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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/27/23 Alpine Income Prop Trust, Inc. S-3 7:1.4M Toppan Merrill/FA |
Document/Exhibit Description Pages Size
1: S-3 Registration Statement - Securities for a HTML 602K
Transaction
2: EX-4.5 Instrument Defining the Rights of Security Holders HTML 594K
3: EX-5.1 Opinion of Counsel re: Legality HTML 17K
4: EX-5.2 Opinion of Counsel re: Legality HTML 23K
5: EX-8.1 Opinion of Counsel re: Tax Matters HTML 20K
6: EX-23.1 Consent of Expert or Counsel HTML 5K
7: EX-FILING FEES Filing Fees HTML 64K
Exhibit 107
Calculation of Filing Fee Tables
FORM S-3
(Form Type)
Alpine Income Property Trust, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
| Security Type |
Security Class Title |
Fee Calculation or Carry Forward Rule |
Amount Registered |
Proposed
Maximum Offering Price Per Unit |
Maximum Aggregate Offering Price(1)(7) (8) |
Fee Rate |
Amount of Registration Fee(2) |
Carry Forward Form Type |
Carry Forward File Number |
Carry Forward Initial effective date |
Filing Fee
Previously Paid In Connection with Unsold Securities to be Carried Forward |
|||||||||||||||||||||||
| Newly Registered Securities | ||||||||||||||||||||||||||||||||||
| Fees to Be Paid | Equity | Common Stock(3) | 457 | (o) | (1) | (2) | (2) | 0.0001102 | ||||||||||||||||||||||||||
| Fees to Be Paid | Equity | Preferred Stock(3) | 457 | (o) | (1) | (2) | (2) | 0.0001102 | ||||||||||||||||||||||||||
| Fees to Be Paid | Debt | Debt Securities(4) | 457 | (o) | (1) | (2) | (2) | 0.0001102 | ||||||||||||||||||||||||||
| Fees to Be Paid | Other | Rights(3) | 457 | (o) | (1) | (2) | (2) | 0.0001102 | ||||||||||||||||||||||||||
| Fees to Be Paid | Other | Warrants(5) | 457 | (o) | (1) | (2) | (2) | 0.0001102 | ||||||||||||||||||||||||||
| Fees to Be Paid | Other | Units(6) | 457 | (o) | (1) | (2) | (2) | 0.0001102 | ||||||||||||||||||||||||||
| Fees to Be Paid | Unallocated (Universal) Shelf | - | 457 | (o) | N/A | Unallocated (Universal) Shelf | $ | 350,000,000 | 0.0001102 | $ | 38,570.00 | |||||||||||||||||||||||
| Fees Previously Paid | - | - | - | - | - | - | - | - | ||||||||||||||||||||||||||
| Carry Forward Securities | ||||||||||||||||||||||||||||||||||
| Carry Forward Securities | - | - | - | - | - | - | - | - | - | - | - | - | ||||||||||||||||||||||
| Total Offering Amounts | $ | 350,000,000 | 0.0001102 | $ | 38,570.00 | |||||||||||||||||||||||||||||
| Total Fees Previously Paid | $ | - | ||||||||||||||||||||||||||||||||
| Total Fee Offsets | $ | 25,045.49 | (9) | |||||||||||||||||||||||||||||||
| Net Fee Due | $ | 13,524.51 | (9) | |||||||||||||||||||||||||||||||
Table 2: Fee Offset Claims and Sources
| Registrant
or Filer Name | Form or Filing Type | File Number | Initial
Filing Date | Filing Date | Fee
Offset Claimed | Security
Type Associated with Fee Offset Claimed | Security
Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee
Paid with Fee Offset Source | ||||||||||||||||||||||||||||||||
| Rules 457(b) and 0-11(a)(2) | ||||||||||||||||||||||||||||||||||||||||||
| Fee Offset Claims | - | - | - | - | - | - | - | - | - | - | - | |||||||||||||||||||||||||||||||
| Fee Offset Sources | - | - | - | - | - | - | - | - | - | - | - | |||||||||||||||||||||||||||||||
| Rule 457(p) | ||||||||||||||||||||||||||||||||||||||||||
| Fee Offset Claims | Alpine Income Property Trust, Inc. | S-3 | 333-251057 | December 1, 2020 | - | $ | 25,045.49 | (9) | (9 | ) | (9 | ) | (9 | ) | $ | 229,564,485 | - | |||||||||||||||||||||||||
| Fee Offset Sources | Alpine Income Property Trust, Inc. | S-3 | 333-251057 | - | December 1, 2020 | - | - | - | - | - | $ | 25,045.49 | ||||||||||||||||||||||||||||||
| (1) | Subject to Note 8 below, includes an indeterminate number of securities at indeterminate prices that may be issued from time to time in primary offerings or upon exercise, conversion or exchange of any securities registered hereunder that provide for exercise, conversion or exchange. |
| (2) | Not specified as to each class of securities to be registered hereunder pursuant to General Instruction II.D. to Form S-3 under the Securities Act of 1933, as amended (the “Securities Act”). The proposed maximum offering price per security will be determined from time to time by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder. |
| (3) | Subject to Note 8 below, there is being registered hereunder an indeterminate number of shares of common stock or preferred stock, or rights to purchase shares of common stock as may be sold, from time to time separately or as units in combination with other securities registered hereunder. |
| (4) | Subject to Note 8 below, with respect to debt securities, excluding accrued interest and accrued amortization of discount, if any, to the date of delivery. If any debt securities are issued at an original issue discount, then the offering price shall be in such greater principal amount as shall result in an aggregate price to investors not to exceed $350,000,000. |
| (5) | Subject to Note 8 below, there is being registered hereunder an indeterminate number of warrants as may be sold, from time to time separately or as units in combination with other securities registered hereunder, representing rights to purchase common stock, preferred stock or debt securities. |
| (6) | Subject to Note 8 below, there is being registered hereunder an indeterminate number of units. Each unit may consist of a combination of any one or more of the securities being registered hereunder. |
| (7) | The proposed maximum offering price per security will be determined from time to time by the Registrant in connection with the sale by the Registrant of the securities registered under this registration statement. |
| (8) | In no event will the aggregate offering price of all securities issued from time to time pursuant to this registration statement exceed $350,000,000. |
| (9) | The Registrant previously registered $350,000,000 in aggregate offering price of its common stock, par value $0.01 per share, preferred stock, par value $0.01 per share, warrants, rights and units pursuant to the Registration Statement on Form S-3 (No. 333-251057) filed with the SEC on December 1, 2020 and declared effective on December 11, 2020 (the “2020 Registration Statement”), $229,564,485 of which remains unsold (the “Unsold Securities”). Pursuant to Rule 457(p) under the Securities Act, the Registrant is offsetting the registration fee due under this registration statement by $25,045.49, which represents a portion of the registration fee relating to the Unsold Securities previously paid in connection with the 2020 Registration Statement (based on the filing fee rate in effect at the time of the filing of the 2020 Registration Statement). A filing fee of $13,524.51 with respect to the newly registered securities hereunder, which represents the total registration fee adjusted for the total fee offset with respect to the Unsold Securities, is being paid herewith. Pursuant to Rule 457(p) under the Securities Act, the offering of the Unsold Securities under the 2020 Registration Statement is terminated as of the filing of this registration statement. |
| This ‘S-3’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 9/27/23 | |||
| 12/11/20 | 8-K/A, EFFECT | |||
| 12/1/20 | 8-K, 8-K/A, S-3 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/29/23 SEC UPLOAD¶ 10/31/23 2:39K Alpine Income Prop Trust, Inc. |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/20/23 Alpine Income Prop Trust, Inc. 10-Q 6/30/23 93:8.4M Toppan Merrill Bridge/FA 5/26/23 Alpine Income Prop Trust, Inc. 8-K:5 5/24/23 10:163K Toppan Merrill Bridge/FA 4/20/23 Alpine Income Prop Trust, Inc. 10-Q 3/31/23 93:7.2M Toppan Merrill Bridge/FA 4/11/23 Alpine Income Prop Trust, Inc. DEF 14A 5/24/23 1:927K Donnelley … Solutions/FA 2/09/23 Alpine Income Prop Trust, Inc. 10-K 12/31/22 100:9.3M Toppan Merrill Bridge/FA 2/03/23 Alpine Income Prop Trust, Inc. 8-K:5,9 2/01/23 11:352K Toppan Merrill Bridge/FA 12/03/19 Alpine Income Prop Trust, Inc. 8-K:1,2,3,511/21/19 19:4.7M Toppan Merrill Bridge/FA 11/20/19 Alpine Income Prop Trust, Inc. 8-A12B 1:14K Donnelley … Solutions/FA 10/29/19 Alpine Income Prop Trust, Inc. S-11/A® 18:4.4M Donnelley … Solutions/FA |