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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/28/22 Schwab Strategic Trust 485BPOS 9/28/22 23:2.5M Toppan Merrill/FA → Schwab Municipal Bond ETF ⇒ SCMB |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 979K
Registration
2: EX-99.(D)(12) Amendment No. 11 to the Amended and Restated HTML 23K
Advisory Agreement
3: EX-99.(E)(13) Amendment No. 12 to the Distribution Agreement HTML 21K
4: EX-99.(G)(14) Amendment to the Amended and Restated Master HTML 34K
Custodian Agreement
5: EX-99.(H)(1)(D) Amendment No. 11 to the Administration HTML 20K
Agreement
6: EX-99.(H)(2)(E) Amendment to the Transfer Agency and Service HTML 18K
Agreement
7: EX-99.(H)(4)(Q) Amendment to Appendix A and Appendix B of the HTML 49K
Master Fund Accounting and Services Agreement
8: EX-99.(H)(5)(L) Amendment to the Sub-Administration Agreement HTML 60K
9: EX-99.(I) Opinion and Consent of Counsel HTML 11K
10: EX-99.(P)(2) Code of Ethics of Sei Investments Distribution HTML 127K
Corporation
16: R1 Document and Entity Information HTML 31K
17: R2 Risk/Return Summary- Schwab Municipal Bond ETF HTML 81K
18: R6 Risk/Return Detail Data- Schwab Municipal Bond ETF HTML 103K
19: R7 Risk/Return Detail Data HTML 12K
21: XML IDEA XML File -- Filing Summary XML 23K
20: XML XBRL Instance -- tm2220948-4_485bpos_htm XML 53K
12: EX-101.CAL XBRL Calculations -- ck0001454889-20220928_cal XML 21K
13: EX-101.DEF XBRL Definitions -- ck0001454889-20220928_def XML 288K
14: EX-101.LAB XBRL Labels -- ck0001454889-20220928_lab XML 492K
15: EX-101.PRE XBRL Presentations -- ck0001454889-20220928_pre XML 304K
11: EX-101.SCH XBRL Schema -- ck0001454889-20220928 XSD 23K
22: JSON XBRL Instance as JSON Data -- MetaLinks 100± 220K
23: ZIP XBRL Zipped Folder -- 0001104659-22-103375-xbrl Zip 303K
Exhibit 99.(e)(13)
Amendment
no. 12 to
Distribution AGREEMENT
THIS AMENDMENT NO. 12 TO DISTRIBUTION AGREEMENT (this “Amendment”), effective as of September 28, 2022 (the “Amendment Effective Date”), by and between Schwab Strategic Trust (“Company”) and SEI Investments Distribution Co. (“SIDCO”).
WHEREAS:
| 1. | The Company and SIDCO entered into a Distribution Agreement, dated as of October 12, 2009 (the “Distribution Agreement”), pursuant to which, among other things, SIDCO agreed to act as the Distributor with respect to issuance and distribution of Creation Units of each Fund; and |
| 2. | The parties hereto desire to further amend the Distribution Agreement on the terms and subject to the conditions provided herein. |
NOW, THEREFORE, in consideration of the premises, covenants, representations and warranties contained herein and intending to be legally bound hereby, the parties hereto agree as follows:
| 1. | Schedule A of the Distribution Agreement is hereby amended to add the following ETF to the current List of Funds of the Trust: |
Schwab Municipal Bond ETF
A new Schedule A listing each of the ETFs subject to the Distribution Agreement as of the date of this Amendment is hereby attached to this Amendment.
| 2. | Ratification of Agreement. Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Agreement shall continue in full force and effect. |
| 3. | Counterparts. This Amendment may be executed in two or more counterparts, all of which shall constitute one and the same instrument. Each such counterpart shall be deemed an original, and it shall not be necessary in making proof of this Amendment to produce or account for more than one such counterpart. This Amendment shall be deemed executed by each party when any one or more counterparts hereof or thereof, individually or taken together, bears the original, facsimile or scanned signatures of each of the parties. |
| 4. | Entire Agreement. The Agreement as modified by this Amendment constitutes the entire agreement among the parties with respect to the subject matter contained herein and therein and may only be amended by a writing executed by all parties. |
| 5. | Governing Law. This Amendment shall be governed by and construed in accordance with the laws of the State of Delaware without giving effect to any conflict of laws or choice of laws rules or principles thereof. |
C:
IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date set forth above.
| SCHWAB STRATEGIC TRUST | SEI INVESTMENTS DISTRIBUTION CO. | ||||
| By: | /s/ Jonathan de St Paer | By: | /s/ Maxine J. Chou | ||
| Name: | Jonathan de St Paer | Name: Maxine J. Chou | |||
| Title: | President | Title: CFO & COO | |||
C:
SCHEDULE A
LIST OF FUNDS
Schwab U.S. Large-Cap ETF
Schwab U.S. Large-Cap Value ETF
Schwab U.S. Large-Cap Growth ETF
Schwab U.S. Small-Cap ETF
Schwab International Small-Cap Equity ETF
Schwab International Equity ETF
Schwab Emerging Markets Equity ETF
Schwab U.S. Broad Markets ETF
Schwab U.S. TIPS ETF
Schwab Short-Term U.S. Treasury ETF
Schwab Intermediate-Term U.S. Treasury ETF
Schwab U.S. REIT ETF
Schwab U.S. Mid-Cap ETF
Schwab U.S. Aggregate Bond ETF
Schwab U.S. Dividend Equity ETF
Schwab Fundamental U.S. Broad Market Index ETF
Schwab Fundamental U.S. Large Company Index ETF
Schwab Fundamental U.S. Small Company Index ETF
Schwab Fundamental International Large Company Index ETF
Schwab Fundamental International Small Company Index ETF
Schwab Fundamental Emerging Markets Large Company Index ETF
Schwab 1000 Index ETF
Schwab 1-5 Year Corporate Bond ETF
Schwab 5-10 Year Corporate Bond ETF
Schwab Long-Term U.S. Treasury ETF
Schwab International Dividend Equity ETF
Schwab Ariel ESG ETF
Schwab Crypto Thematic ETF
Schwab Municipal Bond ETF
C:
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of / Effective on: | 9/28/22 | 497K | ||
| Filed on: | 9/27/22 | 497K | ||
| 10/12/09 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/26/24 Schwab Strategic Trust 485BPOS 4/26/24 30:10M Toppan Merrill/FA 4/05/24 Schwab Strategic Trust 485APOS 4/04/24 1:2.4M Toppan Merrill/FA 12/27/23 Schwab Strategic Trust 485BPOS 12/27/23 43:15M Toppan Merrill/FA 7/28/23 Schwab Strategic Trust 485BPOS 7/28/23 17:4.1M Toppan Merrill/FA 6/27/23 Schwab Strategic Trust 485BPOS 6/27/23 27:9.3M Toppan Merrill/FA 6/26/23 Schwab Strategic Trust 485BPOS 6/26/23 22:2.5M Toppan Merrill/FA 4/28/23 Schwab Strategic Trust 485BPOS 4/28/23 30:9.6M Toppan Merrill/FA 1/17/23 Schwab Strategic Trust 485APOS 3:1.1M Toppan Merrill/FA 12/19/22 Schwab Strategic Trust 485BPOS 12/19/22 38:12M Toppan Merrill/FA 11/07/22 Schwab Strategic Trust POS EX 11/07/22 4:244K Toppan Merrill/FA 9/28/22 Schwab Strategic Trust 8-A12B 9/27/22 1:22K Toppan Merrill/FA |