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Wisa Technologies, Inc. – ‘S-1/A’ on 9/29/23 – ‘EX-FILING FEES’

On:  Friday, 9/29/23, at 9:27am ET   ·   Accession #:  1104659-23-105100   ·   File #:  333-274331

Previous ‘S-1’:  ‘S-1’ on 9/5/23   ·   Next:  ‘S-1’ on 1/19/24   ·   Latest:  ‘S-1/A’ on 2/13/24   ·   64 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/29/23  Wisa Technologies, Inc.           S-1/A                  9:1.5M                                   Toppan Merrill/FA

Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1   —   SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML    708K 
                (General Form)                                                   
 2: EX-3.1IJ    Articles of Incorporation/Organization or Bylaws    HTML    109K 
 3: EX-4.42     Instrument Defining the Rights of Security Holders  HTML     97K 
 4: EX-5.1      Opinion of Counsel re: Legality                     HTML     15K 
 6: EX-10.72    Material Contract                                   HTML    206K 
 7: EX-10.73    Material Contract                                   HTML    138K 
 8: EX-10.74    Material Contract                                   HTML    147K 
 5: EX-23.1     Consent of Expert or Counsel                        HTML      6K 
 9: EX-FILING FEES  Filing Fees                                     HTML     53K 


‘EX-FILING FEES’   —   Filing Fees


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Exhibit 107

 

Calculation of Filing Fee Tables 

 

Form S-1 

(Form Type) 

 

WiSA Technologies, Inc. 

(Exact Name of Registrant as Specified in its Charter) 

 

Table 1: Newly Registered and Carry Forward Securities

 

    Security
Type
  Security
Class
Title
  Fee
Calculation
or Carry
Forward
Rule
  Amount
To Be
Registered
(1)
    Maximum
Offering
Price Per
Share (2)
  Maximum
Aggregate
Offering
Price
  Fee Rate   Amount of
Registration Fee
  Carry
Forward
Form
Type
  Carry
Forward
File
Number
  Carry
Forward
Initial
Effective
Date
  Filing Fee
Previously
Paid in
Connection
with
Unsold
Securities
to be
Carried
Forward
Newly Registered Securities
Fees to be paid   Equity  

Units consisting of (i) Series B Convertible

Preferred Stock, par value $0.0001 per share, and (ii) Preferred Warrants to purchase shares of

Series B Convertible

Preferred Stock (2)

  Rule 457(o)           $ 5,000,050   0.00011020   $ 551.01                
Fees to be paid   Equity  

Shares of Series B Convertible

Preferred Stock, included as part of the Units

 

 

Rule 457(i)

                                     
Fees to be paid   Equity  

Preferred Warrants to purchase shares of Series B

Convertible Preferred Stock, included as part of the Units

 

 

Rule 457(i)

                                     
Fees to be paid   Equity  

Shares of Series B Convertible

Preferred Stock issuable upon exercise of the

Preferred Warrants included in the Units

 

 

Rule 457(i)

           

10,000,100

  0.00011020    $ 1,102.01                
Fees to be paid   Equity  

Shares of Common Stock issuable upon

conversion of Series B Convertible Preferred Stock issuable upon exercise of the Preferred Warrants(3)

 

 

Rule 457(i)

                                     
Fees to be paid   Equity  

Shares of Series B Convertible Preferred Stock issuable as pay in-kind (PIK) dividends(4)

 

Rule 457(i)

         

 

 

 

 

               
Fees to be paid   Equity   

Shares of Common Stock issuable upon conversion of the Series B Convertible Preferred Stock issued as PIK dividends (4)

  Rule 457(i)                                          
Fees Previously Paid                         $ 465.29                
Carry Forward Securities
Carry Forward Securities                                      
Total Offering Amounts                           $ 1,653.02                
                                                 
Total Fees Previously Paid                             $  465.29                
Total Fee Offset                                            
Net Fee Due                             $ 1,187.73                

 

  (1)

Pursuant to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities Act”), includes any additional shares of Common Stock, par value $0.0001 per share (the “Common Stock”), of WiSA Technologies, Inc. (the “Registrant”) that may from time to time be offered or issued to prevent dilution from any stock dividend, stock split, recapitalization or other similar transaction effected without receipt of consideration that increases the number of outstanding shares of Common Stock.

 

  (2) Estimated solely for the purpose of computing the amount of the registration fee pursuant to Rule 457(o) of the Securities Act.
     
  (3)

No separate registration fee is required for the shares of the Registrant’s Common Stock, par value $0.0001 per share (the “Common Stock”), issuable upon conversion of the Series B Convertible Preferred Stock because no additional consideration will be received in connection with the exercise of the conversion privilege.

 

 

 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/17/23  Wisa Technologies, Inc.           POS EX     10/17/23    2:59K                                    Toppan Merrill/FA
10/16/23  Wisa Technologies, Inc.           POS462C    10/16/23    1:728K                                   Toppan Merrill/FA
10/11/23  Wisa Technologies, Inc.           POS AM                 9:1.5M                                   Toppan Merrill/FA


61 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/08/23  Wisa Technologies, Inc.           8-K:1,2,9   9/08/23   11:388K                                   Toppan Merrill/FA
 9/05/23  Wisa Technologies, Inc.           8-K:1,9     9/01/23   11:216K                                   Toppan Merrill/FA
 9/05/23  Wisa Technologies, Inc.           S-1         9/01/23    4:750K                                   Toppan Merrill/FA
 8/16/23  Wisa Technologies, Inc.           8-K:2,9     8/15/23   12:2.4M                                   Toppan Merrill/FA
 8/14/23  Wisa Technologies, Inc.           10-Q        6/30/23   70:7.2M                                   Toppan Merrill/FA2
 8/01/23  Wisa Technologies, Inc.           8-K:1,3,9   7/26/23   13:414K                                   Toppan Merrill/FA
 7/25/23  Wisa Technologies, Inc.           8-K:8       7/25/23   10:191K                                   Toppan Merrill/FA
 7/14/23  Wisa Technologies, Inc.           8-K:5,8,9   7/11/23   12:284K                                   Toppan Merrill/FA
 5/17/23  Wisa Technologies, Inc.           8-K:1,3,9   5/15/23   14:542K                                   Toppan Merrill/FA
 5/17/23  Wisa Technologies, Inc.           8-K:2,9     5/16/23   12:4.3M                                   Toppan Merrill/FA
 5/15/23  Wisa Technologies, Inc.           10-Q        3/31/23   69:6.3M                                   Toppan Merrill/FA2
 5/15/23  Wisa Technologies, Inc.           8-K:1,3     5/15/23   10:192K                                   Toppan Merrill/FA
 4/14/23  Wisa Technologies, Inc.           8-K:8,9     4/14/23   11:203K                                   Toppan Merrill/FA
 4/12/23  Wisa Technologies, Inc.           8-K:1,2,3,9 4/12/23   12:536K                                   Toppan Merrill/FA
 4/07/23  Wisa Technologies, Inc.           8-K:1,2,3,9 4/07/23   13:618K                                   Toppan Merrill/FA
 3/29/23  Wisa Technologies, Inc.           8-K:1,2,3,9 3/29/23   13:626K                                   Toppan Merrill/FA
 3/27/23  Wisa Technologies, Inc.           8-K:1,2,3   3/27/23   10:196K                                   Toppan Merrill/FA
 3/24/23  Wisa Technologies, Inc.           8-K:8,9     3/24/23   11:205K                                   Toppan Merrill/FA
 3/22/23  Wisa Technologies, Inc.           8-K:3       3/20/23   10:190K                                   Toppan Merrill/FA
 3/17/23  Wisa Technologies, Inc.           10-K       12/31/22   82:10M                                    Toppan Merrill/FA2
 3/17/23  Wisa Technologies, Inc.           8-K:2,7,9   3/16/23   13:3.4M                                   Toppan Merrill/FA
 2/17/23  Wisa Technologies, Inc.           8-K:8       2/13/23   10:186K                                   Toppan Merrill/FA
 2/03/23  Wisa Technologies, Inc.           8-K:1,2,3,7 1/31/23   18:986K                                   Toppan Merrill/FA
 1/26/23  Wisa Technologies, Inc.           8-K:3,5,8,9 1/26/23   12:229K                                   Toppan Merrill/FA
 1/25/23  Wisa Technologies, Inc.           8-K:5       1/24/23   10:193K                                   Toppan Merrill/FA
 1/20/23  Wisa Technologies, Inc.           8-K:3       1/18/23   10:193K                                   Toppan Merrill/FA
12/02/22  Wisa Technologies, Inc.           8-K:1,2,3,711/28/22   18:1.2M                                   Toppan Merrill/FA
11/22/22  Wisa Technologies, Inc.           S-1/A                 11:1.4M                                   Toppan Merrill/FA
11/21/22  Wisa Technologies, Inc.           8-K:1,3,9  11/21/22   12:383K                                   Toppan Merrill/FA
 9/06/22  Wisa Technologies, Inc.           8-K:5,9     9/01/22   11:213K                                   Toppan Merrill/FA
 9/01/22  Wisa Technologies, Inc.           S-3                    6:1M                                     Toppan Merrill/FA
 8/31/22  Wisa Technologies, Inc.           8-K:5,9     8/31/22   11:580K                                   Toppan Merrill/FA
 8/26/22  Wisa Technologies, Inc.           8-K:1,2,3,5 8/24/22   14:667K                                   Toppan Merrill/FA
 8/19/22  Wisa Technologies, Inc.           8-K:1,2,3,9 8/15/22   22:1.4M                                   Toppan Merrill/FA
 5/18/22  Wisa Technologies, Inc.           S-8         5/18/22    6:509K                                   Toppan Merrill/FA
 3/11/22  Wisa Technologies, Inc.           8-K:2,5,7,8 3/11/22   14:5M                                     Toppan Merrill/FA
12/30/21  Wisa Technologies, Inc.           8-K:1,9    12/30/21   12:505K                                   Toppan Merrill/FA
 7/26/21  Wisa Technologies, Inc.           8-K:1,8,9   7/22/21    5:377K                                   Toppan Merrill/FA
 6/08/21  Wisa Technologies, Inc.           8-K:1,3,9   6/07/21    4:242K                                   Toppan Merrill/FA
 6/07/21  Wisa Technologies, Inc.           8-K:1,3,9   6/04/21    3:200K                                   Toppan Merrill/FA
 1/20/21  Wisa Technologies, Inc.           8-K:1,3,7,9 1/19/21    4:181K                                   Toppan Merrill/FA
 1/19/21  Wisa Technologies, Inc.           8-K:1,2,3,7 1/14/21    5:258K                                   Toppan Merrill/FA
11/10/20  Wisa Technologies, Inc.           10-Q        9/30/20   75:7.4M                                   Toppan Merrill/FA
 9/11/20  Wisa Technologies, Inc.           DEF 14A    10/20/20    1:1.9M                                   Toppan Merrill/FA
 7/08/20  Wisa Technologies, Inc.           S-1                    4:739K                                   Toppan Merrill/FA
 6/10/20  Wisa Technologies, Inc.           8-K:1,3,9   6/09/20    6:498K                                   Toppan Merrill/FA
 6/05/20  Wisa Technologies, Inc.           8-K:1,3,9   6/04/20    5:479K                                   Toppan Merrill/FA
 5/27/20  Wisa Technologies, Inc.           10-Q        3/31/20   65:5.1M                                   Toppan Merrill/FA
 5/07/20  Wisa Technologies, Inc.           8-K:1,2,9   5/03/20    2:3.4M                                   Toppan Merrill/FA
 4/08/20  Wisa Technologies, Inc.           8-K:3,5,9   4/08/20    3:45K                                    Toppan Merrill/FA
 3/26/20  Wisa Technologies, Inc.           8-K:1,2,3,8 3/22/20   15:5.6M                                   Toppan Merrill/FA
 3/25/20  Wisa Technologies, Inc.           10-K       12/31/19   77:9.3M                                   Toppan Merrill/FA
 3/03/20  Wisa Technologies, Inc.           8-K:1,3,9   2/28/20    4:520K                                   Toppan Merrill/FA
11/14/19  Wisa Technologies, Inc.           10-Q        9/30/19   66:7.4M                                   Toppan Merrill/FA
 4/19/19  Wisa Technologies, Inc.           S-1                    5:1.9M                                   Toppan Merrill/FA
 3/29/19  Wisa Technologies, Inc.           10-K       12/31/18   81:10M                                    Toppan Merrill/FA
 9/14/18  Wisa Technologies, Inc.           8-K:5,9     9/11/18    2:31K                                    Toppan Merrill/FA
 7/25/18  Wisa Technologies, Inc.           8-A12B                 1:18K                                    Toppan Merrill/FA
 7/25/18  Wisa Technologies, Inc.           S-1/A                  4:1.8M                                   Toppan Merrill/FA
 7/23/18  Wisa Technologies, Inc.           S-1/A                 10:2M                                     Toppan Merrill/FA
 7/02/18  Wisa Technologies, Inc.           S-1/A                 65:7.4M                                   Toppan Merrill/FA
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Filing Submission 0001104659-23-105100   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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