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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/29/22 Schwab Strategic Trust 485BPOS 7/29/22 22:2.3M Toppan Merrill/FA → Schwab Crypto Thematic ETF ⇒ STCE |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 968K
Registration
2: EX-99.(D)(11) Am 10 to the Amended and Restated Advisory HTML 22K
Agreement
3: EX-99.(E)(12) Am 11 to the Distribution Agreement HTML 17K
4: EX-99.(G)(13) Amendment to the Amended and Restated Master HTML 22K
Custodian Agreement
5: EX-99.(H)(1)(C) Am 10 to the Administration Agreement HTML 18K
6: EX-99.(H)(2)(D) Amendment to the Transfer Agency Agreement HTML 14K
7: EX-99.(H)(4)(P) Amendment to Appendix A and Appendix B of the HTML 27K
Master Fund Accounting and Services Agreement
8: EX-99.(H)(5)(K) Amendment to the Sub-Administration Agreement HTML 43K
9: EX-99.(I) Opinion and Consent of Counsel HTML 11K
15: R1 Document and Entity Information HTML 30K
16: R2 Risk/Return Summary- Schwab Crypto Thematic ETF HTML 92K
17: R6 Risk/Return Detail Data- Schwab Crypto Thematic HTML 119K
ETF
18: R7 Risk/Return Detail Data HTML 11K
20: XML IDEA XML File -- Filing Summary XML 22K
19: XML XBRL Instance -- tm226059-4_485bpos_htm XML 66K
11: EX-101.CAL XBRL Calculations -- ck0001454889-20220729_cal XML 20K
12: EX-101.DEF XBRL Definitions -- ck0001454889-20220729_def XML 288K
13: EX-101.LAB XBRL Labels -- ck0001454889-20220729_lab XML 492K
14: EX-101.PRE XBRL Presentations -- ck0001454889-20220729_pre XML 303K
10: EX-101.SCH XBRL Schema -- ck0001454889-20220729 XSD 23K
21: JSON XBRL Instance as JSON Data -- MetaLinks 100± 220K
22: ZIP XBRL Zipped Folder -- 0001104659-22-083806-xbrl Zip 286K
Exhibit (d)(11)
AMENDMENT NO. 10
TO
AMENDED AND RESTATED ADVISORY AGREEMENT
THIS AMENDMENT NO. 10 TO AMENDED AND RESTATED ADVISORY AGREEMENT (this “Amendment”), effective as of July 29, 2022 by and between Schwab Strategic Trust (the “Trust”) and Charles Schwab Investment Management, Inc. (the “Adviser”).
WHEREAS, Trust and Adviser entered into an Amended and Restated Advisory Agreement, dated March 1, 2017 (the “Advisory Agreement”), pursuant to which Adviser serves as investment adviser to the Trust on behalf of the series set forth on Schedule A to the Advisory Agreement; and
WHEREAS, the parties hereto desire to amend Schedule A to the Advisory Agreement to reflect an additional series of the Trust.
NOW, THEREFORE, in consideration of the premises, covenants, representations and warranties contained herein and intending to be legally bound hereby, the parties hereto agree as follows:
| 1. | Schedule A of the Advisory Agreement is hereby amended to add the following fund: |
Schwab Crypto Thematic ETF
A new Schedule A is hereby attached to this Amendment.
| 2. | Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Advisory Agreement shall continue in full force and effect. Capitalized terms not defined herein shall have the same meaning as set forth in the Advisory Agreement. |
| 3. | Entire Agreement. The Advisory Agreement as modified by this Amendment constitutes the entire agreement among the parties with respect to the subject matter contained herein and therein and may only be amended by a writing executed by all parties. |
IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date set forth above.
|
SCHWAB STRATEGIC TRUST, on behalf of each Fund listed on Schedule A
By: /s/ Jonathan de St. Paer Name: Jonathan de St. Paer Title: Chief Executive Officer |
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
By: /s/ Omar Aguilar Name: Omar Aguilar Title: Chief Executive Officer |
C:
SCHEDULE A
to the
ADVISORY AGREEMENT
dated as of July 29, 2022 between
SCHWAB STRATEGIC TRUST
and
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
The Trust will pay to the Adviser as compensation for the Adviser’s services rendered, a fee, computed daily, at an annual rate, based on the average daily net assets of the respective Fund, in accordance the following fee schedule:
| Fund | Rate | |
| Schwab U.S. Broad Market ETF | 0.03%* | |
| Schwab U.S. Large-Cap ETF | 0.03%* | |
| Schwab U.S. Large-Cap Growth ETF | 0.04%* | |
| Schwab U.S. Large-Cap Value ETF | 0.04%* | |
| Schwab U.S. Small-Cap ETF | 0.04%* | |
| Schwab International Equity ETF | 0.06%* | |
| Schwab International Small-Cap Equity ETF | 0.11%* | |
| Schwab Emerging Markets Equity ETF | 0.11%* | |
| Schwab U.S. TIPS ETF | 0.04%* | |
| Schwab Short-Term U.S. Treasury ETF | 0.03%* | |
| Schwab Intermediate-Term U.S. Treasury ETF | 0.03%* | |
| Schwab U.S. REIT ETF | 0.07%* | |
| Schwab U.S. Mid-Cap ETF | 0.04%* | |
| Schwab U.S. Aggregate Bond ETF | 0.03%* | |
| Schwab U.S. Dividend Equity ETF | 0.06%* | |
| Schwab Fundamental U.S. Broad Market Index ETF | 0.25%* | |
| Schwab Fundamental U.S. Large Company Index ETF | 0.25%* | |
| Schwab Fundamental U.S. Small Company Index ETF | 0.25%* | |
| Schwab Fundamental International Large Company Index ETF | 0.25%* | |
| Schwab Fundamental International Small Company Index ETF | 0.39%* | |
| Schwab Fundamental Emerging Markets Large Company Index ETF | 0.39%* | |
| Schwab 1000 Index ETF | 0.05%* | |
| Schwab 1-5 Year Corporate Bond ETF | 0.03%* | |
| Schwab 5-10 Year Corporate Bond ETF | 0.03%* | |
| Schwab Long-Term U.S. Treasury ETF | 0.03%* | |
| Schwab International Dividend Equity ETF | 0.14%* | |
|
Schwab Ariel ESG ETF Schwab Crypto Thematic ETF |
0.59%* 0.30%* |
| * | The Adviser will pay the operating expenses of the Fund, excluding taxes, any brokerage expenses, and extraordinary or non-routine expenses. |
C:
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of / Effective on: | 7/29/22 | 497K, 8-A12B | ||
| Filed on: | 7/28/22 | 485BPOS, 497K, 8-A12B | ||
| 3/1/17 | 497, 497K, NSAR-B | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/26/24 Schwab Strategic Trust 485BPOS 4/26/24 30:10M Toppan Merrill/FA 4/05/24 Schwab Strategic Trust 485APOS 4/04/24 1:2.4M Toppan Merrill/FA 12/27/23 Schwab Strategic Trust 485BPOS 12/27/23 43:15M Toppan Merrill/FA 7/28/23 Schwab Strategic Trust 485BPOS 7/28/23 17:4.1M Toppan Merrill/FA 6/27/23 Schwab Strategic Trust 485BPOS 6/27/23 27:9.3M Toppan Merrill/FA 6/26/23 Schwab Strategic Trust 485BPOS 6/26/23 22:2.5M Toppan Merrill/FA 4/28/23 Schwab Strategic Trust 485BPOS 4/28/23 30:9.6M Toppan Merrill/FA 1/17/23 Schwab Strategic Trust 485APOS 3:1.1M Toppan Merrill/FA 12/19/22 Schwab Strategic Trust 485BPOS 12/19/22 38:12M Toppan Merrill/FA 11/07/22 Schwab Strategic Trust POS EX 11/07/22 4:244K Toppan Merrill/FA 9/28/22 Schwab Strategic Trust 485BPOS 9/28/22 23:2.5M Toppan Merrill/FA |