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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/28/22 Schwab Strategic Trust 485BPOS 9/28/22 23:2.5M Toppan Merrill/FA → Schwab Municipal Bond ETF ⇒ SCMB |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 979K
Registration
2: EX-99.(D)(12) Amendment No. 11 to the Amended and Restated HTML 23K
Advisory Agreement
3: EX-99.(E)(13) Amendment No. 12 to the Distribution Agreement HTML 21K
4: EX-99.(G)(14) Amendment to the Amended and Restated Master HTML 34K
Custodian Agreement
5: EX-99.(H)(1)(D) Amendment No. 11 to the Administration HTML 20K
Agreement
6: EX-99.(H)(2)(E) Amendment to the Transfer Agency and Service HTML 18K
Agreement
7: EX-99.(H)(4)(Q) Amendment to Appendix A and Appendix B of the HTML 49K
Master Fund Accounting and Services Agreement
8: EX-99.(H)(5)(L) Amendment to the Sub-Administration Agreement HTML 60K
9: EX-99.(I) Opinion and Consent of Counsel HTML 11K
10: EX-99.(P)(2) Code of Ethics of Sei Investments Distribution HTML 127K
Corporation
16: R1 Document and Entity Information HTML 31K
17: R2 Risk/Return Summary- Schwab Municipal Bond ETF HTML 81K
18: R6 Risk/Return Detail Data- Schwab Municipal Bond ETF HTML 103K
19: R7 Risk/Return Detail Data HTML 12K
21: XML IDEA XML File -- Filing Summary XML 23K
20: XML XBRL Instance -- tm2220948-4_485bpos_htm XML 53K
12: EX-101.CAL XBRL Calculations -- ck0001454889-20220928_cal XML 21K
13: EX-101.DEF XBRL Definitions -- ck0001454889-20220928_def XML 288K
14: EX-101.LAB XBRL Labels -- ck0001454889-20220928_lab XML 492K
15: EX-101.PRE XBRL Presentations -- ck0001454889-20220928_pre XML 304K
11: EX-101.SCH XBRL Schema -- ck0001454889-20220928 XSD 23K
22: JSON XBRL Instance as JSON Data -- MetaLinks 100± 220K
23: ZIP XBRL Zipped Folder -- 0001104659-22-103375-xbrl Zip 303K
Exhibit 99.(h)(1)(d)
Amendment
no. 11 to
ADMINISTRATION AGREEMENT
THIS AMENDMENT NO. 11 TO ADMINISTRATION AGREEMENT (this “Amendment”), effective as of September 28, 2022 (the “Amendment Effective Date”), by and between Schwab Strategic Trust (“Trust”) and Charles Schwab Investment Management, Inc. (the “Administrator”).
WHEREAS, Trust and Administrator entered into an Administration Agreement, dated October 12, 2009 (the “Administration Agreement”), pursuant to which Administrator provides administrative and accounting services to the Trust on behalf of the series set forth on Schedule I to the Administration Agreement; and
WHEREAS, the parties hereto desire to amend Schedule I to the Administration Agreement to reflect an additional series of the Trust.
NOW, THEREFORE, in consideration of the premises, covenants, representations and warranties contained herein and intending to be legally bound hereby, the parties hereto agree as follows:
| 1. | Schedule I of the Administration Agreement is hereby amended to add the following Portfolio: |
Schwab Municipal Bond ETF
A new Schedule I listing each of the Portfolios subject to the Administration Agreement as of the date of this Amendment is hereby attached to this Amendment.
| 2. | Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Agreement shall continue in full force and effect. Capitalized terms not defined herein shall have the same meaning as set forth in the Administration Agreement. |
| 3. | Entire Agreement. The Administration Agreement as modified by this Amendment constitutes the entire agreement among the parties with respect to the subject matter contained herein and therein and may only be amended by a writing executed by all parties. |
IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date set forth above.
| SCHWAB STRATEGIC TRUST, on behalf of each Portfolio listed on Schedule A | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC. | ||||||
| By: | /s/ Mark Fischer | By: | /s/ Jonathan de St Paer | ||||
| Name: | Mark Fischer | Name: | Jonathan de St Paer | ||||
| Title: | Treasurer, CFO & COO | Title: | President | ||||
C:
SCHEDULE I
to the
ADMINISTRATION AGREEMENT
Dated as of October 12, 2009 between
SCHWAB STRATEGIC TRUST and
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
As of September 28, 2022
Portfolios
| Schwab U.S. Broad Market ETF |
| Schwab U.S. Large-Cap ETF |
| Schwab U.S. Large-Cap Growth ETF |
| Schwab U.S. Large-Cap Value ETF |
| Schwab U.S. Small-Cap ETF |
| Schwab International Equity ETF |
| Schwab International Small-Cap Equity ETF |
| Schwab Emerging Markets Equity ETF |
| Schwab U.S. TIPS ETF |
| Schwab Short-Term U.S. Treasury ETF |
| Schwab Intermediate-Term U.S. Treasury ETF |
| Schwab U.S. REIT ETF |
| Schwab U.S. Mid-Cap ETF |
| Schwab U.S. Aggregate Bond ETF |
| Schwab U.S. Dividend Equity ETF |
| Schwab Fundamental U.S. Broad Market Index ETF |
| Schwab Fundamental U.S. Large Company Index ETF |
| Schwab Fundamental U.S. Small Company Index ETF |
| Schwab Fundamental International Large Company Index ETF |
| Schwab Fundamental International Small Company Index ETF |
| Schwab Fundamental Emerging Markets Large Company Index ETF |
| Schwab 1000 Index ETF |
| Schwab 1-5 Year Corporate Bond ETF |
| Schwab 5-10 Year Corporate Bond ETF |
| Schwab Long-Term U.S. Treasury ETF |
| Schwab International Dividend Equity ETF |
| Schwab Ariel ESG ETF |
| Schwab Crypto Thematic ETF |
| Schwab Municipal Bond ETF |
C:
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of / Effective on: | 9/28/22 | 497K | ||
| Filed on: | 9/27/22 | 497K | ||
| 10/12/09 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/26/24 Schwab Strategic Trust 485BPOS 4/26/24 30:10M Toppan Merrill/FA 4/05/24 Schwab Strategic Trust 485APOS 4/04/24 1:2.4M Toppan Merrill/FA 12/27/23 Schwab Strategic Trust 485BPOS 12/27/23 43:15M Toppan Merrill/FA 7/28/23 Schwab Strategic Trust 485BPOS 7/28/23 17:4.1M Toppan Merrill/FA 6/27/23 Schwab Strategic Trust 485BPOS 6/27/23 27:9.3M Toppan Merrill/FA 6/26/23 Schwab Strategic Trust 485BPOS 6/26/23 22:2.5M Toppan Merrill/FA 4/28/23 Schwab Strategic Trust 485BPOS 4/28/23 30:9.6M Toppan Merrill/FA 1/17/23 Schwab Strategic Trust 485APOS 3:1.1M Toppan Merrill/FA 12/19/22 Schwab Strategic Trust 485BPOS 12/19/22 38:12M Toppan Merrill/FA 11/07/22 Schwab Strategic Trust POS EX 11/07/22 4:244K Toppan Merrill/FA 9/28/22 Schwab Strategic Trust 8-A12B 9/27/22 1:22K Toppan Merrill/FA |