | * | | | | | | 1,140 | | | | | | * | | |
Mark Lynn(4)
|
| | | | 5,074 | | | | | | * | | | | | | 5,074 | | | | | | * | | |
Trevor Pettennude(5)
|
| | | | 3,286 | | | | | | * | | | | | | 3,286 | | | | | | * | | |
Name of Beneficial Owner
|
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Number of
Shares Beneficially Owned Before Offering |
| |
Percentage of
Shares Outstanding Before Offering |
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Number of
Shares Beneficially Owned After Offering |
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Percentage of
Shares Outstanding After Offering |
| ||||||||||||
Jameeka Aaron(6)
|
| | | | 150 | | | | | | * | | | | | | 150 | | | | | | * | | |
Huong “Lucy” Doan(7)
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| | | | 200 | | | | | | * | | | | | | 200 | | | | | | * | | |
All executive officers, directors and director nominees as
a group (7 persons)(8) |
| | | | 30,133 | | | | | | 2.0% | | | | | | 30,133 | | | | | | * | | |
| | |
Per Share and Class B
and C Warrants |
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Per Pre-Funded
Warrant and Class B and C Warrants |
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Placement Agent Fees
|
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Total
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| | | | | | | | | | | | |
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SEC expenses
|
| | | $ | 2,307 | | |
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FINRA expenses
|
| | | | 3,640 | | |
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Legal fees and expenses
|
| | | | 360,000 | | |
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Accounting fees and expenses
|
| | | | 30,000 | | |
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Miscellaneous expenses
|
| | | | 4,053 | | |
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Total offering expenses (other than placement agent’s fees)
|
| | | $ | 400,000 | | |
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Exhibit
Number |
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Description
|
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23.3
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23.4
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23.5
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23.6
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24.1**
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107**
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| | | | DIGITAL BRANDS GROUP, INC. | | |||
| | | | By: | | |
John Hilburn Davis IV
President and Chief Executive Officer |
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Signature
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Title
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Date
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| | President, Chief Executive Officer and Director (Principal Executive Officer) | | | | |
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/s/ Reid Yeoman
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| | Chief Financial Officer (Principal financial officer) | | | | |
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*
Mark T. Lynn
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| | Director | | | | |
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*
Trevor Pettennude
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| | Director | | | | |
|
*
Jameeka Aaron Green
|
| | Director | | | | |
|
*
Huong “Lucy” Doan
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| | Director | | | | |
|
*By:
John Hilburn Davis IV,
attorney-in-fact |
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This ‘S-1/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
2/15/23 | ||||
12/7/22 | ||||
11/30/22 | ||||
Filed as of: | 11/29/22 | |||
Filed on: | 11/28/22 | |||
11/25/22 | ||||
11/13/22 | ||||
11/10/22 | ||||
11/3/22 | 8-K, S-3/A | |||
10/31/22 | 8-K | |||
10/30/22 | ||||
10/21/22 | 8-K | |||
10/19/22 | ||||
10/12/22 | ||||
9/30/22 | 10-Q | |||
9/21/22 | 8-K | |||
9/8/22 | S-3/A | |||
8/1/22 | ||||
7/28/22 | ||||
7/27/22 | 8-K | |||
7/22/22 | 8-K | |||
7/21/22 | 8-K | |||
7/18/22 | ||||
6/30/22 | 10-Q | |||
5/31/22 | 8-K | |||
3/31/22 | 10-K, 10-Q, 8-K | |||
1/19/22 | 8-K, DRS | |||
1/17/22 | ||||
12/31/21 | 10-K | |||
12/16/21 | S-1/A | |||
5/18/21 | 3, 8-K, S-8 | |||
12/31/20 | DRS | |||
12/21/20 | ||||
9/24/20 | ||||
5/31/20 | ||||
3/25/20 | ||||
2/28/20 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/15/24 Digital Brands Group, Inc. 10-K 12/31/23 111:36M Toppan Merrill/FA 9/18/23 Digital Brands Group, Inc. S-1 154:23M Toppan Merrill/FA 8/24/23 Digital Brands Group, Inc. S-1/A 153:24M Toppan Merrill/FA 8/04/23 Digital Brands Group, Inc. S-1/A 10:4.2M Toppan Merrill/FA 8/02/23 Digital Brands Group, Inc. S-1/A 4:3.6M Toppan Merrill/FA 6/28/23 Digital Brands Group, Inc. S-1 6/27/23 142:19M Toppan Merrill/FA 5/22/23 Digital Brands Group, Inc. 10-Q 3/31/23 64:5.5M Toppan Merrill/FA 4/17/23 Digital Brands Group, Inc. 10-K 12/31/22 93:12M Toppan Merrill/FA 2/06/23 Digital Brands Group, Inc. S-1/A 6:4.2M Toppan Merrill/FA 1/30/23 Digital Brands Group, Inc. S-1 142:19M Toppan Merrill/FA 12/01/22 Digital Brands Group, Inc. 8-K:1,8,9 11/29/22 14:425K Toppan Merrill/FA 11/29/22 Digital Brands Group, Inc. S-1/A 2:248K Toppan Merrill/FA |