SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/28/22 Schwab Strategic Trust 485BPOS 7/28/22 16:2.2M Toppan Merrill/FA → Schwab Ariel ESG ETF ⇒ SAEF |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 1.07M Registration 2: EX-99.(I) Opinion and Consent of Counsel HTML 9K 3: EX-99.(J)(1) Consent of Deloitte & Touche LLP HTML 8K 9: R1 Document and Entity Information HTML 29K 10: R2 Risk/Return Summary- Schwab Ariel ESG ETF HTML 80K 11: R6 Risk/Return Detail Data- Schwab Ariel ESG ETF HTML 104K 12: R7 Risk/Return Detail Data HTML 10K 14: XML IDEA XML File -- Filing Summary XML 19K 13: XML XBRL Instance -- tm2221228-1_485bpos_htm XML 53K 5: EX-101.CAL XBRL Calculations -- ck0001454889-20220728_cal XML 19K 6: EX-101.DEF XBRL Definitions -- ck0001454889-20220728_def XML 287K 7: EX-101.LAB XBRL Labels -- ck0001454889-20220728_lab XML 490K 8: EX-101.PRE XBRL Presentations -- ck0001454889-20220728_pre XML 302K 4: EX-101.SCH XBRL Schema -- ck0001454889-20220728 XSD 21K 15: JSON XBRL Instance as JSON Data -- MetaLinks 100± 219K 16: ZIP XBRL Zipped Folder -- 0001104659-22-083251-xbrl Zip 272K
out - block - 131.227s |
|
Douglas P. Dick, Esq.
Dechert LLP 1900 K Street, N.W. Washington, DC 20006 |
| |
John M. Loder, Esq.
Ropes & Gray LLP 800 Boylston Street Boston, MA 02199‑3600 |
|
|
Ticker Symbol
|
| |
SAEF
|
|
| Fund Summary | | | | | | | |
| | | | | 1 | | | |
| | | | | 5 | | | |
| | | | | 6 | | | |
| | | | | 6 | | | |
| | | | | 8 | | | |
| | | | | 9 | | | |
| | | | | 9 | | | |
| | | | | 11 | | | |
| | | | | 12 | | | |
| | | | | 13 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 15 | | | |
| | | | | 16 | | | |
| | | | | 17 | | | |
| | | | | 18 | | |
| Ticker Symbol: | | | i SAEF | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None
| |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.59
| |
Other expenses(1) | | | i None | |
Total annual fund operating expenses | | | i 0.59
| |
| i Expenses on a $10,000 Investment | | |||||||||
| 1 Year | | | 3 Years | | ||||||
| | $ | i 60 | | | | | $ | i 189 | | |
|
Schwab Ariel ESG ETF
|
| | SAEF | |
| | |
11/16/21(1) –
3/31/22 |
| | | | | | | | | | | | | |||
Per-Share Data | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 25.00 | | | | | | | | | | | | | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(2)
|
| | | | 0.05 | | | | | | | | | | | | | | |
Net realized and unrealized gains (losses)
|
| | | | (2.16) | | | | | | | | | | | | | | |
Total from investment operations
|
| | | | (2.11) | | | | | | | | | | | | | | |
Less distributions: | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (0.05) | | | | | | | | | | | | | | |
Net asset value at end of period | | | | $ | 22.84 | | | | | | | | | | | | | | |
Total return | | | | | (8.46%)(3) | | | | | | | | | | | | | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.59%(4) | | | | | | | | | | | | | | |
Net investment income (loss)
|
| | | | 0.61%(4) | | | | | | | | | | | | | | |
Portfolio turnover rate(5) | | | | | 15%(3) | | | | | | | | | | | | | | |
Net assets, end of period (x 1,000) | | | | $ | 10,622 | | | | | | | | | | | | | | |
|
Schwab Ariel ESG ETF
|
| | SAEF | |
Fund
|
| |
Approximate Value
of One Creation Unit |
| |
Standard
Creation/Redemption Transaction Fee |
| |
Maximum
Additional Creation Transaction Fee(1) |
| |
Maximum
Additional Redemption Transaction Fee(1) |
| ||||||||||||
Schwab Ariel ESG ETF
|
| | | $ | 95,944 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
| SEC File Number | | | | |
| | | REG116067-01 | |
|
Schwab® Ariel ESG ETF
|
| |
SAEF
|
|
| | |
Page
|
| |||
| | | | 1 | | | |
| | | | 14 | | | |
| | | | 14 | | | |
| | | | 20 | | | |
| | | | 21 | | | |
| | | | 23 | | | |
| | | | 24 | | | |
| | | | 26 | | | |
| | | | 26 | | | |
| | | | 28 | | | |
| | | | 29 | | | |
| | | | 33 | | | |
APPENDIX – PROXY VOTING POLICY | | | | | | | |
APPENDIX – SUBADVISER PROXY VOTING POLICY | | | | | | | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
Robert W. Burns
1959 Trustee (Trustee of Schwab Strategic Trust since 2009; The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2016) |
| | Retired/Private Investor. | | |
103
|
| | None | |
|
Nancy F. Heller
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Retired. | | |
103
|
| | None | |
|
David L. Mahoney
1954 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Private Investor. | | |
103
|
| |
Director (2004‑present),
Corcept Therapeutics Incorporated
Director (2009‑2021),
Adamas Pharmaceuticals, Inc.
Director (2003‑2019),
Symantec Corporation |
|
|
Jane P. Moncreiff
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2019) |
| | Consultant (2018-present), Fulham Advisers LLC (management consulting); Chief Investment Officer (2009-2017), CareGroup Healthcare System, Inc. (healthcare). | | |
103
|
| | None | |
|
Kiran M. Patel
1948 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Retired. | | |
103
|
| |
Director (2008‑present),
KLA‑Tencor Corporation |
|
|
Kimberly S. Patmore
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Consultant (2008-present), Patmore Management Consulting (management consulting). | | |
103
|
| | None | |
|
J. Derek Penn
1957 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Head of Equity Sales and Trading (2006-2018), BNY Mellon (financial services). | | |
103
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INTERESTED TRUSTEES
|
| |||||||||
|
Walter W. Bettinger II(2)
1960 Chairman and Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Schwab Strategic Trust since 2009; Laudus Trust since 2010) |
| | Director and Chief Executive Officer (Oct. 2008-present) and President (Feb. 2007-Oct. 2021), The Charles Schwab Corporation; President and Chief Executive Officer (Oct. 2008-Oct. 2021) and Director (May 2008-Oct. 2021), Charles Schwab & Co., Inc.; Director (Apr. 2006-present), Charles Schwab Bank, SSB; Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Director (July 2019-present), Charles Schwab Trust Bank; Director (May 2008-present), Chief Executive Officer (Aug. 2017-present) and President (Aug. 2017-Nov. 2021), Schwab Holdings, Inc.; Director (Oct. 2020-present), TD Ameritrade Holding Corporation; Director (July 2016-Oct. 2021), Charles Schwab Investment Management, Inc. | | |
103
|
| |
Director (2008‑present),
The Charles Schwab Corporation |
|
|
Joseph R. Martinetto(2)
1962 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Managing Director (Jan. 2022-present), Chief Operating Officer (Feb. 2018-present) and Senior Executive Vice President (Feb. 2018-Apr. 2022), The Charles Schwab Corporation; Managing Director (May 2022-present) and Senior Executive Vice President (July 2015-May 2022), Charles Schwab & Co., Inc.; Director (May 2007-present), Charles Schwab & Co., Inc.; Director (Apr. 2010-Apr. 2020), Charles Schwab Bank, SSB; Director (Nov. 2017-Apr. 2020), Charles Schwab Premier Bank, SSB; Director (May 2007-present), Senior Executive Vice President (Feb. 2016-present) and Chief Financial Officer (Feb. 2016-Aug. 2017), Schwab Holdings, Inc; Director (Oct. 2020-present), TD Ameritrade Holding Corporation. | | |
103
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Jonathan de St. Paer
1973 President and Chief Executive Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Director (Apr. 2019-present), President (Oct. 2018-present), Chief Operating Officer (Jan. 2021-present) and Chief Executive Officer (Apr. 2019-Nov. 2019), Charles Schwab Investment Management, Inc.; Senior Vice President (June 2020-Mar. 2022) and Chief Operating Officer (Jan. 2021-Mar. 2022), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (Apr. 2019-present), President (Nov. 2018-present) and Trustee (Apr. 2019-Dec. 2020), Schwab Funds, Laudus Trust and Schwab ETFs; Director (Mar. 2019-Apr. 2022), Charles Schwab Worldwide Funds plc and Charles Schwab Asset Management (Ireland) Limited; Managing Director (May 2022-present), Senior Vice President (Apr. 2019-May 2022) and Senior Vice President – Strategy and Product Development (CSIM) (Jan. 2014-Mar. 2019), Charles Schwab & Co., Inc. | |
|
Mark Fischer
1970 Treasurer, Chief Financial Officer and Chief Operating Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2013) |
| | Treasurer and Chief Financial Officer (Jan. 2016-present) and Chief Operating Officer (Dec. 2020-present), Schwab Funds, Laudus Trust and Schwab ETFs; Chief Financial Officer (Mar. 2020-present) and Vice President (Oct. 2013-present), Charles Schwab Investment Management, Inc.; Director (July 2020-Apr. 2022), Charles Schwab Worldwide Funds plc and Charles Schwab Asset Management (Ireland) Limited. | |
|
Omar Aguilar
1970 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Chief Executive Officer (Jan. 2022-present), Chief Investment Officer (Apr. 2011-present) and Senior Vice President (Apr. 2011-Dec. 2021), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2011-present), Schwab Funds, Laudus Trust and Schwab ETFs. | |
|
Brett Wander
1961 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Senior Vice President and Chief Investment Officer (Apr. 2011-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2011-present), Schwab Funds, Laudus Trust and Schwab ETFs. | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
William P. McMahon, Jr.
1972 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Senior Vice President and Chief Investment Officer (Jan. 2020-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2021-present), Schwab Funds, Laudus Trust and Schwab ETFs; Senior Vice President and Chief Investment Officer – ThomasPartners Strategies (Apr. 2018-Dec. 2019), Charles Schwab Investment Advisory, Inc.; Senior Vice President and Chief Investment Officer (May 2001-Apr. 2018), ThomasPartners, Inc. | |
|
Catherine MacGregor
1964 Chief Legal Officer and Secretary, Schwab Funds and Schwab ETFs Chief Legal Officer, Vice President and Clerk, Laudus Trust (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2005; Schwab Strategic Trust since 2009) |
| | Chief Legal Officer (Mar. 2022-present) and Vice President (Sept. 2005-present), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (July 2005-May 2022), Charles Schwab & Co., Inc.; Vice President (Dec. 2005-present) and Chief Legal Officer and Clerk (Mar. 2007-present), Laudus Trust; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President (Nov. 2005-Oct. 2021) and Assistant Secretary (June 2007-Oct. 2021), Schwab Funds; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President and Assistant Secretary (Oct. 2009-Oct. 2021), Schwab ETFs. | |
Name of Trustee
|
| |
Aggregate Compensation
from the Fund in this SAI(1) |
| |
Pension or Retirement Benefits
Accrued as Part of Fund Expenses |
| |
Total Compensation from the Fund
and Fund Complex Paid to Trustees |
| ||||||
INTERESTED TRUSTEES
|
| |||||||||||||||
Walter W. Bettinger II | | | | | None | | | |
N/A
|
| | | | None | | |
Joseph R. Martinetto | | | | | None | | | |
N/A
|
| | | | None | | |
INDEPENDENT TRUSTEES
|
| |||||||||||||||
Robert W. Burns | | | | $ | 559 | | | |
N/A
|
| | | $ | 334,000 | | |
John F. Cogan(2) | | | | $ | 0 | | | |
N/A
|
| | | $ | 264,500 | | |
Nancy F. Heller | | | | $ | 559 | | | |
N/A
|
| | | $ | 332,000 | | |
David L. Mahoney | | | | $ | 593 | | | |
N/A
|
| | | $ | 339,000 | | |
Jane P. Moncreiff | | | | $ | 593 | | | |
N/A
|
| | | $ | 352,000 | | |
Kiran M. Patel | | | | $ | 593 | | | |
N/A
|
| | | $ | 350,000 | | |
Kimberly S. Patmore | | | | $ | 559 | | | |
N/A
|
| | | $ | 332,000 | | |
J. Derek Penn(3) | | | | $ | 559 | | | |
N/A
|
| | | $ | 275,000 | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Fund Included in the SAI
|
| |
Aggregate Dollar Range of
Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES
|
| |||||||||
Walter W. Bettinger II | | | | | | | | |
Over $100,000
|
|
| | | Schwab Ariel ESG ETF | | |
None
|
| | | |
Joseph R. Martinetto | | | | | | | | |
Over $100,000
|
|
| | | Schwab Ariel ESG ETF | | |
None
|
| | | |
INDEPENDENT TRUSTEES
|
| |||||||||
Robert W. Burns | | | | | | | | |
Over $100,000
|
|
| | | Schwab Ariel ESG ETF | | |
None
|
| | | |
Nancy F. Heller | | | | | | | | |
Over $100,000
|
|
| | | Schwab Ariel ESG ETF | | |
None
|
| | | |
David L. Mahoney | | | | | | | | |
Over $100,000
|
|
| | | Schwab Ariel ESG ETF | | |
None
|
| | | |
Jane P. Moncreiff | | | | | | | | |
Over $100,000
|
|
| | | Schwab Ariel ESG ETF | | |
None
|
| | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Fund Included in the SAI
|
| |
Aggregate Dollar Range of
Trustee Ownership in the Family of Investment Companies |
| |||
INDEPENDENT TRUSTEES
|
| |||||||||
Kiran M. Patel | | | | | | | | |
Over $100,000
|
|
| | | Schwab Ariel ESG ETF | | |
None
|
| | | |
Kimberly S. Patmore | | | | | | | | |
Over $100,000
|
|
| | | Schwab Ariel ESG ETF | | |
None
|
| | | |
J. Derek Penn(1)
|
| | | | | | | |
None
|
|
| | | Schwab Ariel ESG ETF | | |
None
|
| | | |
Fund
|
| |
Name and Address
|
| |
Percent of
Ownership |
| ||||
Schwab Ariel ESG ETF
|
| |
Charles Schwab & Co., Inc.
211 Main St. San Francisco, CA 94105 |
| | | | 62.62 | % | | |
|
National Financial Services LLC
200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281‑1003 |
| | | | 17.07 | % | | | ||
|
The Northern Trust Company
50 S La Salle Street Chicago, IL 60603 |
| | | | 12.31 | % | | |
Fund
|
| |
Fee
|
| |||
Schwab Ariel ESG ETF | | | | | 0.59% | | |
Fund
|
| |
2022
|
| |
2021
|
| |
2020
|
|
Schwab Ariel ESG ETF | | |
$18,454(1)
|
| |
N/A
|
| |
N/A
|
|
| First $1 billion | | | | | 0.35% | | |
| Over $1 billion | | | | | 0.32% | | |
| | |
2022
|
| |
2021
|
| |
2020
|
|
Net Subadvisory Fee | | |
$10,305(1)
|
| |
N/A
|
| |
N/A
|
|
| | |
Registered Investment Companies
(this amount does not include the fund in this SAI) |
| |
Other Pooled Investment Vehicles
|
| |
Other Accounts (separate accounts)
|
| |||||||||||||||||||||||||||
Name
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| ||||||||||||||||||
John W. Rogers, Jr.
|
| | | | 5 | | | | | $ | 4,762,900,000 | | | | | | 0 | | | | | $ | 0 | | | | | | 141(1) | | | | | $ | 4,519,300,000(1) | | |
Kenneth E. Kuhrt | | | | | 2 | | | | | $ | 3,295,500,000 | | | | | | 0 | | | | | $ | 0 | | | | | | 52 | | | | | $ | 2,488,300,000 | | |
Portfolio Manager
|
| |
Fund
|
| |
Dollar Range of
Fund Shares Owned |
|
John W. Rogers, Jr. | | | Schwab Ariel ESG ETF | | |
$500,001-$1,000,000
|
|
Kenneth E. Kuhrt | | | Schwab Ariel ESG ETF | | |
$100,001-$500,000
|
|
|
Fund
|
| |
2022
|
| |
2021
|
| |||||||
Schwab Ariel ESG ETF | | | | | 15%(1) | | | | | | N/A | | | |
Fund
|
| |
2022
|
| |
2021
|
| |
2020
|
| |||||||||
Schwab Ariel ESG ETF | | | | $ | 2,753(1) | | | | | | N/A | | | | | | N/A | | |
Fund
|
| |
Regular Broker-Dealer
|
| |
Value of Holdings
|
| |||
Schwab Ariel ESG ETF | | | Goldman Sachs & Co. LLC | | | | $ | 200,041 | | |
Fund
|
| |
Approximate Value of
One Creation Unit |
| |
Standard Creation/
Redemption Transaction Fee |
| |
Maximum Additional
Creation Transaction Fee(1) |
| |
Maximum Additional
Redemption Transaction Fee(1) |
| ||||||||||||
Schwab Ariel ESG ETF | | | | $ | 95,944 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
|
The Charles Schwab Family of Funds
Schwab Investments
Schwab Capital Trust
Schwab Annuity Portfolios
Laudus Trust
Schwab Strategic Trust
|
|
|
Charles Schwab Investment Management, Inc.
|
|
| EX-101 | | | Inline Interactive Data File - the instance document does not appear on the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | |
| EX-101.INS | | | XBRL Taxonomy Instance Document | |
| EX-101.SCH | | | XBRL Taxonomy Schema Document | |
| EX-101.CAL | | | XBRL Taxonomy Calculation Linkbase Document | |
| EX-101.DEF | | | XBRL Taxonomy Definition Linkbase Document | |
| EX-101.LAB | | | XBRL Taxonomy Label Linkbase Document | |
| EX-101.PRE | | | XBRL Taxonomy Presentation Linkbase Document | |
Name and Position with Adviser
|
| |
Name of Other Company
|
| |
Capacity
|
|
Peter B. Crawford, Director | | | The Charles Schwab Corporation | | | Managing Director and Chief Financial Officer | |
| | | Charles Schwab & Co., Inc. | | | Director, Managing Director and Chief Financial Officer | |
| | | TD Ameritrade Holding Corporation | | | Director | |
| | | Schwab Holdings, Inc. | | | Director, Executive Vice President and Chief Financial Officer | |
| | | Charles Schwab Global Holdings, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Performance Technologies, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Schwab (SIS) Holdings, Inc. I | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Schwab Technology Holdings, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
Richard A. Wurster, Director | | | The Charles Schwab Corporation | | | President | |
| | | Schwab Holdings, Inc. | | | President | |
| | | Charles Schwab & Co., Inc. | | | Director and President | |
| | | Charles Schwab Investment Advisory, Inc. | | | Director, Chief Executive Officer and President | |
Omar Aguilar, Chief Executive Officer and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Vice President and Chief Investment Officer
|
|
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
Name and Position with Adviser
|
| |
Name of Other Company
|
| |
Capacity
|
|
Jonathan de St. Paer, Director, President and Chief Operating Officer
|
| |
Charles Schwab & Co., Inc.
|
| |
Managing Director
|
|
| Schwab Funds | | | President and Chief Executive Officer | | ||
| | | Laudus Trust | | | President and Chief Executive Officer | |
| | | Schwab ETFs | | | President and Chief Executive Officer | |
| | | Charles Schwab Worldwide Funds, plc | | | Director | |
| | | Charles Schwab Asset Management (Ireland) Limited | | | Director | |
| | | Financial Passport, Inc. | | | Director and President | |
| | | TD Ameritrade Investment Management, LLC | | | Manager | |
Brett Wander, Senior Vice President and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Vice President and Chief Investment Officer
|
|
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
William P. McMahon, Jr., Senior Vice President and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Vice President and Chief Investment Officer
|
|
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
Michael Hogan, Senior Vice President and Chief Compliance Officer
|
| |
Schwab Funds
|
| |
Chief Compliance Officer
|
|
| Schwab ETFs | | | Chief Compliance Officer | | ||
| Laudus Trust | | | Chief Compliance Officer | | ||
| | | Charles Schwab & Co., Inc. | | | Managing Director and Chief Compliance Officer – Asset Management Compliance | |
| | | TD Ameritrade Investment Management, LLC | | |
Senior Vice President and Chief Compliance Officer
|
|
Mark D. Fischer, Vice President and Chief Financial Officer
|
| |
Schwab Funds
|
| |
Treasurer, Chief Financial Officer and Chief Operating Officer
|
|
| Laudus Trust | | | Treasurer, Chief Financial Officer and Chief Operating Officer | | ||
| | | Schwab ETFs | | | Treasurer, Chief Financial Officer and Chief Operating Officer | |
| | | Charles Schwab Worldwide Funds, plc | | | Director | |
| | | Charles Schwab Asset Management (Ireland) Limited | | | Director | |
Name
|
| |
Position and Office with Underwriter
|
| |
Positions and Offices with Registrant
|
|
William M. Doran | | | Director | | | None | |
Paul F. Klauder | | | Director | | | None | |
Name
|
| |
Position and Office with Underwriter
|
| |
Positions and Offices with Registrant
|
|
Wayne M. Withrow | | | Director | | | None | |
Kevin P. Barr | | | Director, President & Chief Executive Officer | | | None | |
Maxine J. Chou | | | Chief Financial Officer, Chief Operations Officer, & Treasurer | | | None | |
Jennifer H. Campisi | | | Chief Compliance Officer, Anti-Money Laundering Officer & Assistant Secretary | | | None | |
John C. Munch | | | General Counsel & Secretary | | | None | |
Mark J. Held | | | Senior Vice President | | | None | |
John P. Coary | | | Vice President & Assistant Secretary | | | None | |
Lori L. White | | | Vice President & Assistant Secretary | | | None | |
Judith A. Rager | | | Vice President | | | None | |
Jason McGhin | | | Vice President | | | None | |
Gary Michael Reese | | | Vice President | | | None | |
Robert M. Silvestri | | | Vice President | | | None | |
| | |
SCHWAB STRATEGIC TRUST
Registrant |
|
| | |
Jonathan de St. Paer*
Jonathan de St. Paer, President and Chief Executive Officer
|
|
Signature
|
| | | | |
Title
|
|
Walter W. Bettinger II*
Walter W. Bettinger II
|
| | | | | Chairman and Trustee | |
Joseph R. Martinetto*
Joseph R. Martinetto
|
| | | | | Trustee | |
Robert W. Burns*
Robert W. Burns
|
| | | | | Trustee | |
Nancy F. Heller*
Nancy F. Heller
|
| | | | | Trustee | |
David L. Mahoney*
David L. Mahoney
|
| | | | | Trustee | |
Jane P. Moncreiff*
Jane P. Moncreiff
|
| | | | | Trustee | |
Kiran M. Patel*
Kiran M. Patel
|
| | | | | Trustee | |
Kimberly S. Patmore*
Kimberly S. Patmore
|
| | | | | Trustee | |
J. Derek Penn*
J. Derek Penn
|
| | | | | Trustee | |
Mark D. Fischer*
Mark D. Fischer
|
| | | | | Treasurer and Chief Financial Officer | |
| *By: | | |
/s/ Douglas P. Dick
Douglas P. Dick, Attorney‑in‑Fact
Pursuant to Power of Attorney |
|
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
3/31/23 | ||||
12/31/22 | ||||
8/19/22 | ||||
Filed as of / Effective on: | 7/28/22 | 497K | ||
Filed on: | 7/27/22 | 497K | ||
6/30/22 | 497K | |||
5/31/22 | N-CSR, NPORT-P | |||
4/1/22 | ||||
3/31/22 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
12/31/21 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
11/16/21 | ||||
6/1/21 | 497, 497K | |||
3/1/17 | 497, 497K, NSAR-B | |||
10/27/09 | 8-A12B, N-1A/A | |||
10/12/09 | ||||
10/8/09 | N-1A/A | |||
7/15/09 | N-1A, N-8A | |||
1/27/09 | ||||
10/17/05 | ||||
10/1/05 | ||||
List all Filings |