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National Rural Utilities Cooperative Finance Corp./DC – ‘8-K’ for 8/25/22

On:  Friday, 8/26/22, at 11:12am ET   ·   For:  8/25/22   ·   Accession #:  1104659-22-94914   ·   File #:  1-07102

Previous ‘8-K’:  ‘8-K’ on 8/17/22 for 8/10/22   ·   Next:  ‘8-K’ on 10/21/22 for 10/20/22   ·   Latest:  ‘8-K’ on 3/5/24 for 2/29/24   ·   6 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/26/22  Nat’l Rural Utilities Co… Corp/DC 8-K:5,9     8/25/22   11:234K                                   Toppan Merrill/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 6: R1          Cover                                               HTML     48K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- tm2224586d1_8k_htm                  XML     19K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 3: EX-101.DEF  XBRL Definitions -- nruc-20220825_def                XML     73K 
 4: EX-101.LAB  XBRL Labels -- nruc-20220825_lab                     XML    105K 
 5: EX-101.PRE  XBRL Presentations -- nruc-20220825_pre              XML     70K 
 2: EX-101.SCH  XBRL Schema -- nruc-20220825                         XSD     14K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    34K 
11: ZIP         XBRL Zipped Folder -- 0001104659-22-094914-xbrl      Zip     20K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:   C:   C:   C:   C:   C:   C:   C:   C: 
 i 0000070502  i false 0000070502 2022-08-25 2022-08-25 0000070502 NRUC:CollateralTrustBonds5.75Percentdue2026Member 2022-08-25 2022-08-25 0000070502 NRUC:SubordinatedNotes5.50Percentdue2064Member 2022-08-25 2022-08-25 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM  i 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  i August 25, 2022

 

 

 

 i NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORPORATION

(Exact name of registrant as specified in its charter)

 

 i District of Columbia

(state or other jurisdiction of
incorporation)

 

 i 1-7102

(Commission

File Number)

 

 i 52-0891669

(I.R.S. Employer

Identification No.)

 

 i 20701 Cooperative Way

 i Dulles,  i VA

 

 i 20166-6691

(Zip Code)

(Address of principal executive offices)    

 

Registrant's telephone number, including area code: ( i 703)  i 467-1800

 

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which
registered
 i 7.35% Collateral Trust Bonds, due 2026  i NRUC 26  i New York Stock Exchange
 i 5.50% Subordinated Notes, due 2064  i NRUC  i New York Stock Exchange

 

 

 C: 

 

 

 

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangement of Certain Officers.

 

On August 25, 2022, National Rural Utilities Cooperative Finance Corporation (the “Company”) appointed Pankaj Shah, age 38, as principal accounting officer of the Company. Mr. Shah joined the Company as Vice President and Controller in July 2022. Prior to joining the Company, Mr. Shah held various positions with Deloitte & Touche LLP since 2010 and most recently served as Audit and Assurance Senior Manager from April 2019 to June 2022 and Risk Advisory Senior Manager at Deloitte LLP from August 2017 to March 2019. Mr. Shah holds a B.S. in Management from the University of Mumbai, an M.S. in Accounting and an M.B.A in Finance from Virginia Polytechnic Institute and State University and is a Certified Public Accountant.

 

Yu Ling Wang, the Company’s Senior Vice President and Chief Financial Officer, who currently serves as both principal financial officer and principal accounting officer, will continue serving as the Company’s principal financial officer.

 

There are no family relationships between Mr. Shah and any executive officer or director of the Company and Mr. Shah does not have any direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K. Mr. Shah was not appointed pursuant to any arrangement or understanding between him and any other person.

 

Item 9.01Financial Statements and Exhibits.

 

(d)The following exhibit is filed as part of this report:

 

Exhibit No.   Description
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 C: 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORPORATION
   
   
  By: /s/ Yu Ling Wang
    Yu Ling Wang
    Senior Vice President and Chief Financial Officer

 

Dated: August 26, 2022

 

 C: 

 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:8/26/22424B3
For Period end:8/25/22424B3
 List all Filings 


6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/18/23  Nat’l Rural Utilities Co… Corp/DC 424B5                  2:642K                                   Toppan Merrill/FA
 5/17/23  Nat’l Rural Utilities Co… Corp/DC 424B5                  1:638K                                   Toppan Merrill/FA
 2/03/23  Nat’l Rural Utilities Co… Corp/DC 424B5                  2:548K                                   Toppan Merrill/FA
 2/02/23  Nat’l Rural Utilities Co… Corp/DC 424B5                  1:542K                                   Toppan Merrill/FA
10/21/22  Nat’l Rural Utilities Co… Corp/DC 424B5                  2:543K                                   Toppan Merrill/FA
10/20/22  Nat’l Rural Utilities Co… Corp/DC 424B5                  1:528K                                   Toppan Merrill/FA
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