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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/03/23 Wisa Technologies, Inc. 8-K:7,8,9 10/03/23 13:4.3M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 29K 2: EX-99.1 Miscellaneous Exhibit HTML 18K 3: EX-99.2 Miscellaneous Exhibit HTML 14K 4: EX-99.3 Miscellaneous Exhibit HTML 13K 8: R1 Cover HTML 48K 11: XML IDEA XML File -- Filing Summary XML 12K 9: XML XBRL Instance -- tm2327488d1_8k_htm XML 15K 10: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 6: EX-101.LAB XBRL Labels -- wisa-20231003_lab XML 97K 7: EX-101.PRE XBRL Presentations -- wisa-20231003_pre XML 64K 5: EX-101.SCH XBRL Schema -- wisa-20231003 XSD 12K 12: JSON XBRL Instance as JSON Data -- MetaLinks 25± 35K 13: ZIP XBRL Zipped Folder -- 0001104659-23-106148-xbrl Zip 31K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): i October 3, 2023
(Exact name of registrant as specified in its charter)
| i Delaware | i 001-38608 | i 30-1135279 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
| i 97006 | ||
| (Address of registrant’s principal executive office) | (Zip code) |
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| i ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading symbol(s) | Name of each exchange on which registered | ||
| i Common Stock, par value $0.0001 per share | i WISA | The i Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ¨
| Item 7.01 | Regulation FD Disclosure |
On October 3, 2023, WiSA Technologies, Inc. (the “Company”) presented at the LD Micro Main Event Conference. Attached as Exhibit 99.1 to this Current Report on Form 8-K (“Form 8-K”) and incorporated into this Item 7.01 by reference is a copy of the presentation materials used by the Company during the conference.
Additionally, on October 3, 2023, the Company issued a press release announcing the offer of a free lisense to WiSA E software to all WiSA Association display members as of December 31, 2023, by its subsidiary, WiSA Association. Attached as Exhibit 99.2 to this Form 8-K and incorporated into this Item 7.01 by reference is a copy of the press release.
The information contained in this Form 8-K provided under Item 7.01 and Exhibits 99.1 and Exhibit 99.2 attached hereto are furnished to, but shall not be deemed filed with, the U.S. Securities and Exchange Commission or incorporated by reference into the Company’s filings under the Securities Act of 1933, as amended , or the Securities Exchange Act of 1934, as amended.
| Item 8.01. | Other Information. |
On October 3, 2023, the Company issued a press release describing its business updates, including operational and licensing milestones as well as cost cutting initiatives. Attached as Exhibit 99.3 to this Form 8-K and incorporated into this Item 8.01 by reference is a copy of the press release.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
| Exhibit No. | Description | |
| 99.1 | Presentation Materials. | |
| 99.2 | Press Release, dated October 3, 2023 (WiSA E Software Licensing). | |
| 99.3 | Press Release, dated October 3, 2023 (Business Update). | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: October 3, 2023 | WISA TECHNOLOGIES, INC. | ||
| By: | /s/ Brett Moyer | ||
| Brett Moyer | |||
| President and Chief Executive Officer | |||
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 12/31/23 | None on these Dates | |||
| Filed on / For Period end: | 10/3/23 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/27/24 Wisa Technologies, Inc. 424B5 1:621K Toppan Merrill/FA 10/17/23 Wisa Technologies, Inc. 424B4 1:562K Toppan Merrill/FA 10/16/23 Wisa Technologies, Inc. POS462C 10/16/23 1:728K Toppan Merrill/FA 10/11/23 Wisa Technologies, Inc. POS AM 9:1.5M Toppan Merrill/FA |