|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/28/22 Schwab Strategic Trust 485BPOS 4/28/22 29:7.8M Toppan Merrill/FA → Schwab 1-5 Year Corporate Bond ETF ⇒ SCHJ → Schwab 5-10 Year Corporate Bond ETF ⇒ SCHI → Schwab Intermediate-Term U.S. Treasury ETF ⇒ SCHR → Schwab Long-Term U.S. Treasury ETF ⇒ SCHQ → Schwab Short-Term U.S. Treasury ETF ⇒ SCHO → Schwab U.S. Aggregate Bond ETF ⇒ SCHZ → Schwab U.S. TIPS ETF ⇒ SCHP |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 1.47M
Registration
2: EX-99.(D)(9) Amendment No. 8, Dated December 20, 2021, to the HTML 24K
Amended and Restated Advisory Agreement
3: EX-99.(I) Opinion and Consent of Counsel HTML 13K
4: EX-99.(J)(1) Consent of Deloitte & Touche LLP HTML 11K
10: R1 Document and Entity Information HTML 50K
11: R2 Risk/Return Summary- Schwab 1-5 Year Corporate HTML 103K
Bond ETF
12: R8 Risk/Return Detail Data- Schwab 1-5 Year Corporate HTML 169K
Bond ETF
13: R9 Risk/Return Summary- Schwab 5-10 Year Corporate HTML 104K
Bond ETF
14: R15 Risk/Return Detail Data- Schwab 5-10 Year HTML 169K
Corporate Bond ETF
15: R16 Risk/Return Summary- Schwab U.S. Aggregate Bond HTML 127K
ETF
16: R22 Risk/Return Detail Data- Schwab U.S. Aggregate HTML 190K
Bond ETF
17: R23 Risk/Return Summary- Schwab U.S. TIPS ETF HTML 120K
18: R29 Risk/Return Detail Data- Schwab U.S. TIPS ETF HTML 181K
19: R30 Risk/Return Summary- Schwab Short-Term U.S. HTML 120K
Treasury ETF
20: R36 Risk/Return Detail Data- Schwab Short-Term U.S. HTML 188K
Treasury ETF
21: R37 Risk/Return Summary- Schwab Intermediate-Term U.S. HTML 120K
Treasury ETF
22: R43 Risk/Return Detail Data- Schwab Intermediate-Term HTML 188K
U.S. Treasury ETF
23: R44 Risk/Return Summary- Schwab Long-Term U.S. HTML 100K
Treasury ETF
24: R50 Risk/Return Detail Data- Schwab Long-Term U.S. HTML 166K
Treasury ETF
25: R51 Risk/Return Detail Data HTML 13K
27: XML IDEA XML File -- Filing Summary XML 48K
26: XML XBRL Instance -- tm2212149d1_485bpos_htm XML 407K
6: EX-101.CAL XBRL Calculations -- ck0001454889-20220428_cal XML 22K
7: EX-101.DEF XBRL Definitions -- ck0001454889-20220428_def XML 2.39M
8: EX-101.LAB XBRL Labels -- ck0001454889-20220428_lab XML 536K
9: EX-101.PRE XBRL Presentations -- ck0001454889-20220428_pre XML 2.43M
5: EX-101.SCH XBRL Schema -- ck0001454889-20220428 XSD 88K
28: JSON XBRL Instance as JSON Data -- MetaLinks 160± 435K
29: ZIP XBRL Zipped Folder -- 0001104659-22-051351-xbrl Zip 472K
Exhibit 99.(d)(9)
Amendment no.
8 to
AMENDED AND RESTATED ADVISORY AGREEMENT
THIS AMENDMENT NO. 8 TO AMENDED AND RESTATED ADVISORY AGREEMENT (this “Amendment”), effective as of December 20, 2021 by and between Schwab Strategic Trust (the “Trust”) and Charles Schwab Investment Management, Inc. (the “Adviser”).
WHEREAS, Trust and Adviser entered into an Amended and Restated Advisory Agreement, dated March 1, 2017 (the “Advisory Agreement”), pursuant to which Adviser serves as investment adviser to the Trust on behalf of the series set forth on Schedule A to the Advisory Agreement;
WHEREAS, the parties hereto desire to amend Schedule A to the Advisory Agreement with respect to Schwab Short-Term U.S. Treasury ETF, Schwab Intermediate-Term U.S. Treasury ETF, Schwab Long-Term U.S. Treasury ETF, Schwab 1-5 Year Corporate Bond ETF and Schwab 5-10 Year Corporate Bond ETF (each a “fund”) to reflect a change to the rate paid by the Trust to the Adviser as compensation for the Adviser’s services rendered to each fund.
NOW, THEREFORE, in consideration of the premises, covenants, representations and warranties contained herein and intending to be legally bound hereby, the parties hereto agree as follows:
| 1. | Schedule A of the Advisory Agreement is hereby amended to reflect a change to the rate paid by the Trust to the Adviser as compensation for the Adviser’s services rendered to each fund: |
A new Schedule A is hereby attached to this Amendment.
| 2. | Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Advisory Agreement shall continue in full force and effect. Capitalized terms not defined herein shall have the same meaning as set forth in the Advisory Agreement. |
| 3. | Entire Agreement. The Advisory Agreement as modified by this Amendment constitutes the entire agreement among the parties with respect to the subject matter contained herein and therein and may only be amended by a writing executed by all parties. |
IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date set forth above.
| SCHWAB STRATEGIC TRUST, on behalf of each Fund listed on Schedule A | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC. | |||||||
| By: | /s/ Omar Aguilar | By: | /s/ Jonathan de St Paer | |||||
| Name: | Omar Aguilar | Name: | Jonathan de St Paer | |||||
| Title: | CIO | Title: | President | |||||
C:
SCHEDULE A
to the
ADVISORY AGREEMENT
dated as of December 20, 2021 between
SCHWAB STRATEGIC TRUST
and
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
The Trust will pay to the Adviser as compensation for the Adviser’s services rendered, a fee, computed daily, at an annual rate, based on the average daily net assets of the respective Fund, in accordance the following fee schedule:
| Fund | Rate |
| Schwab U.S. Broad Market ETF | 0.03%* |
| Schwab U.S. Large-Cap ETF | 0.03%* |
| Schwab U.S. Large-Cap Growth ETF | 0.04%* |
| Schwab U.S. Large-Cap Value ETF | 0.04%* |
| Schwab U.S. Small-Cap ETF | 0.04%* |
| Schwab International Equity ETF | 0.06%* |
| Schwab International Small-Cap Equity ETF | 0.11%* |
| Schwab Emerging Markets Equity ETF | 0.11%* |
| Schwab U.S. TIPS ETF | 0.05%* |
| Schwab Short-Term U.S. Treasury ETF | 0.04%* |
| Schwab Intermediate-Term U.S. Treasury ETF | 0.04%* |
| Schwab U.S. REIT ETF | 0.07%* |
| Schwab U.S. Mid-Cap ETF | 0.04%* |
| Schwab U.S. Aggregate Bond ETF | 0.04%* |
| Schwab U.S. Dividend Equity ETF | 0.06%* |
| Schwab Fundamental U.S. Broad Market Index ETF | 0.25%* |
| Schwab Fundamental U.S. Large Company Index ETF | 0.25%* |
| Schwab Fundamental U.S. Small Company Index ETF | 0.25%* |
| Schwab Fundamental International Large Company Index ETF | 0.25%* |
| Schwab Fundamental International Small Company Index ETF | 0.39%* |
| Schwab Fundamental Emerging Markets Large Company Index ETF | 0.39%* |
| Schwab 1000 Index ETF | 0.05%* |
| Schwab 1-5 Year Corporate Bond ETF | 0.04%* |
| Schwab 5-10 Year Corporate Bond ETF | 0.04%* |
| Schwab Long-Term U.S. Treasury ETF | 0.04%* |
| Schwab International Dividend Equity ETF | 0.14%* |
| Schwab Ariel ESG ETF | 0.59%* |
| * | The Adviser will pay the operating expenses of the Fund, excluding taxes, any brokerage expenses, and extraordinary or non-routine expenses. |
C:
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of / Effective on: | 4/28/22 | 497K | ||
| Filed on: | 4/27/22 | 497K | ||
| 12/20/21 | 497, 497K | |||
| 3/1/17 | 497, 497K, NSAR-B | |||
| List all Filings | ||||