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Frost Gamma Investments Trust, et al. – ‘SC 13D/A’ on 2/6/24 re: BioCardia, Inc. – ‘EX-1’

On:  Tuesday, 2/6/24, at 4:28pm ET   ·   Accession #:  1104659-24-11115   ·   File #:  5-52381

Previous ‘SC 13D’:  ‘SC 13D/A’ on 12/28/22   ·   Next:  ‘SC 13D/A’ on 2/27/24   ·   Latest:  ‘SC 13D/A’ on 4/5/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/06/24  Frost Gamma Investments Trust     SC 13D/A               2:55K  BioCardia, Inc.                   Toppan Merrill/FA
          Phillip Frost, M.D.

Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor   —   Schedule 13D   —   WA’68

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to Statement of Acquisition of            HTML     48K 
                Beneficial Ownership by an "Active" Investor                     
 2: EX-1        Underwriting Agreement or Conflict Minerals Report  HTML      7K 


‘EX-1’   —   Underwriting Agreement or Conflict Minerals Report


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 1

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing, along with all other such undersigned, on behalf of the Reporting Persons (as defined in the joint filing), of a statement on Schedule 13D (including amendments thereto) with respect to BioCardia, Inc. and that this agreement be included as an Exhibit 1 to such joint filing. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. The undersigned acknowledge that each shall be responsible for the timely filing of any amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.

 

IN WITNESS WHEREOF, each of the undersigned hereby executes this agreement as of February 6, 2024.

       
  Dr. Phillip Frost
     
  By:  

/s/ Phillip Frost, M.D.

   
  Frost Gamma Investments Trust
     
  By:  

/s/ Phillip Frost, M.D.

      Phillip Frost, M.D.
      Trustee
     

 

 

 


Dates Referenced Herein

This ‘SC 13D/A’ Filing    Date    Other Filings
Filed on:2/6/24None on these Dates
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Filing Submission 0001104659-24-011115   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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