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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/28/22 Schwab Strategic Trust 485BPOS 9/28/22 23:2.5M Toppan Merrill/FA → Schwab Municipal Bond ETF ⇒ SCMB |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 979K
Registration
2: EX-99.(D)(12) Amendment No. 11 to the Amended and Restated HTML 23K
Advisory Agreement
3: EX-99.(E)(13) Amendment No. 12 to the Distribution Agreement HTML 21K
4: EX-99.(G)(14) Amendment to the Amended and Restated Master HTML 34K
Custodian Agreement
5: EX-99.(H)(1)(D) Amendment No. 11 to the Administration HTML 20K
Agreement
6: EX-99.(H)(2)(E) Amendment to the Transfer Agency and Service HTML 18K
Agreement
7: EX-99.(H)(4)(Q) Amendment to Appendix A and Appendix B of the HTML 49K
Master Fund Accounting and Services Agreement
8: EX-99.(H)(5)(L) Amendment to the Sub-Administration Agreement HTML 60K
9: EX-99.(I) Opinion and Consent of Counsel HTML 11K
10: EX-99.(P)(2) Code of Ethics of Sei Investments Distribution HTML 127K
Corporation
16: R1 Document and Entity Information HTML 31K
17: R2 Risk/Return Summary- Schwab Municipal Bond ETF HTML 81K
18: R6 Risk/Return Detail Data- Schwab Municipal Bond ETF HTML 103K
19: R7 Risk/Return Detail Data HTML 12K
21: XML IDEA XML File -- Filing Summary XML 23K
20: XML XBRL Instance -- tm2220948-4_485bpos_htm XML 53K
12: EX-101.CAL XBRL Calculations -- ck0001454889-20220928_cal XML 21K
13: EX-101.DEF XBRL Definitions -- ck0001454889-20220928_def XML 288K
14: EX-101.LAB XBRL Labels -- ck0001454889-20220928_lab XML 492K
15: EX-101.PRE XBRL Presentations -- ck0001454889-20220928_pre XML 304K
11: EX-101.SCH XBRL Schema -- ck0001454889-20220928 XSD 23K
22: JSON XBRL Instance as JSON Data -- MetaLinks 100± 220K
23: ZIP XBRL Zipped Folder -- 0001104659-22-103375-xbrl Zip 303K
Exhibit 99.(d)(12)
Amendment
no. 11 to
AMENDED AND RESTATED ADVISORY AGREEMENT
THIS AMENDMENT NO. 11 TO AMENDED AND RESTATED ADVISORY AGREEMENT (this “Amendment”), effective as of September 28, 2022 by and between Schwab Strategic Trust (the “Trust”) and Charles Schwab Investment Management, Inc. (the “Adviser”).
WHEREAS, Trust and Adviser entered into an Amended and Restated Advisory Agreement, dated March 1, 2017 (the “Advisory Agreement”), pursuant to which Adviser serves as investment adviser to the Trust on behalf of the series set forth on Schedule A to the Advisory Agreement; and
WHEREAS, the parties hereto desire to amend Schedule A to amend Schedule A to the Advisory Agreement to reflect an additional series of the Trust.
NOW, THEREFORE, in consideration of the premises, covenants, representations and warranties contained herein and intending to be legally bound hereby, the parties hereto agree as follows:
| 1. | Schedule A of the Advisory Agreement is hereby amended to add the following fund: |
Schwab Municipal Bond ETF
| 2. | Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Advisory Agreement shall continue in full force and effect. Capitalized terms not defined herein shall have the same meaning as set forth in the Advisory Agreement. |
| 3. | Entire Agreement. The Advisory Agreement as modified by this Amendment constitutes the entire agreement among the parties with respect to the subject matter contained herein and therein and may only be amended by a writing executed by all parties. |
IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date set forth above.
| SCHWAB STRATEGIC TRUST, on behalf of each Fund listed on Schedule A | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC. | ||||||
| By: | /s/ Jonathan de St Paer | By: | /s/ Omar Aguilar | ||||
| Name: | Jonathan de St Paer | Name: | Omar Aguilar | ||||
| Title: | President & Chief Executive Officer | Title: | President | ||||
C:
SCHEDULE A
to the
ADVISORY AGREEMENT
dated as of September 28, 2022 between
SCHWAB STRATEGIC TRUST
and
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
The Trust will pay to the Adviser as compensation for the Adviser’s services rendered, a fee, computed daily, at an annual rate, based on the average daily net assets of the respective Fund, in accordance the following fee schedule:
| Fund | Rate |
| Schwab U.S. Broad Market ETF | 0.03%* |
| Schwab U.S. Large-Cap ETF | 0.03%* |
| Schwab U.S. Large-Cap Growth ETF | 0.04%* |
| Schwab U.S. Large-Cap Value ETF | 0.04%* |
| Schwab U.S. Small-Cap ETF | 0.04%* |
| Schwab International Equity ETF | 0.06%* |
| Schwab International Small-Cap Equity ETF | 0.11%* |
| Schwab Emerging Markets Equity ETF | 0.11%* |
| Schwab U.S. TIPS ETF | 0.04%* |
| Schwab Short-Term U.S. Treasury ETF | 0.03%* |
| Schwab Intermediate-Term U.S. Treasury ETF | 0.03%* |
| Schwab U.S. REIT ETF | 0.07%* |
| Schwab U.S. Mid-Cap ETF | 0.04%* |
| Schwab U.S. Aggregate Bond ETF | 0.03%* |
| Schwab U.S. Dividend Equity ETF | 0.06%* |
| Schwab Fundamental U.S. Broad Market Index ETF | 0.25%* |
| Schwab Fundamental U.S. Large Company Index ETF | 0.25%* |
| Schwab Fundamental U.S. Small Company Index ETF | 0.25%* |
| Schwab Fundamental International Large Company Index ETF | 0.25%* |
| Schwab Fundamental International Small Company Index ETF | 0.39%* |
| Schwab Fundamental Emerging Markets Large Company Index ETF | 0.39%* |
| Schwab 1000 Index ETF | 0.05%* |
| Schwab 1-5 Year Corporate Bond ETF | 0.03%* |
| Schwab 5-10 Year Corporate Bond ETF | 0.03%* |
| Schwab Long-Term U.S. Treasury ETF | 0.03%* |
| Schwab International Dividend Equity ETF | 0.14%* |
| Schwab Ariel ESG ETF | 0.59%* |
| Schwab Crypto Thematic ETF | 0.30%* |
| Schwab Municipal Bond ETF | 0.03%* |
| * | The Adviser will pay the operating expenses of the Fund, excluding taxes, any brokerage expenses, and extraordinary or non-routine expenses. |
C:
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of / Effective on: | 9/28/22 | 497K | ||
| Filed on: | 9/27/22 | 497K | ||
| 3/1/17 | 497, 497K, NSAR-B | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/26/24 Schwab Strategic Trust 485BPOS 4/26/24 30:10M Toppan Merrill/FA 4/05/24 Schwab Strategic Trust 485APOS 4/04/24 1:2.4M Toppan Merrill/FA 12/27/23 Schwab Strategic Trust 485BPOS 12/27/23 43:15M Toppan Merrill/FA 7/28/23 Schwab Strategic Trust 485BPOS 7/28/23 17:4.1M Toppan Merrill/FA 6/27/23 Schwab Strategic Trust 485BPOS 6/27/23 27:9.3M Toppan Merrill/FA 6/26/23 Schwab Strategic Trust 485BPOS 6/26/23 22:2.5M Toppan Merrill/FA 4/28/23 Schwab Strategic Trust 485BPOS 4/28/23 30:9.6M Toppan Merrill/FA 1/17/23 Schwab Strategic Trust 485APOS 3:1.1M Toppan Merrill/FA 12/19/22 Schwab Strategic Trust 485BPOS 12/19/22 38:12M Toppan Merrill/FA 11/07/22 Schwab Strategic Trust POS EX 11/07/22 4:244K Toppan Merrill/FA 9/28/22 Schwab Strategic Trust 8-A12B 9/27/22 1:22K Toppan Merrill/FA |