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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/26/24 Schwab Strategic Trust 485BPOS 4/26/24 30:10M Toppan Merrill/FA → Schwab 1-5 Year Corporate Bond ETF ⇒ SCHJ → Schwab 5-10 Year Corporate Bond ETF ⇒ SCHI → Schwab Intermediate-Term U.S. Treasury ETF ⇒ SCHR → Schwab Long-Term U.S. Treasury ETF ⇒ SCHQ → Schwab Municipal Bond ETF ⇒ SCMB → Schwab Short-Term U.S. Treasury ETF ⇒ SCHO → Schwab U.S. Aggregate Bond ETF ⇒ SCHZ → Schwab U.S. TIPS ETF ⇒ SCHP |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 3.26M Registration 2: EX-99.(I) Opinion and Consent of Counsel HTML 14K 3: EX-99.(J)(1) Consent of Deloitte & Touche LLP HTML 12K 4: EX-99.(P)(2) Code of Ethics of Sei Investments Distribution HTML 92K Corporation 14: R1 Document and Entity Information HTML 53K 15: R2 Risk/Return Summary- Schwab 1-5 Year Corporate HTML 99K Bond ETF 16: R8 Risk/Return Detail Data- Schwab 1-5 Year Corporate HTML 203K Bond ETF 17: R9 Risk/Return Summary- Schwab 5-10 Year Corporate HTML 99K Bond ETF 18: R15 Risk/Return Detail Data- Schwab 5-10 Year HTML 203K Corporate Bond ETF 19: R16 Risk/Return Summary- Schwab U.S. Aggregate Bond HTML 112K ETF 20: R22 Risk/Return Detail Data- Schwab U.S. Aggregate HTML 218K Bond ETF 21: R23 Risk/Return Summary- Schwab U.S. TIPS ETF HTML 113K 22: R29 Risk/Return Detail Data- Schwab U.S. TIPS ETF HTML 215K 23: R30 Risk/Return Summary- Schwab Short-Term U.S. HTML 112K Treasury ETF 24: R36 Risk/Return Detail Data- Schwab Short-Term U.S. HTML 212K Treasury ETF 25: R37 Risk/Return Summary- Schwab Intermediate-Term U.S. HTML 112K Treasury ETF 26: R43 Risk/Return Detail Data- Schwab Intermediate-Term HTML 212K U.S. Treasury ETF 27: R44 Risk/Return Summary- Schwab Long-Term U.S. HTML 98K Treasury ETF 28: R50 Risk/Return Detail Data- Schwab Long-Term U.S. HTML 196K Treasury ETF 29: R51 Risk/Return Summary- Schwab Municipal Bond ETF HTML 93K 30: R57 Risk/Return Detail Data- Schwab Municipal Bond ETF HTML 202K 10: XML IDEA XML File -- Filing Summary XML 53K 13: XML XBRL Instance -- tm248627d1_485bpos_htm XML 746K 6: EX-101.CAL XBRL Calculations -- ck0001454889-20240426_cal XML 23K 7: EX-101.DEF XBRL Definitions -- ck0001454889-20240426_def XML 2.92M 8: EX-101.LAB XBRL Labels -- ck0001454889-20240426_lab XML 599K 9: EX-101.PRE XBRL Presentations -- ck0001454889-20240426_pre XML 2.91M 5: EX-101.SCH XBRL Schema -- ck0001454889-20240426 XSD 111K 11: JSON XBRL Instance as JSON Data -- MetaLinks 177± 504K 12: ZIP XBRL Zipped Folder -- 0001104659-24-052095-xbrl Zip 996K
out - none - 1.5921592s |
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Douglas P. Dick, Esq.
Dechert LLP 1900 K Street, N.W. Washington, DC 20006 |
| |
Gregory C. Davis, Esq.
Ropes & Gray LLP Three Embarcadero Center San Francisco, CA 94111‑4006 |
|
| Schwab® 1-5 Year Corporate Bond ETF | | |
SCHJ
|
|
| Schwab® 5-10 Year Corporate Bond ETF | | |
SCHI
|
|
| Schwab® U.S. Aggregate Bond ETF | | |
SCHZ
|
|
| Schwab® U.S. TIPS ETF | | |
SCHP
|
|
| Schwab® Short-Term U.S. Treasury ETF | | |
SCHO
|
|
|
Schwab® Intermediate-Term U.S. Treasury ETF
|
| |
SCHR
|
|
| Schwab® Long-Term U.S. Treasury ETF | | |
SCHQ
|
|
| Fund Summaries | | | | | | | |
| | | | | 1 | | | |
| | | | | 5 | | | |
| | | | | 9 | | | |
| | | | | 13 | | | |
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| | | | | 30 | | | |
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| | | | | 37 | | | |
| | | | | 40 | | | |
| | | | | 42 | | | |
| | | | | 45 | | | |
| | | | | 47 | | | |
| | | | | 49 | | | |
| | | | | 50 | | | |
| | | | | 57 | | | |
| | | | | 58 | | | |
| | | | | 58 | | | |
| | | | | 58 | | | |
| | | | | 59 | | | |
| | | | | 60 | | | |
| | | | | 61 | | | |
| | | | | 62 | | |
| Ticker Symbol: | | | i SCHJ | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.03
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.03
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 3 | | | | | $ | i 10 | | | | | $ | i 17 | | | | | $ | i 39 | | |
i Average Annual Total Returns as of 12/31/23 | | |||||||||||||||
| | | | | | 1 Year | | | Since Inception ( i i i i i 10/10/19 / / / / ) | | ||||||
i Before taxes | | | | | i 6.14% | | | | | | i 1.23% | | | |||
i After taxes on distributions | | | | | i 4.83% | | | | | | i 0.40% | | | |||
i After taxes on distributions and sale of shares | | | | | i 3.61% | | | | | | i 0.59% | | | |||
Comparative Indices i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | |||
i Bloomberg US Aggregate Bond Index(1) | | | | | i 5.53% | | | | | | ( i 0.73%) | | | |||
i Bloomberg US 1-5 Year Corporate Bond Index | | | | | i 6.20% | | | | | | i 1.33% | | |
| Ticker Symbol: | | | i SCHI | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.03
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.03
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 3 | | | | | $ | i 10 | | | | | $ | i 17 | | | | | $ | i 39 | | |
i Average Annual Total Returns as of 12/31/23 | | |||||||||||||||
| | | | | | 1 Year | | | Since Inception ( i i i i i 10/10/19 / / / / ) | | ||||||
i Before taxes | | | | | i 8.84% | | | | | | i 0.38% | | | |||
i After taxes on distributions | | | | | i 6.90% | | | | | | ( i 0.79%) | | | |||
i After taxes on distributions and sale of shares | | | | | i 5.17% | | | | | | ( i 0.20%) | | | |||
Comparative Indices i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | |||
i Bloomberg US Aggregate Bond Index(1) | | | | | i 5.53% | | | | | | ( i 0.73%) | | | |||
i Bloomberg US 5-10 Year Corporate Bond Index | | | | | i 8.84% | | | | | | i 0.48% | | |
| Ticker Symbol: | | | i SCHZ | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None
| |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.03
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.03
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 3 | | | | | $ | i 10 | | | | | $ | i 17 | | | | | $ | i 39 | | |
i Average Annual Total Returns as of 12/31/23 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | 10 Years | | |||||||||
i Before taxes | | | | | i 5.53% | | | | | | i 1.03% | | | | | | i 1.74% | | |
i After taxes on distributions | | | | | i 4.10% | | | | | | ( i 0.06%) | | | | | | i 0.69% | | |
i After taxes on distributions and sale of shares | | | | | i 3.24% | | | | | | i 0.34% | | | | | | i 0.89% | | |
Comparative Index i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
i Bloomberg US Aggregate Bond Index | | | | | i 5.53% | | | | | | i 1.10% | | | | | | i 1.81% | | |
| Ticker Symbol: | | | i SCHP | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment)(1) | | |||
Management fees | | | i 0.03
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.03
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 3 | | | | | $ | i 10 | | | | | $ | i 17 | | | | | $ | i 39 | | |
i Average Annual Total Returns as of 12/31/23 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | 10 Years | | |||||||||
i Before taxes | | | | | i 3.87% | | | | | | i 3.07% | | | | | | i 2.34% | | |
i After taxes on distributions | | | | | i 2.59% | | | | | | i 1.63% | | | | | | i 1.31% | | |
i After taxes on distributions and sale of shares | | | | | i 2.27% | | | | | | i 1.77% | | | | | | i 1.37% | | |
Comparative Indices i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
i Bloomberg US Aggregate Bond Index(1) | | | | | i 5.53% | | | | | | i 1.10% | | | | | | i 1.81% | | |
i Bloomberg US Treasury Inflation-Linked Bond Index (Series-L) | | | | | i 3.90% | | | | | | i 3.15% | | | | | | i 2.42% | | |
| Ticker Symbol: | | | i SCHO | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.03
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.03
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 3 | | | | | $ | i 10 | | | | | $ | i 17 | | | | | $ | i 39 | | |
i Average Annual Total Returns as of 12/31/23 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | 10 Years | | |||||||||
i Before taxes | | | | | i 4.26% | | | | | | i 1.23% | | | | | | i 0.97% | | |
i After taxes on distributions | | | | | i 2.67% | | | | | | i 0.48% | | | | | | i 0.40% | | |
i After taxes on distributions and sale of shares | | | | | i 2.50% | | | | | | i 0.62% | | | | | | i 0.49% | | |
Comparative Indices i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
i Bloomberg US Aggregate Bond Index(1) | | | | | i 5.53% | | | | | | i 1.10% | | | | | | i 1.81% | | |
i Bloomberg US Treasury 1-3 Year Index | | | | | i 4.29% | | | | | | i 1.28% | | | | | | i 1.04% | | |
| Ticker Symbol: | | | i SCHR | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.03
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.03
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 3 | | | | | $ | i 10 | | | | | $ | i 17 | | | | | $ | i 39 | | |
i Average Annual Total Returns as of 12/31/23 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | 10 Years | | |||||||||
i Before taxes | | | | | i 4.29% | | | | | | i 0.78% | | | | | | i 1.37% | | |
i After taxes on distributions | | | | | i 2.94% | | | | | | ( i 0.04%) | | | | | | i 0.60% | | |
i After taxes on distributions and sale of shares | | | | | i 2.52% | | | | | | i 0.26% | | | | | | i 0.72% | | |
Comparative Indices i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
i Bloomberg US Aggregate Bond Index(1) | | | | | i 5.53% | | | | | | i 1.10% | | | | | | i 1.81% | | |
i Bloomberg US Treasury 3-10 Year Index | | | | | i 4.27% | | | | | | i 0.84% | | | | | | i 1.44% | | |
| Ticker Symbol: | | | i SCHQ | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.03
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.03
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 years | | | 10
Years | | ||||||||||||
| | $ | i 3 | | | | | $ | i 10 | | | | | $ | i 17 | | | | | $ | i 39 | | |
i Average Annual Total Returns as of 12/31/23 | | |||||||||||||||
| | | | | | 1 Year | | | Since Inception ( i i i i i 10/10/19 / / / / ) | | ||||||
i Before taxes | | | | | i 3.29% | | | | | | ( i 5.85%) | | | |||
i After taxes on distributions | | | | | i 1.69% | | | | | | ( i 6.75%) | | | |||
i After taxes on distributions and sale of shares | | | | | i 1.92% | | | | | | ( i 4.66%) | | | |||
Comparative Indices i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | |||
i Bloomberg US Aggregate Bond Index(1) | | | | | i 5.53% | | | | | | ( i 0.73%) | | | |||
i Bloomberg US Long Treasury Index | | | | | i 3.06% | | | | | | ( i 5.76%) | | |
| Schwab 1-5 Year Corporate Bond ETF | | | SCHJ | |
| Schwab 5-10 Year Corporate Bond ETF | | | SCHI | |
| Schwab U.S. Aggregate Bond ETF | | | SCHZ | |
| Schwab U.S. TIPS ETF | | | SCHP | |
| Schwab Short-Term U.S. Treasury ETF | | | SCHO | |
|
Schwab Intermediate-Term U.S. Treasury ETF
|
| | SCHR | |
| Schwab Long-Term U.S. Treasury ETF | | | SCHQ | |
| | |
1/1/23–
12/31/23 |
| |
1/1/22–
12/31/22 |
| |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
10/10/19(1) –
12/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 46.95 | | | | | $ | 50.57 | | | | | $ | 51.37 | | | | | $ | 50.04 | | | | | $ | 50.00 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(2)
|
| | | | 1.44 | | | | | | 0.75 | | | | | | 0.50 | | | | | | 0.89 | | | | | | 0.23 | | |
Net realized and unrealized gains (losses)
|
| | | | 1.39 | | | | | | (3.60) | | | | | | (0.82) | | | | | | 1.74 | | | | | | 0.02 | | |
Total from investment operations
|
| | | | 2.83 | | | | | | (2.85) | | | | | | (0.32) | | | | | | 2.63 | | | | | | 0.25 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (1.44) | | | | | | (0.77) | | | | | | (0.48) | | | | | | (0.89) | | | | | | (0.21) | | |
Distributions from net realized gains
|
| | | | — | | | | | | — | | | | | | — | | | | | | (0.41) | | | | | | — | | |
Total distributions
|
| | | | (1.44) | | | | | | (0.77) | | | | | | (0.48) | | | | | | (1.30) | | | | | | (0.21) | | |
Net asset value at end of period | | | | $ | 48.34 | | | | | $ | 46.95 | | | | | $ | 50.57 | | | | | $ | 51.37 | | | | | $ | 50.04 | | |
Total return | | | | | 6.14% | | | | | | (5.65%) | | | | | | (0.64%) | | | | | | 5.31% | | | | | | 0.50%(3) | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.03% | | | | | | 0.04%(4)(5) | | | | | | 0.05%(6) | | | | | | 0.05% | | | | | | 0.06%(7)(8) | | |
Net investment income (loss)
|
| | | | 3.04% | | | | | | 1.56% | | | | | | 0.99% | | | | | | 1.74% | | | | | | 2.01%(7) | | |
Portfolio turnover rate(9) | | | | | 28% | | | | | | 14% | | | | | | 13% | | | | | | 80% | | | | | | 12%(3) | | |
Net assets, end of period (x 1,000) | | | | $ | 389,173 | | | | | $ | 370,872 | | | | | $ | 609,404 | | | | | $ | 118,146 | | | | | $ | 35,029 | | |
| | |
1/1/23–
12/31/23 |
| |
1/1/22–
12/31/22 |
| |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
10/10/19(1)–
12/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 43.19 | | | | | $ | 51.73 | | | | | $ | 53.69 | | | | | $ | 50.07 | | | | | $ | 50.00 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(2)
|
| | | | 2.19 | | | | | | 1.35 | | | | | | 1.02 | | | | | | 1.26 | | | | | | 0.29 | | |
Net realized and unrealized gains (losses)
|
| | | | 1.52 | | | | | | (8.55) | | | | | | (1.98) | | | | | | 3.60 | | | | | | 0.04 | | |
Total from investment operations
|
| | | | 3.71 | | | | | | (7.20) | | | | | | (0.96) | | | | | | 4.86 | | | | | | 0.33 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (1.92) | | | | | | (1.34) | | | | | | (1.00) | | | | | | (1.24) | | | | | | (0.26) | | |
Net asset value at end of period | | | | $ | 44.98 | | | | | $ | 43.19 | | | | | $ | 51.73 | | | | | $ | 53.69 | | | | | $ | 50.07 | | |
Total return | | | | | 8.84% | | | | | | (14.00%) | | | | | | (1.80%) | | | | | | 9.83% | | | | | | 0.67%(3) | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.03% | | | | | | 0.04%(4)(5) | | | | | | 0.05%(6) | | | | | | 0.05% | | | | | | 0.06%(7)(8) | | |
Net investment income (loss)
|
| | | | 5.05% | | | | | | 2.97% | | | | | | 1.96% | | | | | | 2.43% | | | | | | 2.61%(7) | | |
Portfolio turnover rate(9) | | | | | 24% | | | | | | 10% | | | | | | 11% | | | | | | 36% | | | | | | 8%(3) | | |
Net assets, end of period (x 1,000,000) | | | | $ | 5,762 | | | | | $ | 328 | | | | | $ | 375 | | | | | $ | 191 | | | | | $ | 110 | | |
| | |
1/1/23–
12/31/23 |
| |
1/1/22–
12/31/22 |
| |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
1/1/19–
12/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 45.70 | | | | | $ | 53.91 | | | | | $ | 56.05 | | | | | $ | 53.43 | | | | | $ | 50.59 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 1.50 | | | | | | 1.11 | | | | | | 0.96 | | | | | | 1.19 | | | | | | 1.43 | | |
Net realized and unrealized gains (losses)
|
| | | | 0.97 | | | | | | (8.12) | | | | | | (1.93) | | | | | | 2.79 | | | | | | 2.90 | | |
Total from investment operations
|
| | | | 2.47 | | | | | | (7.01) | | | | | | (0.97) | | | | | | 3.98 | | | | | | 4.33 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (1.53) | | | | | | (1.20) | | | | | | (1.17) | | | | | | (1.36) | | | | | | (1.49) | | |
Net asset value at end of period | | | | $ | 46.64 | | | | | $ | 45.70 | | | | | $ | 53.91 | | | | | $ | 56.05 | | | | | $ | 53.43 | | |
Total return | | | | | 5.53% | | | | | | (13.09%) | | | | | | (1.74%) | | | | | | 7.50% | | | | | | 8.64% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.03% | | | | | | 0.04%(2)(3) | | | | | | 0.04% | | | | | | 0.04% | | | | | | 0.04% | | |
Net investment income (loss)
|
| | | | 3.28% | | | | | | 2.29% | | | | | | 1.76% | | | | | | 2.14% | | | | | | 2.71% | | |
Portfolio turnover rate(4)(5)
|
| | | | 63% | | | | | | 53% | | | | | | 48% | | | | | | 68% | | | | | | 63% | | |
Net assets, end of period (x 1,000,000) | | | | $ | 7,584 | | | | | $ | 6,805 | | | | | $ | 9,074 | | | | | $ | 8,733 | | | | | $ | 7,384 | | |
| | |
1/1/23–
12/31/23 |
| |
1/1/22–
12/31/22 |
| |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
1/1/19–
12/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 51.77 | | | | | $ | 62.83 | | | | | $ | 62.06 | | | | | $ | 56.57 | | | | | $ | 53.27 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 1.50 | | | | | | 3.62 | | | | | | 2.93 | | | | | | 0.81 | | | | | | 1.21 | | |
Net realized and unrealized gains (losses)
|
| | | | 0.47 | | | | | | (10.95) | | | | | | 0.60 | | | | | | 5.37 | | | | | | 3.23 | | |
Total from investment operations
|
| | | | 1.97 | | | | | | (7.33) | | | | | | 3.53 | | | | | | 6.18 | | | | | | 4.44 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (1.58) | | | | | | (3.73) | | | | | | (2.76) | | | | | | (0.69) | | | | | | (1.14) | | |
Net asset value at end of period | | | | $ | 52.16 | | | | | $ | 51.77 | | | | | $ | 62.83 | | | | | $ | 62.06 | | | | | $ | 56.57 | | |
Total return | | | | | 3.87% | | | | | | (11.96%) | | | | | | 5.80% | | | | | | 10.94% | | | | | | 8.36% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.04%(2) | | | | | | 0.05%(3)(4) | | | | | | 0.05% | | | | | | 0.05% | | | | | | 0.05% | | |
Net investment income (loss)
|
| | | | 2.88% | | | | | | 6.34% | | | | | | 4.69% | | | | | | 1.36% | | | | | | 2.18% | | |
Portfolio turnover rate(5) | | | | | 26% | | | | | | 18% | | | | | | 19% | | | | | | 23% | | | | | | 20% | | |
Net assets, end of period (x 1,000,000) | | | | $ | 11,420 | | | | | $ | 13,832 | | | | | $ | 21,304 | | | | | $ | 14,090 | | | | | $ | 8,734 | | |
| | |
1/1/23–
12/31/23 |
| |
1/1/22–
12/31/22 |
| |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
1/1/19–
12/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 48.24 | | | | | $ | 50.84 | | | | | $ | 51.39 | | | | | $ | 50.48 | | | | | $ | 49.88 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 1.82 | | | | | | 0.68 | | | | | | 0.21 | | | | | | 0.65 | | | | | | 1.14 | | |
Net realized and unrealized gains (losses)
|
| | | | 0.19 | | | | | | (2.64) | | | | | | (0.55) | | | | | | 0.91 | | | | | | 0.60 | | |
Total from investment operations
|
| | | | 2.01 | | | | | | (1.96) | | | | | | (0.34) | | | | | | 1.56 | | | | | | 1.74 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (1.82) | | | | | | (0.64) | | | | | | (0.21) | | | | | | (0.65) | | | | | | (1.14) | | |
Net asset value at end of period | | | | $ | 48.43 | | | | | $ | 48.24 | | | | | $ | 50.84 | | | | | $ | 51.39 | | | | | $ | 50.48 | | |
Total return | | | | | 4.26% | | | | | | (3.85%) | | | | | | (0.66%) | | | | | | 3.11% | | | | | | 3.53% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.03% | | | | | | 0.04%(2)(3) | | | | | | 0.05%(4) | | | | | | 0.05% | | | | | | 0.06%(5) | | |
Net investment income (loss)
|
| | | | 3.78% | | | | | | 1.39% | | | | | | 0.41% | | | | | | 1.26% | | | | | | 2.27% | | |
Portfolio turnover rate(6) | | | | | 81% | | | | | | 106% | | | | | | 73% | | | | | | 74% | | | | | | 77% | | |
Net assets, end of period (x 1,000,000) | | | | $ | 11,900 | | | | | $ | 10,256 | | | | | $ | 8,956 | | | | | $ | 7,508 | | | | | $ | 5,263 | | |
| | |
1/1/23–
12/31/23 |
| |
1/1/22–
12/31/22 |
| |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
1/1/19–
12/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 49.22 | | | | | $ | 56.16 | | | | | $ | 58.21 | | | | | $ | 54.97 | | | | | $ | 52.89 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 1.57 | | | | | | 1.12 | | | | | | 0.55 | | | | | | 0.94 | | | | | | 1.28 | | |
Net realized and unrealized gains (losses)
|
| | | | 0.50 | | | | | | (7.06) | | | | | | (2.04) | | | | | | 3.24 | | | | | | 2.07 | | |
Total from investment operations
|
| | | | 2.07 | | | | | | (5.94) | | | | | | (1.49) | | | | | | 4.18 | | | | | | 3.35 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (1.57) | | | | | | (1.00) | | | | | | (0.56) | | | | | | (0.94) | | | | | | (1.27) | | |
Net asset value at end of period | | | | $ | 49.72 | | | | | $ | 49.22 | | | | | $ | 56.16 | | | | | $ | 58.21 | | | | | $ | 54.97 | | |
Total return | | | | | 4.29% | | | | | | (10.63%) | | | | | | (2.57%) | | | | | | 7.62% | | | | | | 6.38% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.03% | | | | | | 0.04%(2)(3) | | | | | | 0.05%(4) | | | | | | 0.05% | | | | | | 0.06%(5) | | |
Net investment income (loss)
|
| | | | 3.20% | | | | | | 2.18% | | | | | | 0.97% | | | | | | 1.63% | | | | | | 2.35% | | |
Portfolio turnover rate(6) | | | | | 56% | | | | | | 88% | | | | | | 56% | | | | | | 51% | | | | | | 38% | | |
Net assets, end of period (x 1,000,000) | | | | $ | 7,878 | | | | | $ | 7,555 | | | | | $ | 3,712 | | | | | $ | 3,953 | | | | | $ | 4,736 | | |
| | |
1/1/23–
12/31/23 |
| |
1/1/22–
12/31/22 |
| |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
10/10/19(1)–
12/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 35.28 | | | | | $ | 51.26 | | | | | $ | 54.87 | | | | | $ | 47.34 | | | | | $ | 50.00 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(2)
|
| | | | 1.40 | | | | | | 1.12 | | | | | | 0.86 | | | | | | 0.86 | | | | | | 0.22 | | |
Net realized and unrealized gains (losses)
|
| | | | (0.28)(3) | | | | | | (16.08) | | | | | | (3.60) | | | | | | 7.50 | | | | | | (2.67) | | |
Total from investment operations
|
| | | | 1.12 | | | | | | (14.96) | | | | | | (2.74) | | | | | | 8.36 | | | | | | (2.45) | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (1.33) | | | | | | (1.02) | | | | | | (0.87) | | | | | | (0.83) | | | | | | (0.21) | | |
Net asset value at end of period | | | | $ | 35.07 | | | | | $ | 35.28 | | | | | $ | 51.26 | | | | | $ | 54.87 | | | | | $ | 47.34 | | |
Total return | | | | | 3.29% | | | | | | (29.42%) | | | | | | (4.96%) | | | | | | 17.64% | | | | | | (4.91%)(4) | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.03% | | | | | | 0.04%(5)(6) | | | | | | 0.05%(7) | | | | | | 0.05% | | | | | | 0.06%(8)(9) | | |
Net investment income (loss)
|
| | | | 4.11% | | | | | | 2.83% | | | | | | 1.70% | | | | | | 1.55% | | | | | | 2.07%(8) | | |
Portfolio turnover rate(10) | | | | | 35% | | | | | | 41% | | | | | | 68% | | | | | | 45% | | | | | | 3%(4) | | |
Net assets, end of period (x 1,000) | | | | $ | 620,780 | | | | | $ | 188,739 | | | | | $ | 99,948 | | | | | $ | 90,535 | | | | | $ | 18,935 | | |
| Schwab 1-5 Year Corporate Bond ETF | | | SCHJ | |
| Schwab 5-10 Year Corporate Bond ETF | | | SCHI | |
| Schwab U.S. Aggregate Bond ETF | | | SCHZ | |
| Schwab U.S. TIPS ETF | | | SCHP | |
| Schwab Short-Term U.S. Treasury ETF | | | SCHO | |
|
Schwab Intermediate-Term U.S. Treasury ETF
|
| | SCHR | |
| Schwab Long-Term U.S. Treasury ETF | | | SCHQ | |
Fund
|
| |
Approximate Value
of One Creation Unit |
| |
Standard
Creation/Redemption Transaction Fee |
| |
Maximum
Additional Creation Transaction Fee(1) |
| |
Maximum
Additional Redemption Transaction Fee(1) |
| ||||||||||||
Schwab 1-5 Year Corporate Bond ETF | | | | $ | 2,415,755 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab 5-10 Year Corporate Bond ETF | | | | $ | 2,226,085 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab U.S. Aggregate Bond ETF | | | | $ | 4,598,940 | | | | | $ | 500 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab U.S. TIPS ETF | | | | $ | 2,607,220 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Short-Term U.S. Treasury ETF | | | | $ | 2,409,540 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Intermediate-Term U.S. Treasury ETF
|
| | | $ | 2,451,635 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Long-Term U.S. Treasury ETF | | | | $ | 1,686,650 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
| SEC File Number | | | | |
|
Schwab Strategic Trust 811‑22311
|
| | REG56416-15 | |
|
Ticker Symbol
|
| |
SCMB
|
|
| Fund Summary | | | | | | | |
| | | | | 1 | | | |
| | | | | 5 | | | |
| | | | | 6 | | | |
| | | | | 6 | | | |
| | | | | 11 | | | |
| | | | | 12 | | | |
| | | | | 13 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 15 | | | |
| | | | | 16 | | | |
| | | | | 17 | | | |
| | | | | 18 | | |
| Ticker Symbol: | | | i SCMB | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.03
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.03
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 3 | | | | | $ | i 10 | | | | | $ | i 17 | | | | | $ | i 39 | | |
i Average Annual Total Returns as of 12/31/23 | | |||||||||||||||
| | | | | | 1 Year | | | Since Inception ( i i i i i 10/12/22 / / / / ) | | ||||||
i Before taxes | | | | | i 5.87% | | | | | | i 7.28% | | | |||
i After taxes on distributions | | | | | i 5.87% | | | | | | i 7.28% | | | |||
i After taxes on distributions and sale of shares | | | | | i 4.79% | | | | | | i 6.30% | | | |||
Comparative Indices i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | |||
i Bloomberg Municipal Bond Index(1) | | | | | i 6.40% | | | | | | i 7.94% | | | |||
i ICE AMT-Free Core U.S. National Municipal Index | | | | | i 6.20% | | | | | | i 7.28% | | |
|
Schwab Municipal Bond ETF
|
| | SCMB | |
| | |
1/1/23–
12/31/23 |
| |
10/12/22(1) –
12/31/22 |
| | | | | | | | | | ||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 51.16 | | | | | $ | 50.00 | | | | | | | | | | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(2)
|
| | | | 1.73 | | | | | | 0.39 | | | | | | | | | | | |
Net realized and unrealized gains (losses)
|
| | | | 1.13 | | | | | | 1.00 | | | | | | | | | | | |
Total from investment operations
|
| | | | 2.86 | | | | | | 1.39 | | | | | | | | | | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (1.63) | | | | | | (0.30) | | | | | | | | | | | |
Other capital(2) | | | | | 0.08 | | | | | | 0.07 | | | | | | | | | | | |
Net asset value at end of period | | | | $ | 52.47 | | | | | $ | 51.16 | | | | | | | | | | | |
Total return | | | | | 5.87% | | | | | | 2.93%(3) | | | | | | | | | | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.03% | | | | | | 0.03%(4) | | | | | | | | | | | |
Net investment income (loss)
|
| | | | 3.41% | | | | | | 3.50%(4) | | | | | | | | | | | |
Portfolio turnover rate(5) | | | | | 47% | | | | | | 13%(3) | | | | | | | | | | | |
Net assets, end of period (x 1,000) | | | | $ | 246,617 | | | | | $ | 61,387 | | | | | | | | | | | |
|
Schwab Municipal Bond ETF
|
| | SCMB | |
Fund
|
| |
Approximate Value
of One Creation Unit |
| |
Standard
Creation/Redemption Transaction Fee |
| |
Maximum
Additional Creation Transaction Fee(1) |
| |
Maximum
Additional Redemption Transaction Fee(1) |
| ||||||||||||
Schwab Municipal Bond ETF
|
| | | $ | 2,597,255 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
| SEC File Number | | | | |
|
Schwab Strategic Trust 811‑22311
|
| | REG118856-02 | |
| Schwab® 1-5 Year Corporate Bond ETF | | |
SCHJ
|
|
| Schwab® 5-10 Year Corporate Bond ETF | | |
SCHI
|
|
| Schwab® U.S. Aggregate Bond ETF | | |
SCHZ
|
|
| Schwab® U.S. TIPS ETF | | |
SCHP
|
|
| Schwab® Short-Term U.S. Treasury ETF | | |
SCHO
|
|
|
Schwab® Intermediate-Term U.S. Treasury ETF
|
| |
SCHR
|
|
| Schwab® Long-Term U.S. Treasury ETF | | |
SCHQ
|
|
| | |
Page
|
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| | | | 21 | | | |
| | | | 22 | | | |
| | | | 28 | | | |
| | | | 30 | | | |
| | | | 32 | | | |
| | | | 34 | | | |
| | | | 37 | | | |
| | | | 37 | | | |
| | | | 38 | | | |
| | | | 39 | | | |
| | | | 42 | | | |
APPENDIX – RATINGS OF INVESTMENT SECURITIES | | | | | | | |
APPENDIX – PROXY VOTING POLICY | | | | | | | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
Michael J. Beer
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2022) |
| | Retired. Director, President and Chief Executive Officer (Dec. 2016-Sept. 2019), Principal Funds (investment management). | | |
106
|
| |
Director (2016‑2019),
Principal Funds, Inc. |
|
|
Robert W. Burns
1959 Trustee (Trustee of Schwab Strategic Trust since 2009; The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2016) |
| | Retired/Private Investor. | | |
106
|
| | None | |
|
Nancy F. Heller
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Retired. | | |
106
|
| | None | |
|
David L. Mahoney
1954 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Private Investor. | | |
106
|
| |
Director (2004‑present),
Corcept Therapeutics Incorporated
Director (2009‑2021),
Adamas Pharmaceuticals, Inc.
Director (2003‑2019),
Symantec Corporation |
|
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
Jane P. Moncreiff
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2019) |
| | Consultant (2018-present), Fulham Advisers LLC (management consulting); Chief Investment Officer (2009-2017), CareGroup Healthcare System, Inc. (healthcare). | | |
106
|
| | None | |
|
Kimberly S. Patmore
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Consultant (2008-present), Patmore Management Consulting (management consulting). | | |
106
|
| | None | |
|
J. Derek Penn
1957 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Head of Equity Sales and Trading (2006-2018), BNY Mellon (financial services). | | |
106
|
| | None | |
|
INTERESTED TRUSTEES
|
| |||||||||
|
Walter W. Bettinger II(2)
1960 Chairman and Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Schwab Strategic Trust since 2009; Laudus Trust since 2010) |
| | Co-Chairman of the Board (July 2022-present), Director and Chief Executive Officer (Oct. 2008-present) and President (Feb. 2007-Oct. 2021), The Charles Schwab Corporation; President and Chief Executive Officer (Oct. 2008-Oct. 2021) and Director (May 2008-Oct. 2021), Charles Schwab & Co., Inc.; Co-Chairman of the Board (July 2022-present) and Director (Apr. 2006-present), Charles Schwab Bank, SSB; Co-Chairman of the Board (July 2022-present) and Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Co-Chairman of the Board (July 2022-present) and Director (July 2019-present), Charles Schwab Trust Bank; Director (May 2008-present), Chief Executive Officer (Aug. 2017-present) and President (Aug. 2017-Nov. 2021), Schwab Holdings, Inc.; Manager (Sept. 2023-present), TD Ameritrade Holding LLC; Director (Oct. 2020-Aug. 2023), TD Ameritrade Holding Corporation; Director (July 2016-Oct. 2021), Charles Schwab Investment Management, Inc. | | |
106
|
| |
Director (2008‑present),
The Charles Schwab Corporation |
|
|
Richard A. Wurster(2)
1973 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2022) |
| | President (Oct. 2021-present) and Executive Vice President – Schwab Asset Management Solutions (Apr. 2019-Oct. 2021), The Charles Schwab Corporation; President, Director (Oct. 2021-present), Executive Vice President – Schwab Asset Management Solutions (July 2019-Oct. 2021) and Senior Vice President – Advisory (May 2016-July 2019), Charles Schwab & Co., Inc.; President (Nov. 2021-present), Schwab Holdings, Inc.; Director (Oct. 2021-present) and Chief Executive Officer (Nov. 2019-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Mar. 2018-Oct. 2022), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (July 2016-Apr. 2018) and President (Mar. 2017-Apr. 2018), ThomasPartners, Inc.; Chief Executive Officer (July 2016-Apr. 2018), Windhaven Investment Management, Inc. | | |
106
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Omar Aguilar
1970 Chief Executive Officer, President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Chief Executive Officer (Jan. 2022-present), President (Oct. 2023-present), Chief Investment Officer (Apr. 2011-present) and Senior Vice President (Apr. 2011-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Oct. 2022-present), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (Sept. 2023-present), President (Oct. 2023-present), Chief Investment Officer (June 2011-present) and Vice President (June 2011-Sept. 2023), Schwab Funds, Laudus Trust and Schwab ETFs. | |
|
Mark Fischer
1970 Chief Operating Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2013) |
| | Chief Operating Officer (Dec. 2020-present) and Treasurer and Chief Financial Officer (Jan. 2016-Dec. 2022), Schwab Funds, Laudus Trust and Schwab ETFs; Chief Financial Officer (Mar. 2020-present), Chief Operating Officer (Oct. 2023-present), Managing Director (Mar. 2023-present) and Vice President (Oct. 2013-Mar. 2023), Charles Schwab Investment Management, Inc. | |
|
Dana Smith
1965 Treasurer and Chief Financial Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2023) |
| | Treasurer and Chief Financial Officer (Jan. 2023-present) and Assistant Treasurer (Dec. 2015-Dec. 2022), Schwab Funds, Laudus Trust and Schwab ETFs; Managing Director (Mar. 2023-present), Vice President (Mar. 2022-Mar. 2023) and Director (Oct. 2015-Mar. 2022), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (Apr. 2022-May 2022), Charles Schwab & Co., Inc. | |
|
Patrick Cassidy
1964 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Chief Investment Officer (Oct. 2023-present) and Vice President (Feb. 2018-present), Schwab Funds, Laudus Trust and Schwab ETFs; Managing Director (Mar. 2023-present), Chief Investment Officer (Oct. 2023-present), and Senior Vice President (Oct. 2012-Mar. 2023), Charles Schwab Investment Management, Inc. | |
|
William P. McMahon, Jr.
1972 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Managing Director (Mar. 2023-present), Senior Vice President (Jan. 2020-Mar. 2023) and Chief Investment Officer (Jan. 2020-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2021-present), Schwab Funds, Laudus Trust and Schwab ETFs; Senior Vice President and Chief Investment Officer – ThomasPartners Strategies (Apr. 2018-Dec. 2019), Charles Schwab Investment Advisory, Inc.; Senior Vice President and Chief Investment Officer (May 2001-Apr. 2018), ThomasPartners, Inc. | |
|
Catherine MacGregor
1964 Chief Legal Officer and Secretary, Schwab Funds and Schwab ETFs Chief Legal Officer, Vice President and Clerk, Laudus Trust (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2005; Schwab Strategic Trust since 2009) |
| | Chief Legal Officer (Mar. 2022-present), Managing Director (Mar. 2023-present) and Vice President (Sept. 2005-Mar. 2023), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (Aug. 2005-May 2022), Charles Schwab & Co., Inc.; Vice President (Dec. 2005-present) and Chief Legal Officer and Clerk (Mar. 2007-present), Laudus Trust; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President (Nov. 2005-Oct. 2021) and Assistant Secretary (June 2007-Oct. 2021), Schwab Funds; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President and Assistant Secretary (Oct. 2009-Oct. 2021), Schwab ETFs. | |
Name of Trustee
|
| |
Aggregate Compensation
from the Funds in this SAI |
| |
Pension or Retirement Benefits
Accrued as Part of Fund Expenses |
| |
Total Compensation from the Funds
and Fund Complex Paid to Trustees |
| ||||||
INTERESTED TRUSTEES
|
| |||||||||||||||
Walter W. Bettinger II | | | | | None | | | |
N/A
|
| | | | None | | |
Richard A. Wurster | | | | | None | | | |
N/A
|
| | | | None | | |
INDEPENDENT TRUSTEES
|
| |||||||||||||||
Michael J. Beer | | | | $ | 21,118 | | | |
N/A
|
| | | $ | 345,000 | | |
Robert W. Burns | | | | $ | 21,118 | | | |
N/A
|
| | | $ | 345,000 | | |
Nancy F. Heller | | | | $ | 21,118 | | | |
N/A
|
| | | $ | 345,000 | | |
David L. Mahoney | | | | $ | 22,648 | | | |
N/A
|
| | | $ | 370,000 | | |
Jane P. Moncreiff | | | | $ | 22,648 | | | |
N/A
|
| | | $ | 370,000 | | |
Kimberly S. Patmore | | | | $ | 22,648 | | | |
N/A
|
| | | $ | 370,000 | | |
J. Derek Penn | | | | $ | 21,118 | | | |
N/A
|
| | | $ | 345,000 | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Funds Included in the SAI
|
| |
Aggregate Dollar Range of
Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES
|
| |||||||||
Walter W. Bettinger II | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
$10,001-$50,000
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
$1-$10,000
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Richard A. Wurster | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
Over $100,000
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
INDEPENDENT TRUSTEES
|
| |||||||||
Michael J. Beer | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Robert W. Burns | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
Over $100,000
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
Over $100,000
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
Over $100,000
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Nancy F. Heller | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
$1-$10,000
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
$1-$10,000
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Funds Included in the SAI
|
| |
Aggregate Dollar Range of
Trustee Ownership in the Family of Investment Companies |
| |||
INDEPENDENT TRUSTEES
|
| |||||||||
David L. Mahoney | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Jane P. Moncreiff | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
$10,001-$50,000
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
$10,001-$50,000
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Kimberly S. Patmore | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
J. Derek Penn | | | | | | | | |
None
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Fund
|
| |
Name and Address
|
| |
Percentage of
Ownership |
| ||||
Schwab 1-5 Year Corporate Bond ETF
|
| | | | | | 76.25 | % | | | |
|
National Financial Services LLC
200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281‑1003 |
| | | | 5.60 | % | | | ||
Schwab 5-10 Year Corporate Bond ETF | | | Charles Schwab & Co., Inc. | | | | | 89.29 | % | | |
Schwab U.S. Aggregate Bond ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 63.70 | % | | |
|
Citibank N.A.
388 Greenwich Street 14th Floor New York, NY 10013 |
| | | | 19.90 | % | | | ||
Schwab U.S. TIPS ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 39.51 | % | | |
|
Pershing LLC
1 Pershing Plaza Jersey City, NJ 07399 |
| | | | 10.96 | % | | | ||
| National Financial Services LLC | | | | | 10.17 | % | | | ||
|
The Bank of New York Mellon
111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
| | | | 6.80 | % | | | ||
|
Brown Brothers Harriman & Co./ETF
50 Post Office Sq. Boston, MA 02110 |
| | | | 5.73 | % | | | ||
Schwab Short-Term U.S. Treasury ETF
|
| | | | | | 34.87 | % | | | |
| Charles Schwab & Co., Inc. | | | | | 28.68 | % | | | ||
|
American Enterprise Investment Services Inc.
5414 Ameriprise Financial Center Minneapolis, MN 55474 |
| | | | 8.57 | % | | | ||
| National Financial Services LLC | | | | | 5.13 | % | | | ||
Schwab Intermediate-Term U.S. Treasury ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 73.50 | % | | |
|
RBC Capital Markets, LLC
200 Vesey Street 5th Floor Three World Financial Center New York, NY 10281 |
| | | | 6.83 | % | | | ||
Schwab Long-Term U.S. Treasury ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 50.25 | % | | |
| National Financial Services LLC | | | | | 21.78 | % | | | ||
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated/8862 MLPF&S
Boston, MA 02111 |
| | | | 13.26 | % | | |
Fund
|
| |
Fee
|
| |||
Schwab 1-5 Year Corporate Bond ETF | | | | | 0.03%(1) | | |
Schwab 5-10 Year Corporate Bond ETF | | | | | 0.03%(1) | | |
Schwab U.S. Aggregate Bond ETF | | | | | 0.03%(1) | | |
Schwab U.S. TIPS ETF | | | | | 0.03%(2) | | |
Schwab Short-Term U.S. Treasury ETF | | | | | 0.03%(1) | | |
Schwab Intermediate-Term U.S. Treasury ETF | | | | | 0.03%(1) | | |
Schwab Long-Term U.S. Treasury ETF | | | | | 0.03%(1) | | |
Fund
|
| |
2023
|
| |
2022
|
| |
2021
|
|
Schwab 1-5 Year Corporate Bond ETF | | |
$112,381
|
| |
$139,110
|
| |
$257,649
|
|
Schwab 5-10 Year Corporate Bond ETF | | |
$1,193,990
|
| |
$135,688
|
| |
$173,695
|
|
Schwab U.S. Aggregate Bond ETF | | |
$2,115,296
|
| |
$2,679,264
|
| |
$3,585,705
|
|
Schwab U.S. TIPS ETF | | |
$4,604,229
|
| |
$7,706,240
|
| |
$9,122,496
|
|
Schwab Short-Term U.S. Treasury ETF | | |
$3,852,335
|
| |
$3,146,855
|
| |
$4,267,836
|
|
Schwab Intermediate-Term U.S. Treasury ETF | | |
$2,237,471
|
| |
$2,183,806
|
| |
$1,863,825
|
|
Schwab Long-Term U.S. Treasury ETF | | |
$101,381
|
| |
$34,566
|
| |
$43,674
|
|
| | |
Schwab 1-5
Year Corporate Bond ETF |
| |
Schwab 5-10
Year Corporate Bond ETF |
| |
Schwab U.S.
Aggregate Bond ETF |
| |||||||||
Gross income from securities lending activities | | | | $ | 7,476 | | | | | $ | 912,772 | | | | | $ | 217,638 | | |
Fees and/or compensation paid for securities lending activities and related services: | | | | | | | | | | | | | | | | | | | |
Fees paid to securities lending agent from a revenue split
|
| | | $ | 182 | | | | | $ | 27,063 | | | | | $ | 5,745 | | |
Fees paid for any cash collateral management service (including fees deducted from a pooled cash
collateral reinvestment vehicle) that are not included in a revenue split |
| | | $ | 155 | | | | | $ | 19,604 | | | | | $ | 4,919 | | |
Administrative fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | |
Indemnification fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | |
Rebates (paid to borrower)
|
| | | $ | 3,925 | | | | | $ | 408,628 | | | | | $ | 115,621 | | |
Other fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | |
Aggregate fees/compensation paid for securities lending activities | | | | $ | 4,262 | | | | | $ | 455,295 | | | | | $ | 126,285 | | |
Net income from securities lending activities(1)
|
| | | $ | 3,214 | | | | | $ | 457,477 | | | | | $ | 91,353 | | |
| | |
Registered Investment Companies
(this amount does not include the funds in this SAI) |
| |
Other Pooled Investment Vehicles
|
| |
Other Accounts
|
| |||||||||||||||||||||||||||
Name
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| ||||||||||||||||||
Matthew Hastings
|
| | | | 5 | | | | | $ | 8,864,585,757 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Steven Hung | | | | | 3 | | | | | $ | 6,267,765,684 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Mark McKissick | | | | | 3 | | | | | $ | 8,534,724,540 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Alfonso Portillo, Jr.
|
| | | | 1 | | | | | $ | 4,450,368,097 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Portfolio Manager
|
| |
Fund
|
| |
Dollar Range of Fund
Shares Owned |
|
Matthew Hastings | | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
|
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
|
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
|
| | | Schwab U.S. TIPS ETF | | |
None
|
|
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
|
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
|
| | | Schwab Long-Term U.S. Treasury ETF | | |
$10,001-$50,000
|
|
Steven Hung | | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
|
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
|
| | | Schwab U.S. Aggregate Bond ETF | | |
$1-$10,000
|
|
Mark McKissick | | | Schwab U.S. Aggregate Bond ETF | | |
None
|
|
| | | Schwab U.S. TIPS ETF | | |
None
|
|
| | | Schwab Short-Term U.S. Treasury ETF | | |
$10,001-$50,000
|
|
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
$10,001-$50,000
|
|
| | | Schwab Long-Term U.S. Treasury ETF | | |
$1-$10,000
|
|
Alfonso Portillo, Jr. | | | Schwab U.S. Aggregate Bond ETF | | |
$1-$10,000
|
|
Fund
|
| |
2023
|
| |
2022
|
| |||||||
Schwab 1-5 Year Corporate Bond ETF | | | | | 28%(2) | | | | | | 14 | % | | |
Schwab 5-10 Year Corporate Bond ETF | | | | | 24%(3) | | | | | | 10 | % | | |
Schwab U.S. Aggregate Bond ETF(1) | | | | | 63% | | | | | | 53 | % | | |
Schwab U.S. TIPS ETF | | | | | 26% | | | | | | 18 | % | | |
Schwab Short-Term U.S. Treasury ETF | | | | | 81% | | | | | | 106 | % | | |
Fund
|
| |
2023
|
| |
2022
|
| |||||||
Schwab Intermediate-Term U.S. Treasury ETF | | | | | 56%(4) | | | | | | 88 | % | | |
Schwab Long-Term U.S. Treasury ETF | | | | | 35% | | | | | | 41 | % | | |
Fund
|
| |
Regular Broker-Dealer
|
| |
Value of
Holdings(1) |
| |||
Schwab 1‑5 Year Corporate
Bond ETF |
| | BofA Securities, Inc. | | | | $ | 13,092,971 | | |
| Morgan Stanley & Co. LLC | | | | $ | 9,435,197 | | | ||
| Goldman Sachs & Co. LLC | | | | $ | 8,079,447 | | | ||
| Barclays Capital Inc. | | | | $ | 3,859,506 | | | ||
| Charles Schwab & Co., Inc. | | | | $ | 1,593,040 | | | ||
| Jefferies LLC | | | | $ | 379,066 | | | ||
Schwab 5‑10 Year Corporate
Bond ETF |
| | BofA Securities, Inc. | | | | $ | 167,831,731 | | |
| Citigroup Global Markets Inc. | | | | $ | 106,439,575 | | | ||
| Wells Fargo Securities, LLC | | | | $ | 96,090,959 | | | ||
| Goldman Sachs & Co. LLC | | | | $ | 66,859,618 | | | ||
| Barclays Capital Inc. | | | | $ | 43,172,474 | | | ||
| Charles Schwab & Co., Inc. | | | | $ | 23,592,628 | | | ||
| Deutsche Bank Securities Inc. | | | | $ | 19,758,207 | | | ||
| RBC Capital Markets, LLC | | | | $ | 15,445,495 | | | ||
| BMO Capital Markets Corp. | | | | $ | 3,295,479 | | | ||
Schwab U.S. Aggregate Bond
ETF |
| | J.P. Morgan Securities LLC | | | | $ | 47,501,967 | | |
| Citigroup Global Markets Inc. | | | | $ | 39,996,339 | | | ||
| Morgan Stanley & Co. LLC | | | | $ | 38,701,643 | | | ||
| Goldman Sachs & Co. LLC | | | | $ | 31,038,198 | | | ||
| Barclays Capital Inc. | | | | $ | 12,655,087 | | | ||
| Charles Schwab & Co., Inc. | | | | $ | 5,182,535 | | | ||
| BMO Capital Markets Corp. | | | | $ | 4,560,428 | | | ||
| Nomura Securities International, Inc. | | | | $ | 4,441,908 | | | ||
Schwab U.S. TIPS ETF | | | None | | | | | N/A | | |
Schwab Short‑Term U.S.
Treasury ETF |
| | None | | | | | N/A | | |
Schwab Intermediate‑Term U.S.
Treasury ETF |
| | None | | | | | N/A | | |
Schwab Long‑Term U.S.
Treasury ETF |
| | None | | | | | N/A | | |
Fund
|
| |
Approximate Value of
One Creation Unit |
| |
Standard Creation/
Redemption Transaction Fee |
| |
Maximum Additional
Creation Transaction Fee(1) |
| |
Maximum Additional
Redemption Transaction Fee(1) |
| ||||||||||||
Schwab 1‑5 Year
Corporate Bond ETF |
| | | $ | 2,415,755 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab 5‑10 Year
Corporate Bond ETF |
| | | $ | 2,226,085 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab U.S. Aggregate
Bond ETF |
| | | $ | 4,598,940 | | | | | $ | 500 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab U.S. TIPS
ETF |
| | | $ | 2,607,220 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Short‑Term
U.S. Treasury ETF |
| | | $ | 2,409,540 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Intermediate‑Term
U.S. Treasury ETF |
| | | $ | 2,451,635 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Long‑Term
U.S. Treasury ETF |
| | | $ | 1,686,650 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
|
The Charles Schwab Family of Funds
Schwab Investments
Schwab Capital Trust
Schwab Annuity Portfolios
Laudus Trust
Schwab Strategic Trust
|
|
|
Charles Schwab Investment Management, Inc.
|
|
|
Schwab® Municipal Bond ETF
|
| |
SCMB
|
|
| | |
Page
|
| |||
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| | | | 23 | | | |
| | | | 25 | | | |
| | | | 26 | | | |
| | | | 27 | | | |
| | | | 28 | | | |
| | | | 28 | | | |
| | | | 32 | | | |
APPENDIX – RATINGS OF INVESTMENT SECURITIES | | | | | | | |
APPENDIX – PROXY VOTING POLICY | | | | | | | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
Michael J. Beer
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2022) |
| | Retired. Director, President and Chief Executive Officer (Dec. 2016-Sept. 2019), Principal Funds (investment management). | | |
106
|
| |
Director (2016‑2019),
Principal Funds, Inc. |
|
|
Robert W. Burns
1959 Trustee (Trustee of Schwab Strategic Trust since 2009; The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2016) |
| | Retired/Private Investor. | | |
106
|
| | None | |
|
Nancy F. Heller
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Retired. | | |
106
|
| | None | |
|
David L. Mahoney
1954 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Private Investor. | | |
106
|
| |
Director (2004‑present),
Corcept Therapeutics Incorporated
Director (2009‑2021),
Adamas Pharmaceuticals, Inc.
Director (2003‑2019),
Symantec Corporation |
|
|
Jane P. Moncreiff
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2019) |
| | Consultant (2018-present), Fulham Advisers LLC (management consulting); Chief Investment Officer (2009-2017), CareGroup Healthcare System, Inc. (healthcare). | | |
106
|
| | None | |
|
Kimberly S. Patmore
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Consultant (2008-present), Patmore Management Consulting (management consulting). | | |
106
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
J. Derek Penn
1957 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Head of Equity Sales and Trading (2006-2018), BNY Mellon (financial services). | | |
106
|
| | None | |
|
INTERESTED TRUSTEES
|
| |||||||||
|
Walter W. Bettinger II(2)
1960 Chairman and Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Schwab Strategic Trust since 2009; Laudus Trust since 2010) |
| | Co-Chairman of the Board (July 2022-present), Director and Chief Executive Officer (Oct. 2008-present) and President (Feb. 2007-Oct. 2021), The Charles Schwab Corporation; President and Chief Executive Officer (Oct. 2008-Oct. 2021) and Director (May 2008-Oct. 2021), Charles Schwab & Co., Inc.; Co-Chairman of the Board (July 2022-present) and Director (Apr. 2006-present), Charles Schwab Bank, SSB; Co-Chairman of the Board (July 2022-present) and Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Co-Chairman of the Board (July 2022-present) and Director (July 2019-present), Charles Schwab Trust Bank; Director (May 2008-present), Chief Executive Officer (Aug. 2017-present) and President (Aug. 2017-Nov. 2021), Schwab Holdings, Inc.; Manager (Sept. 2023-present), TD Ameritrade Holding LLC; Director (Oct. 2020-Aug. 2023), TD Ameritrade Holding Corporation; Director (July 2016-Oct. 2021), Charles Schwab Investment Management, Inc. | | |
106
|
| |
Director (2008‑present),
The Charles Schwab Corporation |
|
|
Richard A. Wurster(2)
1973 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2022) |
| | President (Oct. 2021-present) and Executive Vice President – Schwab Asset Management Solutions (Apr. 2019-Oct. 2021), The Charles Schwab Corporation; President, Director (Oct. 2021-present), Executive Vice President – Schwab Asset Management Solutions (July 2019-Oct. 2021) and Senior Vice President – Advisory (May 2016-July 2019), Charles Schwab & Co., Inc.; President (Nov. 2021-present), Schwab Holdings, Inc.; Director (Oct. 2021-present) and Chief Executive Officer (Nov. 2019-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Mar. 2018-Oct. 2022), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (July 2016-Apr. 2018) and President (Mar. 2017-Apr. 2018), ThomasPartners, Inc.; Chief Executive Officer (July 2016-Apr. 2018), Windhaven Investment Management, Inc. | | |
106
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Omar Aguilar
1970 Chief Executive Officer, President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Chief Executive Officer (Jan. 2022-present), President (Oct. 2023-present), Chief Investment Officer (Apr. 2011-present) and Senior Vice President (Apr. 2011-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Oct. 2022-present), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (Sept. 2023-present), President (Oct. 2023-present), Chief Investment Officer (June 2011-present) and Vice President (June 2011-Sept. 2023), Schwab Funds, Laudus Trust and Schwab ETFs. | |
|
Mark Fischer
1970 Chief Operating Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2013) |
| | Chief Operating Officer (Dec. 2020-present) and Treasurer and Chief Financial Officer (Jan. 2016-Dec. 2022), Schwab Funds, Laudus Trust and Schwab ETFs; Chief Financial Officer (Mar. 2020-present), Chief Operating Officer (Oct. 2023-present), Managing Director (Mar. 2023-present) and Vice President (Oct. 2013-Mar. 2023), Charles Schwab Investment Management, Inc. | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Dana Smith
1965 Treasurer and Chief Financial Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2023) |
| | Treasurer and Chief Financial Officer (Jan. 2023-present) and Assistant Treasurer (Dec. 2015-Dec. 2022), Schwab Funds, Laudus Trust and Schwab ETFs; Managing Director (Mar. 2023-present), Vice President (Mar. 2022-Mar. 2023) and Director (Oct. 2015-Mar. 2022), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (Apr. 2022-May 2022), Charles Schwab & Co., Inc. | |
|
Patrick Cassidy
1964 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Chief Investment Officer (Oct. 2023-present) and Vice President (Feb. 2018-present), Schwab Funds, Laudus Trust and Schwab ETFs; Managing Director (Mar. 2023-present), Chief Investment Officer (Oct. 2023-present), and Senior Vice President (Oct. 2012-Mar. 2023), Charles Schwab Investment Management, Inc. | |
|
William P. McMahon, Jr.
1972 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Managing Director (Mar. 2023-present), Senior Vice President (Jan. 2020-Mar. 2023) and Chief Investment Officer (Jan. 2020-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2021-present), Schwab Funds, Laudus Trust and Schwab ETFs; Senior Vice President and Chief Investment Officer – ThomasPartners Strategies (Apr. 2018-Dec. 2019), Charles Schwab Investment Advisory, Inc.; Senior Vice President and Chief Investment Officer (May 2001-Apr. 2018), ThomasPartners, Inc. | |
|
Catherine MacGregor
1964 Chief Legal Officer and Secretary, Schwab Funds and Schwab ETFs Chief Legal Officer, Vice President and Clerk, Laudus Trust (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2005; Schwab Strategic Trust since 2009) |
| | Chief Legal Officer (Mar. 2022-present), Managing Director (Mar. 2023-present) and Vice President (Sept. 2005-Mar. 2023), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (Aug. 2005-May 2022), Charles Schwab & Co., Inc.; Vice President (Dec. 2005-present) and Chief Legal Officer and Clerk (Mar. 2007-present), Laudus Trust; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President (Nov. 2005-Oct. 2021) and Assistant Secretary (June 2007-Oct. 2021), Schwab Funds; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President and Assistant Secretary (Oct. 2009-Oct. 2021), Schwab ETFs. | |
Name of Trustee
|
| |
Aggregate
Compensation from the Fund in this SAI |
| |
Pension or Retirement Benefits
Accrued as Part of Fund Expenses |
| |
Total Compensation from the Fund
and Fund Complex Paid to Trustees |
| ||||||
INTERESTED TRUSTEES
|
| |||||||||||||||
Walter W. Bettinger II | | | | | None | | | |
N/A
|
| | | | None | | |
Richard A. Wurster | | | | | None | | | |
N/A
|
| | | | None | | |
INDEPENDENT TRUSTEES
|
| |||||||||||||||
Michael J. Beer | | | | $ | 1,851 | | | |
N/A
|
| | | $ | 345,000 | | |
Robert W. Burns | | | | $ | 1,851 | | | |
N/A
|
| | | $ | 345,000 | | |
Nancy F. Heller | | | | $ | 1,851 | | | |
N/A
|
| | | $ | 345,000 | | |
David L. Mahoney | | | | $ | 1,985 | | | |
N/A
|
| | | $ | 370,000 | | |
Jane P. Moncreiff | | | | $ | 1,985 | | | |
N/A
|
| | | $ | 370,000 | | |
Kimberly S. Patmore | | | | $ | 1,985 | | | |
N/A
|
| | | $ | 370,000 | | |
J. Derek Penn | | | | $ | 1,851 | | | |
N/A
|
| | | $ | 345,000 | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Fund Included in the SAI
|
| |
Aggregate Dollar Range
of Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES
|
| |||||||||
Walter W. Bettinger II
|
| | Schwab Municipal Bond ETF | | |
None
|
| |
Over $100,000
|
|
Richard A. Wurster
|
| | Schwab Municipal Bond ETF | | |
None
|
| |
Over $100,000
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
Michael J. Beer
|
| | Schwab Municipal Bond ETF | | |
None
|
| |
Over $100,000
|
|
Robert W. Burns
|
| | Schwab Municipal Bond ETF | | |
None
|
| |
Over $100,000
|
|
Nancy F. Heller
|
| | Schwab Municipal Bond ETF | | |
None
|
| |
Over $100,000
|
|
David L. Mahoney
|
| | Schwab Municipal Bond ETF | | |
None
|
| |
Over $100,000
|
|
Jane P. Moncreiff
|
| | Schwab Municipal Bond ETF | | |
None
|
| |
Over $100,000
|
|
Kimberly S. Patmore
|
| | Schwab Municipal Bond ETF | | |
None
|
| |
Over $100,000
|
|
J. Derek Penn
|
| | Schwab Municipal Bond ETF | | |
None
|
| |
None
|
|
Fund
|
| |
Name and Address
|
| |
Percent of
Ownership |
| ||||
Schwab Municipal Bond ETF
|
| | | | | | 76.11 | % | | | |
|
National Financial Services LLC
200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281‑1003 |
| | | | 11.86 | % | | |
Fund
|
| |
Fee
|
| |||
Schwab Municipal Bond ETF | | | | | 0.03% | | |
Fund
|
| |
2023
|
| |
2022
|
| |
2021
|
|
Schwab Municipal Bond ETF | | |
$44,082
|
| |
$2,798(1)
|
| |
N/A
|
|
| | |
Registered Investment Companies
(this amount does not include the fund in this SAI) |
| |
Other Pooled Investment Vehicles
|
| |
Other Accounts
|
| |||||||||||||||||||||||||||
Name
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| ||||||||||||||||||
Jason D. Diefenthaler
|
| | | | 3 | | | | | $ | 1,077,506,235 | | | | | | 0 | | | | | $ | 0 | | | | | | 8,567 | | | | | $ | 11,219,548,898 | | |
Matthew Hastings | | | | | 11 | | | | | $ | 54,208,354,340 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Steven Hung | | | | | 6 | | | | | $ | 19,751,927,443 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
John Khodarahmi | | | | | 3 | | | | | $ | 1,077,506,235 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Portfolio Manager
|
| |
Fund
|
| |
Dollar Range of
Fund Shares Owned |
|
Jason D. Diefenthaler | | | Schwab Municipal Bond ETF | | |
$10,001-$50,000
|
|
Matthew Hastings | | | Schwab Municipal Bond ETF | | |
$100,001-$500,000
|
|
Steven Hung | | | Schwab Municipal Bond ETF | | |
None
|
|
John Khodarahmi | | | Schwab Municipal Bond ETF | | |
$50,001-$100,000
|
|
Fund
|
| |
2023
|
| |
2022
|
| |||||||
Schwab Municipal Bond ETF | | | | | 47%(2) | | | | | | 13 | %(1) | | |
Fund
|
| |
Regular Broker-Dealer
|
| |
Value of Holdings
|
| |||
Schwab Municipal Bond ETF | | | None | | | | | N/A | | |
Fund
|
| |
Approximate Value of
One Creation Unit |
| |
Standard Creation/
Redemption Transaction Fee |
| |
Maximum Additional Creation
Transaction Fee(1) |
| |
Maximum Additional
Redemption Transaction Fee(1) |
| ||||||||||||
Schwab Municipal Bond ETF
|
| | | $ | 2,597,255 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
|
The Charles Schwab Family of Funds
Schwab Investments
Schwab Capital Trust
Schwab Annuity Portfolios
Laudus Trust
Schwab Strategic Trust
|
|
|
Charles Schwab Investment Management, Inc.
|
|
| (p)(3) | | | Code of Ethics of Ariel Investments, LLC, dated November 1, 2023, is incorporated herein by reference to Exhibit (p)(3) of PEA No. 163. | |
| EX-101 | | | Inline Interactive Data File - the instance document does not appear on the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | |
| EX-101.INS | | | XBRL Taxonomy Instance Document | |
| EX-101.SCH | | | XBRL Taxonomy Schema Document | |
| EX-101.CAL | | | XBRL Taxonomy Calculation Linkbase Document | |
| EX-101.DEF | | | XBRL Taxonomy Definition Linkbase Document | |
| EX-101.LAB | | | XBRL Taxonomy Label Linkbase Document | |
| EX-101.PRE | | | XBRL Taxonomy Presentation Linkbase Document | |
Name and Position with Adviser
|
| |
Name of Other Company
|
| |
Capacity
|
|
Peter B. Crawford, Director | | | The Charles Schwab Corporation | | | Managing Director and Chief Financial Officer | |
| | | Charles Schwab & Co., Inc. | | | Director, Managing Director and Chief Financial Officer | |
| | | Family Wealth Alliance, Inc. | | | Managing Director and Chief Financial Officer | |
| | | Ameritrade Holding LLC | | | Manager | |
| | | Schwab Holdings, Inc. | | | Director, Executive Vice President and Chief Financial Officer | |
| | | Charles Schwab Global Holdings, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Performance Technologies, Inc. | | | Managing Director and Chief Financial Officer | |
| | | Schwab (SIS) Holdings, Inc. I | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Schwab Technology Holdings, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
Name and Position with Adviser
|
| |
Name of Other Company
|
| |
Capacity (continued)
|
|
Richard A. Wurster, Director | | | The Charles Schwab Corporation | | | President | |
| | | Schwab Holdings, Inc. | | | President | |
| | | Charles Schwab & Co., Inc. | | | Director and President | |
Omar Aguilar, Chief Executive Officer, President and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Chief Executive Officer, President and Chief Investment Officer
|
|
| Laudus Trust | | | Chief Executive Officer, President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Chief Executive Officer, President and Chief Investment Officer | |
| | | Charles Schwab Investment Advisory, Inc. | | | Director, President and Chief Executive Officer | |
Patrick Cassidy, Managing Director and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Vice President and Chief Investment Officer
|
|
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
William P. McMahon, Jr., Managing Director and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Vice President and Chief Investment Officer
|
|
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
Jessica Seidlitz, Managing Director and Chief Compliance Officer
|
| |
Schwab Funds
|
| |
Chief Compliance Officer
|
|
| Schwab ETFs | | | Chief Compliance Officer | | ||
| Laudus Trust | | | Chief Compliance Officer | | ||
| | | Charles Schwab & Co., Inc. | | | Managing Director | |
Mark D. Fischer, Managing Director, Chief Operating Officer and Chief Financial Officer
|
| |
Schwab Funds
|
| |
Chief Operating Officer
|
|
| Laudus Trust | | | Chief Operating Officer | | ||
| | | Schwab ETFs | | | Chief Operating Officer | |
Catherine MacGregor, Managing Director and Chief Legal Officer
|
| |
Charles Schwab & Co., Inc.
|
| |
Managing Director
|
|
| Schwab Funds | | | Secretary and Chief Legal Officer | | ||
| Laudus Trust | | | Vice President, Chief Legal Officer and Clerk | | ||
| Schwab ETFs | | | Secretary and Chief Legal Officer | |
Name
|
| |
Position and Office with Underwriter
|
| |
Positions and Offices with Registrant
|
|
Paul F. Klauder | | | President, Chief Executive Officer & Director | | | None | |
John C. Munch | | | General Counsel & Secretary | | | None | |
William M. Doran | | | Director | | | None | |
John Alshefski | | | Director | | | None | |
Name
|
| |
Position and Office with Underwriter
|
| |
Positions and Offices with Registrant (continued)
|
|
Kevin Crowe | | | Director | | | None | |
Jason McGhin | | | Vice President & Chief Operations Officer | | | None | |
John P. Coary | | | Vice President, Chief Financial Officer & Treasurer | | | None | |
Jennifer H. Campisi | | | Chief Compliance Officer, Assistant Secretary & Anti-Money Laundering Officer | | | None | |
William M. Martin | | | Vice President | | | None | |
Christopher Rowan | | | Vice President | | | None | |
Judith A. Rager | | | Vice President | | | None | |
Gary Michael Reese | | | Vice President | | | None | |
Robert M. Silvestri | | | Vice President | | | None | |
| | |
SCHWAB STRATEGIC TRUST
Registrant |
|
| | |
Omar Aguilar *
Omar Aguilar, President and Chief Executive Officer
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Signature
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Title
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Walter W. Bettinger II*
Walter W. Bettinger II
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| | | | | Chairman and Trustee | |
Michael J. Beer*
Michael J. Beer
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| | | | | Trustee | |
Robert W. Burns*
Robert W. Burns
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| | | | | Trustee | |
Nancy F. Heller*
Nancy F. Heller
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| | | | | Trustee | |
David L. Mahoney*
David L. Mahoney
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| | | | | Trustee | |
Jane P. Moncreiff*
Jane P. Moncreiff
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| | | | | Trustee | |
Kimberly S. Patmore*
Kimberly S. Patmore
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| | | | | Trustee | |
J. Derek Penn*
J. Derek Penn
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| | | | | Trustee | |
Richard A. Wurster*
Richard A. Wurster
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| | | | | Trustee | |
Dana S. Smith*
Dana S. Smith
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| | | | | Treasurer and Chief Financial Officer | |
| *By: | | |
/s/ Douglas P. Dick
Douglas P. Dick, Attorney‑in‑Fact
Pursuant to Power of Attorney |
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This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
9/30/24 | ||||
Filed as of / Effective on: | 4/26/24 | 497K | ||
Filed on: | 4/25/24 | 497K | ||
3/28/24 | ||||
2/29/24 | NPORT-P | |||
12/31/23 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
9/25/23 | 497, 497K | |||
6/30/23 | N-CSRS, N-PX, NPORT-P | |||
1/1/23 | ||||
12/31/22 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
10/12/22 | ||||
7/1/22 | 497K | |||
12/31/21 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
12/20/21 | 497, 497K | |||
5/1/21 | ||||
12/31/20 | 24F-2NT, 497, 497K, N-CEN, N-CSR, NPORT-P | |||
1/31/20 | ||||
12/31/19 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
12/13/19 | 497, 497K | |||
6/3/19 | ||||
12/31/10 | 24F-2NT, N-CSR, NSAR-B | |||
10/27/09 | 8-A12B, N-1A/A | |||
7/15/09 | N-1A, N-8A | |||
1/27/09 | ||||
List all Filings |