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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/26/23 Schwab Strategic Trust 485BPOS 6/26/23 22:2.5M Toppan Merrill/FA → Schwab High Yield Bond ETF ⇒ SCYB |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 997K
Registration
2: EX-99.(D)(13) Amendment No. 12 to the Amended and Restated HTML 22K
Advisory Agreement
3: EX-99.(E)(14) Amendment No. 13 to the Distribution Agreement HTML 19K
4: EX-99.(G)(15) Amendment to the Amended and Restated Master HTML 25K
Custodian Agreement
5: EX-99.(H)(1)(E) Amendment No. 12 to the Administration HTML 20K
Agreement
6: EX-99.(H)(2)(F) Amendment to the Transfer Agency and Service HTML 14K
Agreement
7: EX-99.(H)(4)(R) Amendment to Appendix A and Appendix B of the HTML 29K
Master Fund Accounting and Services Agreement
8: EX-99.(H)(5)(M) Amendment to the Sub-Administration Agreement HTML 51K
9: EX-99.(I) Opinion and Consent of Counsel HTML 11K
10: EX-99.(P)(1) Joint Code of Ethics for the Registrant, Charles HTML 128K
Schwab Investment Management, Inc. and Charles
Schwab & Co., Inc.
16: R1 Document and Entity Information HTML 30K
17: R2 Risk/Return Summary- Schwab High Yield Bond ETF HTML 66K
18: R6 Risk/Return Detail Data- Schwab High Yield Bond HTML 132K
ETF
20: XML IDEA XML File -- Filing Summary XML 21K
19: XML XBRL Instance -- tm232526-11_485bpos_htm XML 84K
12: EX-101.CAL XBRL Calculations -- ck0001454889-20230626_cal XML 21K
13: EX-101.DEF XBRL Definitions -- ck0001454889-20230626_def XML 309K
14: EX-101.LAB XBRL Labels -- ck0001454889-20230626_lab XML 540K
15: EX-101.PRE XBRL Presentations -- ck0001454889-20230626_pre XML 321K
11: EX-101.SCH XBRL Schema -- ck0001454889-20230626 XSD 33K
21: JSON XBRL Instance as JSON Data -- MetaLinks 104± 228K
22: ZIP XBRL Zipped Folder -- 0001104659-23-074367-xbrl Zip 304K
Exhibit (d)(13)
Amendment
no. 12 to
AMENDED AND RESTATED ADVISORY AGREEMENT
THIS AMENDMENT NO. 12 TO AMENDED AND RESTATED ADVISORY AGREEMENT (this “Amendment”), effective as of June 26, 2023 by and between Schwab Strategic Trust (the “Trust”) and Charles Schwab Investment Management, Inc. (the “Adviser”).
WHEREAS, Trust and Adviser entered into an Amended and Restated Advisory Agreement, dated March 1, 2017 (the “Advisory Agreement”), pursuant to which Adviser serves as investment adviser to the Trust on behalf of the series set forth on Schedule A to the Advisory Agreement; and
WHEREAS, the parties hereto desire to amend Schedule A to amend Schedule A to the Advisory Agreement to reflect an additional series of the Trust.
NOW, THEREFORE, in consideration of the premises, covenants, representations and warranties contained herein and intending to be legally bound hereby, the parties hereto agree as follows:
| 1. | Schedule A of the Advisory Agreement is hereby amended to add the following fund: |
Schwab High Yield Bond ETF
| 2. | Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Advisory Agreement shall continue in full force and effect. Capitalized terms not defined herein shall have the same meaning as set forth in the Advisory Agreement. |
| 3. | Entire Agreement. The Advisory Agreement as modified by this Amendment constitutes the entire agreement among the parties with respect to the subject matter contained herein and therein and may only be amended by a writing executed by all parties. |
IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date set forth above.
| SCHWAB STRATEGIC TRUST, on behalf of each Fund listed on Schedule A | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC. | ||||||
| By: | /s/ Jonathan de St Paer | By: | /s/ Omar Aguilar | ||||
| Name: | Jonathan de St Paer | Name: | Omar Aguilar | ||||
| Title: | President & Chief Executive Officer | Title: | Chief Executive Officer | ||||
SCHEDULE A
to the
ADVISORY AGREEMENT
dated as of June 26, 2023 between
SCHWAB STRATEGIC TRUST
and
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
The Trust will pay to the Adviser as compensation for the Adviser’s services rendered, a fee, computed daily, at an annual rate, based on the average daily net assets of the respective Fund, in accordance the following fee schedule:
| Fund | Rate |
| Schwab U.S. Broad Market ETF | 0.03%* |
| Schwab U.S. Large-Cap ETF | 0.03%* |
| Schwab U.S. Large-Cap Growth ETF | 0.04%* |
| Schwab U.S. Large-Cap Value ETF | 0.04%* |
| Schwab U.S. Small-Cap ETF | 0.04%* |
| Schwab International Equity ETF | 0.06%* |
| Schwab International Small-Cap Equity ETF | 0.11%* |
| Schwab Emerging Markets Equity ETF | 0.11%* |
| Schwab U.S. TIPS ETF | 0.04%* |
| Schwab Short-Term U.S. Treasury ETF | 0.03%* |
| Schwab Intermediate-Term U.S. Treasury ETF | 0.03%* |
| Schwab U.S. REIT ETF | 0.07%* |
| Schwab U.S. Mid-Cap ETF | 0.04%* |
| Schwab U.S. Aggregate Bond ETF | 0.03%* |
| Schwab U.S. Dividend Equity ETF | 0.06%* |
| Schwab Fundamental U.S. Broad Market Index ETF | 0.25%* |
| Schwab Fundamental U.S. Large Company Index ETF | 0.25%* |
| Schwab Fundamental U.S. Small Company Index ETF | 0.25%* |
| Schwab Fundamental International Large Company Index ETF | 0.25%* |
| Schwab Fundamental International Small Company Index ETF | 0.39%* |
| Schwab Fundamental Emerging Markets Large Company Index ETF | 0.39%* |
| Schwab 1000 Index ETF | 0.05%* |
| Schwab 1-5 Year Corporate Bond ETF | 0.03%* |
| Schwab 5-10 Year Corporate Bond ETF | 0.03%* |
| Schwab Long-Term U.S. Treasury ETF | 0.03%* |
| Schwab International Dividend Equity ETF | 0.14%* |
| Schwab Ariel ESG ETF | 0.59%* |
| Schwab Crypto Thematic ETF | 0.30%* |
| Schwab Municipal Bond ETF | 0.03%* |
| Schwab High Yield Bond ETF | 0.10%* |
| * | The Adviser will pay the operating expenses of the Fund, excluding taxes, any brokerage expenses, and extraordinary or non-routine expenses. |
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of / Effective on: | 6/26/23 | |||
| Filed on: | 6/23/23 | |||
| 3/1/17 | 497, 497K, NSAR-B | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/16/24 Schwab Strategic Trust 485APOS 5/15/24 1:937K Toppan Merrill/FA 4/26/24 Schwab Strategic Trust 485BPOS 4/26/24 30:10M Toppan Merrill/FA 4/05/24 Schwab Strategic Trust 485APOS 4/04/24 1:2.4M Toppan Merrill/FA 12/27/23 Schwab Strategic Trust 485BPOS 12/27/23 43:15M Toppan Merrill/FA 7/28/23 Schwab Strategic Trust 485BPOS 7/28/23 17:4.1M Toppan Merrill/FA 6/27/23 Schwab Strategic Trust 485BPOS 6/27/23 27:9.3M Toppan Merrill/FA 6/26/23 Schwab Strategic Trust 8-A12B 6/23/23 1:16K Toppan Merrill/FA |