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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/05/24 Schwab Capital Trust 485APOS 4/04/24 1:2.9M Toppan Merrill/FA → Schwab Fundamental Emerging Markets Large Co. Index Fund ⇒ SFENX → Schwab Fundamental Global Real Estate Index Fund ⇒ SFREX → Schwab Fundamental International Large Co. Index Fund ⇒ SFNNX → Schwab Fundamental International Small Co. Index Fund ⇒ SFILX → Schwab Fundamental US Large Co. Index Fund ⇒ SFLNX → Schwab Fundamental US Small Co. Index Fund ⇒ SFSNX |
Document/Exhibit Description Pages Size 1: 485APOS Post-Effective Amendment of a Form N-1 or N-1A HTML 2.62M Registration
out - none - 1.5621562s |
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Schwab® Fundamental U.S. Large Company Index Fund
(formerly, Schwab® Fundamental US Large Company Index Fund) |
| |
SFLNX
|
|
|
Schwab®Fundamental U.S. Small Company Index Fund
(formerly, Schwab® Fundamental US Small Company Index Fund) |
| |
SFSNX
|
|
|
Schwab®Fundamental International Equity Index Fund
(formerly, Schwab® Fundamental International Large Company Index Fund) |
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SFNNX
|
|
|
Schwab® Fundamental International Small Equity Index Fund
(formerly, Schwab® Fundamental International Small Company Index Fund) |
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SFILX
|
|
|
Schwab® Fundamental Emerging Markets Equity Index Fund
(formerly, Schwab® Fundamental Emerging Markets Large Company Index Fund) |
| |
SFENX
|
|
| Fund Summaries | | | | | | | |
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|
Ticker Symbol:
|
| | SFLNX | |
Shareholder Fees (fees paid directly from your investment)
|
| |||
| | |
None
|
|
Annual Fund Operating Expenses (expenses that you pay each year as a %
of the value of your investment) |
| |||
Management fees | | |
0.25
|
|
Other expenses | | |
None
|
|
Total annual fund operating expenses | | |
0.25
|
|
|
Expenses on a $10,000 Investment
|
| |||||||||||||||||||||
|
1 Year
|
| |
3 Years
|
| |
5 Years
|
| |
10 Years
|
| ||||||||||||
| | $ | 26 | | | | | $ | 80 | | | | | $ | 141 | | | | | $ | 318 | | |
Average Annual Total Returns as of 12/31/23
|
| ||||||||||||||||||
| | |
1 Year
|
| |
5 Years
|
| |
10 Years
|
| |||||||||
Before taxes | | | | | 18.15% | | | | | | 15.29% | | | | | | 10.85% | | |
After taxes on distributions | | | | | 17.61% | | | | | | 14.21% | | | | | | 9.52% | | |
After taxes on distributions and sale
of shares |
| | | | 11.10% | | | | | | 12.13% | | | | | | 8.50% | | |
Comparative Indices (reflect no deduction for expenses or taxes)
|
| | | | |||||||||||||||
Russell 1000® Index(1) | | | | | 26.53% | | | | | | 15.52% | | | |
11.80%
|
| |||
RAFI Fundamental High Liquidity US
Large Index(2) |
| | | | — | | | | | | — | | | |
—
|
| |||
Russell RAFI US Large Company Index
|
| | | | 18.37% | | | | | | 15.55% | | | |
11.14%
|
| |||
Fundamental US Large Spliced Index
(3)
|
| | | | 18.37% | | | | | | 15.55% | | | |
11.14%
|
|
|
Ticker Symbol:
|
| | SFSNX | |
Shareholder Fees (fees paid directly from your investment)
|
| |||
| | |
None
|
|
Annual Fund Operating Expenses (expenses that you pay each year as a %
of the value of your investment) |
| |||
Management fees | | |
0.25
|
|
Other expenses | | |
None
|
|
Total annual fund operating expenses | | |
0.25
|
|
|
Expenses on a $10,000 Investment
|
| |||||||||||||||||||||
|
1 Year
|
| |
3 Years
|
| |
5 Years
|
| |
10 Years
|
| ||||||||||||
| | $ | 26 | | | | | $ | 80 | | | | | $ | 141 | | | | | $ | 318 | | |
Average Annual Total Returns as of 12/31/23
|
| ||||||||||||||||||
| | |
1 Year
|
| |
5 Years
|
| |
10 Years
|
| |||||||||
Before taxes | | | | | 20.14% | | | | | | 12.60% | | | | | | 8.54% | | |
After taxes on distributions | | | | | 19.68% | | | | | | 11.22% | | | | | | 6.97% | | |
After taxes on distributions and sale
of shares |
| | | | 12.14% | | | | | | 9.86% | | | | | | 6.46% | | |
Comparative Indices (reflect no deduction for expenses or taxes)
|
| | | | |||||||||||||||
S&P 500® Index(1) | | | | | 26.29% | | | | | | 15.69% | | | |
12.03%
|
| |||
RAFI Fundamental High Liquidity US
Small Index(2) |
| | | | — | | | | | | — | | | |
—
|
| |||
Russell RAFI US Small Company Index
|
| | | | 20.33% | | | | | | 12.79% | | | |
8.76%
|
| |||
Fundamental US Small Spliced Index
(3)
|
| | | | 20.33% | | | | | | 12.79% | | | |
8.76%
|
|
|
Ticker Symbol:
|
| | SFNNX | |
Shareholder Fees (fees paid directly from your investment)
|
| |||
| | |
None
|
|
Annual Fund Operating Expenses (expenses that you pay each year as a %
of the value of your investment) |
| |||
Management fees | | |
0.25
|
|
Other expenses | | |
None
|
|
Total annual fund operating expenses | | |
0.25
|
|
|
Expenses on a $10,000 Investment
|
| |||||||||||||||||||||
|
1 Year
|
| |
3 Years
|
| |
5 Years
|
| |
10 Years
|
| ||||||||||||
| | $ | 26 | | | | | $ | 80 | | | | | $ | 141 | | | | | $ | 318 | | |
Average Annual Total Returns as of 12/31/23
|
| ||||||||||||||||||
| | |
1 Year
|
| |
5 Years
|
| |
10 Years
|
| |||||||||
Before taxes | | | | | 19.92% | | | | | | 9.26% | | | | | | 4.80% | | |
After taxes on distributions | | | | | 19.19% | | | | | | 8.64% | | | | | | 4.20% | | |
After taxes on distributions and sale
of shares |
| | | | 12.62% | | | | | | 7.44% | | | | | | 3.84% | | |
Comparative Indices (reflect no deduction for expenses or taxes)
|
| | | | |||||||||||||||
MSCI EAFE Index (Net)(1)(2)
|
| | | | 18.24% | | | | | | 8.16% | | | |
4.28%
|
| |||
RAFI Fundamental High Liquidity Developed ex US Large
Index (Net)(1)(3) |
| | | | — | | | | | | — | | | |
—
|
| |||
Russell RAFI Developed ex US Large
Company Index (Net)(1) |
| | | | 20.29% | | | | | | 9.40% | | | |
4.98%
|
| |||
Fundamental Developed ex US Large
Spliced Index(1)(4) |
| | | | 20.29% | | | | | | 9.40% | | | |
4.98%
|
|
|
Ticker Symbol:
|
| | SFILX | |
Shareholder Fees (fees paid directly from your investment)
|
| |||
| | |
None
|
|
Annual Fund Operating Expenses (expenses that you pay each year as a %
of the value of your investment) |
| |||
Management fees | | |
0.39
|
|
Other expenses | | |
None
|
|
Total annual fund operating expenses | | |
0.39
|
|
|
Expenses on a $10,000 Investment
|
| |||||||||||||||||||||
|
1 Year
|
| |
3 Years
|
| |
5 Years
|
| |
10 Years
|
| ||||||||||||
| | $ | 40 | | | | | $ | 125 | | | | | $ | 219 | | | | | $ | 493 | | |
Average Annual Total Returns as of 12/31/23
|
| ||||||||||||||||||
| | |
1 Year
|
| |
5 Years
|
| |
10 Years
|
| |||||||||
Before taxes | | | | | 14.83% | | | | | | 6.64% | | | | | | 4.71% | | |
After taxes on distributions | | | | | 14.16% | | | | | | 5.85% | | | | | | 3.95% | | |
After taxes on distributions and sale
of shares |
| | | | 9.53% | | | | | | 5.29% | | | | | | 3.73% | | |
Comparative Indices (reflect no deduction for expenses or taxes)
|
| | | | |||||||||||||||
MSCI EAFE Index (Net)(1)(2)
|
| | | | 18.24% | | | | | | 8.16% | | | |
4.28%
|
| |||
RAFI Fundamental High Liquidity Developed ex US Small
Index (Net)(1)(3) |
| | | | — | | | | | | — | | | |
—
|
| |||
Russell RAFI Developed ex US Small
Company Index (Net)(1) |
| | | | 15.37% | | | | | | 7.00% | | | |
5.09%
|
| |||
Fundamental Developed ex US Small
Spliced Index(1)(4) |
| | | | 15.37% | | | | | | 7.00% | | | |
5.09%
|
|
|
Ticker Symbol:
|
| | SFENX | |
Shareholder Fees (fees paid directly from your investment)
|
| |||
| | |
None
|
|
Annual Fund Operating Expenses (expenses that you pay each year as a %
of the value of your investment) |
| |||
Management fees | | |
0.39
|
|
Other expenses | | |
None
|
|
Total annual fund operating expenses | | |
0.39
|
|
|
Expenses on a $10,000 Investment
|
| |||||||||||||||||||||
|
1 Year
|
| |
3 Years
|
| |
5 Years
|
| |
10 Years
|
| ||||||||||||
| | $ | 40 | | | | | $ | 125 | | | | | $ | 219 | | | | | $ | 493 | | |
Average Annual Total Returns as of 12/31/23
|
| ||||||||||||||||||
| | |
1 Year
|
| |
5 Years
|
| |
10 Years
|
| |||||||||
Before taxes | | | | | 14.89% | | | | | | 5.09% | | | | | | 3.21% | | |
After taxes on distributions | | | | | 13.48% | | | | | | 4.11% | | | | | | 2.52% | | |
After taxes on distributions and sale
of shares |
| | | | 9.66% | | | | | | 3.99% | | | | | | 2.56% | | |
Comparative Indices (reflect no deduction for expenses or taxes)
|
| | | | |||||||||||||||
MSCI Emerging Markets
Index (Net)(1)(2) |
| | | | 9.83% | | | | | | 3.69% | | | |
2.66%
|
| |||
RAFI Fundamental High Liquidity
Emerging Markets Index (Net)(1)(3) |
| | | | — | | | | | | — | | | |
—
|
| |||
Russell RAFI Emerging Markets Large
Company Index (Net)(1) |
| | | | 15.90% | | | | | | 5.59% | | | |
3.86%
|
| |||
Fundamental Emerging Markets Spliced Index(1)(4)
|
| | | | 15.90% | | | | | | 5.59% | | | |
3.86%
|
|
| | |
11/1/22–
10/31/23 |
| |
11/1/21–
10/31/22 |
| |
11/1/20–
10/31/21 |
| |
11/1/19–
10/31/20 |
| |
11/1/18–
10/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 21.19 | | | | | $ | 23.19 | | | | | $ | 16.28 | | | | | $ | 17.56 | | | | | $ | 17.47 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.45 | | | | | | 0.43 | | | | | | 0.39 | | | | | | 0.42 | | | | | | 0.42 | | |
Net realized and unrealized gains (losses)
|
| | | | 0.49 | | | | | | (1.33) | | | | | | 7.64 | | | | | | (0.75) | | | | | | 1.08 | | |
Total from investment operations
|
| | | | 0.94 | | | | | | (0.90) | | | | | | 8.03 | | | | | | (0.33) | | | | | | 1.50 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (0.44) | | | | | | (0.40) | | | | | | (0.44) | | | | | | (0.43) | | | | | | (0.42) | | |
Distributions from net realized gains
|
| | | | — | | | | | | (0.70) | | | | | | (0.68) | | | | | | (0.52) | | | | | | (0.99) | | |
Total distributions
|
| | | | (0.44) | | | | | | (1.10) | | | | | | (1.12) | | | | | | (0.95) | | | | | | (1.41) | | |
Net asset value at end of period | | | | $ | 21.69 | | | | | $ | 21.19 | | | | | $ | 23.19 | | | | | $ | 16.28 | | | | | $ | 17.56 | | |
Total return | | | | | 4.48% | | | | | | (4.18%) | | | | | | 51.33% | | | | | | (2.33%) | | | | | | 10.56% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.25%(2) | | | | | | 0.25%(2) | | | | | | 0.25% | | | | | | 0.25% | | | | | | 0.25% | | |
Net investment income (loss)
|
| | | | 2.05% | | | | | | 1.95% | | | | | | 1.87% | | | | | | 2.57% | | | | | | 2.53% | | |
Portfolio turnover rate | | | | | 7%(3) | | | | | | 13%(3) | | | | | | 16%(3) | | | | | | 13% | | | | | | 20% | | |
Net assets, end of period (x 1,000,000) | | | | $ | 6,836 | | | | | $ | 6,460 | | | | | $ | 6,821 | | | | | $ | 4,547 | | | | | $ | 5,237 | | |
| | |
11/1/22–
10/31/23 |
| |
11/1/21–
10/31/22 |
| |
11/1/20–
10/31/21 |
| |
11/1/19–
10/31/20 |
| |
11/1/18–
10/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 15.22 | | | | | $ | 19.32 | | | | | $ | 11.97 | | | | | $ | 13.85 | | | | | $ | 14.68 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.23 | | | | | | 0.22 | | | | | | 0.18 | | | | | | 0.17 | | | | | | 0.20 | | |
Net realized and unrealized gains (losses)
|
| | | | (0.67) | | | | | | (2.17) | | | | | | 7.38 | | | | | | (1.53) | | | | | | 0.32 | | |
Total from investment operations
|
| | | | (0.44) | | | | | | (1.95) | | | | | | 7.56 | | | | | | (1.36) | | | | | | 0.52 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (0.17) | | | | | | (0.24) | | | | | | (0.21) | | | | | | (0.20) | | | | | | (0.22) | | |
Distributions from net realized gains
|
| | | | (0.81) | | | | | | (1.91) | | | | | | — | | | | | | (0.32) | | | | | | (1.13) | | |
Total distributions
|
| | | | (0.98) | | | | | | (2.15) | | | | | | (0.21) | | | | | | (0.52) | | | | | | (1.35) | | |
Net asset value at end of period | | | | $ | 13.80 | | | | | $ | 15.22 | | | | | $ | 19.32 | | | | | $ | 11.97 | | | | | $ | 13.85 | | |
Total return | | | | | (3.04%) | | | | | | (11.37%) | | | | | | 63.73% | | | | | | (10.42%) | | | | | | 5.61% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.25% | | | | | | 0.25%(2) | | | | | | 0.25% | | | | | | 0.25% | | | | | | 0.25% | | |
Net investment income (loss)
|
| | | | 1.56% | | | | | | 1.35% | | | | | | 1.02% | | | | | | 1.43% | | | | | | 1.50% | | |
Portfolio turnover rate | | | | | 22%(3) | | | | | | 35%(3) | | | | | | 36%(3) | | | | | | 28% | | | | | | 34% | | |
Net assets, end of period (x 1,000,000) | | | | $ | 1,524 | | | | | $ | 1,631 | | | | | $ | 1,945 | | | | | $ | 1,394 | | | | | $ | 1,908 | | |
| | |
11/1/22–
10/31/23 |
| |
11/1/21–
10/31/22 |
| |
11/1/20–
10/31/21 |
| |
11/1/19–
10/31/20 |
| |
11/1/18–
10/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 8.41 | | | | | $ | 10.56 | | | | | $ | 7.51 | | | | | $ | 8.98 | | | | | $ | 8.69 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.33 | | | | | | 0.34 | | | | | | 0.31 | | | | | | 0.21 | | | | | | 0.30 | | |
Net realized and unrealized gains (losses)
|
| | | | 1.11 | | | | | | (2.10) | | | | | | 2.96 | | | | | | (1.35) | | | | | | 0.27 | | |
Total from investment operations
|
| | | | 1.44 | | | | | | (1.76) | | | | | | 3.27 | | | | | | (1.14) | | | | | | 0.57 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (0.26) | | | | | | (0.39) | | | | | | (0.22) | | | | | | (0.33) | | | | | | (0.28) | | |
Net asset value at end of period | | | | $ | 9.59 | | | | | $ | 8.41 | | | | | $ | 10.56 | | | | | $ | 7.51 | | | | | $ | 8.98 | | |
Total return | | | | | 17.40% | | | | | | (17.25%) | | | | | | 44.03% | | | | | | (13.29%) | | | | | | 7.04% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.25%(2) | | | | | | 0.25%(2) | | | | | | 0.25% | | | | | | 0.25% | | | | | | 0.25% | | |
Net investment income (loss)
|
| | | | 3.40% | | | | | | 3.56% | | | | | | 3.10% | | | | | | 2.60% | | | | | | 3.51% | | |
Portfolio turnover rate | | | | | 15% | | | | | | 13% | | | | | | 21% | | | | | | 14% | | | | | | 28% | | |
Net assets, end of period (x 1,000,000) | | | | $ | 2,085 | | | | | $ | 1,565 | | | | | $ | 1,406 | | | | | $ | 966 | | | | | $ | 1,327 | | |
| | |
11/1/22–
10/31/23 |
| |
11/1/21–
10/31/22 |
| |
11/1/20–
10/31/21 |
| |
11/1/19–
10/31/20 |
| |
11/1/18–
10/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 10.66 | | | | | $ | 15.42 | | | | | $ | 11.46 | | | | | $ | 12.57 | | | | | $ | 12.67 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.30 | | | | | | 0.30 | | | | | | 0.27 | | | | | | 0.22 | | | | | | 0.29 | | |
Net realized and unrealized gains (losses)
|
| | | | 0.95 | | | | | | (4.21) | | | | | | 3.96 | | | | | | (0.97) | | | | | | 0.25 | | |
Total from investment operations
|
| | | | 1.25 | | | | | | (3.91) | | | | | | 4.23 | | | | | | (0.75) | | | | | | 0.54 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (0.23) | | | | | | (0.41) | | | | | | (0.27) | | | | | | (0.36) | | | | | | (0.30) | | |
Distributions from net realized gains
|
| | | | (0.33) | | | | | | (0.44) | | | | | | — | | | | | | — | | | | | | (0.34) | | |
Total distributions
|
| | | | (0.56) | | | | | | (0.85) | | | | | | (0.27) | | | | | | (0.36) | | | | | | (0.64) | | |
Net asset value at end of period | | | | $ | 11.35 | | | | | $ | 10.66 | | | | | $ | 15.42 | | | | | $ | 11.46 | | | | | $ | 12.57 | | |
Total return | | | | | 11.76% | | | | | | (26.61%) | | | | | | 37.25% | | | | | | (6.28%) | | | | | | 5.13% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.39% | | | | | | 0.39%(2) | | | | | | 0.39% | | | | | | 0.39% | | | | | | 0.39% | | |
Net investment income (loss)
|
| | | | 2.48% | | | | | | 2.37% | | | | | | 1.84% | | | | | | 1.89% | | | | | | 2.44% | | |
Portfolio turnover rate | | | | | 23% | | | | | | 36% | | | | | | 35% | | | | | | 25% | | | | | | 38% | | |
Net assets, end of period (x 1,000) | | | | $ | 524,292 | | | | | $ | 530,184 | | | | | $ | 708,349 | | | | | $ | 576,948 | | | | | $ | 775,258 | | |
| | |
11/1/22–
10/31/23 |
| |
11/1/21–
10/31/22 |
| |
11/1/20–
10/31/21 |
| |
11/1/19–
10/31/20 |
| |
11/1/18–
10/31/19 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 7.35 | | | | | $ | 10.24 | | | | | $ | 7.51 | | | | | $ | 9.25 | | | | | $ | 8.60 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.39 | | | | | | 0.52 | | | | | | 0.36 | | | | | | 0.27 | | | | | | 0.35 | | |
Net realized and unrealized gains (losses)
|
| | | | 0.71 | | | | | | (2.96) | | | | | | 2.63 | | | | | | (1.65) | | | | | | 0.54 | | |
Total from investment operations
|
| | | | 1.10 | | | | | | (2.44) | | | | | | 2.99 | | | | | | (1.38) | | | | | | 0.89 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (0.43) | | | | | | (0.45) | | | | | | (0.26) | | | | | | (0.36) | | | | | | (0.24) | | |
Net asset value at end of period | | | | $ | 8.02 | | | | | $ | 7.35 | | | | | $ | 10.24 | | | | | $ | 7.51 | | | | | $ | 9.25 | | |
Total return | | | | | 15.14% | | | | | | (24.86%) | | | | | | 40.39% | | | | | | (15.68%) | | | | | | 10.73% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.39% | | | | | | 0.39%(2) | | | | | | 0.39% | | | | | | 0.39% | | | | | | 0.39% | | |
Net investment income (loss)
|
| | | | 4.75% | | | | | | 5.83% | | | | | | 3.75% | | | | | | 3.32% | | | | | | 3.93% | | |
Portfolio turnover rate | | | | | 20% | | | | | | 24% | | | | | | 32% | | | | | | 32% | | | | | | 38% | | |
Net assets, end of period (x 1,000) | | | | $ | 695,445 | | | | | $ | 604,159 | | | | | $ | 707,652 | | | | | $ | 550,134 | | | | | $ | 670,910 | | |
| SEC File Number | | | | |
|
Schwab Capital Trust 811‑07704
|
| | REG37409-20 | |
|
Schwab® Fundamental Global Real Estate Index Fund
|
| |
SFREX
|
|
| Fund Summary | | | | | | | |
| | | | | 1 | | | |
| | | | | 6 | | | |
| | | | | 6 | | | |
| | | | | 11 | | | |
| | | | | 11 | | | |
| | | | | 12 | | | |
| | | | | 13 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 15 | | | |
| | | | | 15 | | | |
| | | | | 17 | | |
|
Ticker Symbol:
|
| | SFREX | |
Shareholder Fees (fees paid directly from your investment)
|
| |||
| | |
None
|
|
Annual Fund Operating Expenses (expenses that you pay each year as a %
of the value of your investment) |
| |||
Management fees | | |
0.39
|
|
Other expenses | | |
None
|
|
Total annual fund operating expenses | | |
0.39
|
|
|
Expenses on a $10,000 Investment
|
| |||||||||||||||||||||
|
1 Year
|
| |
3 Years
|
| |
5 Years
|
| |
10 Years
|
| ||||||||||||
| | $ | 40 | | | | | $ | 125 | | | | | $ | 219 | | | | | $ | 493 | | |
Average Annual Total Returns as of 12/31/23
|
| ||||||||||||||||||
| | |
1 Year
|
| |
5 Year
|
| |
Since
Inception (10/22/14) |
| |||||||||
Before taxes | | | | | 4.13% | | | | | | 1.22% | | | | | | 2.92% | | |
After taxes on distributions | | | | | 2.96% | | | | | | 0.18% | | | | | | 1.68% | | |
After taxes on distributions and sale
of shares |
| | | | 2.76% | | | | | | 0.74% | | | | | | 1.93% | | |
Comparative Index (reflects no deduction for expenses or taxes)
|
| | | | | | | | | | | | | | | | | | |
MSCI ACWI Index (Net)(1)(2)
|
| | | | 22.20% | | | | | | 11.72% | | | | | | 8.54% | | |
RAFI Fundamental High Liquidity
Global Real Estate Index (Net)(1)(3) |
| | | | — | | | | | | — | | | | | | — | | |
Russell RAFI Global Select Real Estate Index (Net)(1)
|
| | | | 3.85% | | | | | | 0.83% | | | | | | 2.59% | | |
Fundamental Global Real Estate Spliced Index(1)(4)
|
| | | | 3.85% | | | | | | 0.83% | | | | | | 2.59% | | |
| | |
3/1/23–
2/29/24 |
| |
3/1/22–
2/28/23 |
| |
3/1/21–
2/28/22 |
| |
3/1/20–
2/28/21 |
| |
3/1/19–
2/29/20 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | [] | | | | | $ | 11.48 | | | | | $ | 11.05 | | | | | $ | 11.06 | | | | | $ | 11.43 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | [] | | | | | | 0.30 | | | | | | 0.34 | | | | | | 0.30 | | | | | | 0.37 | | |
Net realized and unrealized gains (losses)
|
| | | | [] | | | | | | (2.16) | | | | | | 0.44 | | | | | | 0.05 | | | | | | (0.24) | | |
Total from investment operations
|
| | | | [] | | | | | | (1.86) | | | | | | 0.78 | | | | | | 0.35 | | | | | | 0.13 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | [] | | | | | | (0.27) | | | | | | (0.35) | | | | | | (0.34) | | | | | | (0.47) | | |
Distributions from net realized gains
|
| | | | [] | | | | | | — | | | | | | — | | | | | | (0.02) | | | | | | (0.03) | | |
Total distributions
|
| | | | [] | | | | | | (0.27) | | | | | | (0.35) | | | | | | (0.36) | | | | | | (0.50) | | |
Net asset value at end of period | | | | $ | [] | | | | | $ | 9.35 | | | | | $ | 11.48 | | | | | $ | 11.05 | | | | | $ | 11.06 | | |
Total return | | | | | []% | | | | | | (16.30%) | | | | | | 7.02% | | | | | | 3.62% | | | | | | 0.91% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | []% | | | | | | 0.39%(2) | | | | | | 0.39% | | | | | | 0.39% | | | | | | 0.39% | | |
Net investment income (loss)
|
| | | | []% | | | | | | 3.01% | | | | | | 2.86% | | | | | | 3.17% | | | | | | 3.16% | | |
Portfolio turnover rate | | | | | []% | | | | | | 32% | | | | | | 32% | | | | | | 25% | | | | | | 16% | | |
Net assets, end of period (x 1,000,000) | | | | $ | [] | | | | | $ | 104 | | | | | $ | 134 | | | | | $ | 157 | | | | | $ | 196 | | |
| SEC File Number | | | | |
|
Schwab Capital Trust 811‑07704
|
| |
REG82146-[ ]
|
|
|
Schwab® Fundamental U.S. Large Company Index Fund
(formerly, Schwab® Fundamental US Large Company Index Fund) |
| |
SFLNX
|
|
|
Schwab®Fundamental U.S. Small Company Index Fund
(formerly, Schwab® Fundamental US Small Company Index Fund) |
| |
SFSNX
|
|
|
Schwab®Fundamental International Equity Index Fund
(formerly, Schwab® Fundamental International Large Company Index Fund) |
| |
SFNNX
|
|
|
Schwab® Fundamental International Small Equity Index Fund
(formerly, Schwab® Fundamental International Small Company Index Fund) |
| |
SFILX
|
|
|
Schwab® Fundamental Emerging Markets Equity Index Fund
(formerly, Schwab® Fundamental Emerging Markets Large Company Index Fund) |
| |
SFENX
|
|
| | |
Page
|
| |||
| | | | 1 | | | |
| | | | 3 | | | |
| | | | 19 | | | |
| | | | 20 | | | |
| | | | 27 | | | |
| | | | 28 | | | |
| | | | 30 | | | |
| | | | 33 | | | |
| | | | 35 | | | |
| | | | 36 | | | |
| | | | 37 | | | |
| | | | 37 | | | |
| | | | 39 | | | |
APPENDIX – PROXY VOTING POLICY | | | | | | | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
Michael J. Beer
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2022) |
| | Retired. Director, President and Chief Executive Officer (Dec. 2016-Sept. 2019), Principal Funds (investment management). | | |
106
|
| |
Director (2016‑2019),
Principal Funds, Inc. |
|
|
Robert W. Burns
1959 Trustee (Trustee of Schwab Strategic Trust since 2009; The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2016) |
| | Retired/Private Investor. | | |
106
|
| | None | |
|
Nancy F. Heller
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Retired. | | |
106
|
| | None | |
|
David L. Mahoney
1954 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Private Investor. | | |
106
|
| |
Director (2004‑present),
Corcept Therapeutics Incorporated
Director (2009‑2021),
Adamas Pharmaceuticals, Inc.
Director (2003‑2019),
Symantec Corporation |
|
|
Jane P. Moncreiff
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2019) |
| | Consultant (2018-present), Fulham Advisers LLC (management consulting); Chief Investment Officer (2009-2017), CareGroup Healthcare System, Inc. (healthcare). | | |
106
|
| | None | |
|
Kimberly S. Patmore
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Consultant (2008-present), Patmore Management Consulting (management consulting). | | |
106
|
| | None | |
|
J. Derek Penn
1957 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Head of Equity Sales and Trading (2006-2018), BNY Mellon (financial services). | | |
106
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INTERESTED TRUSTEES
|
| |||||||||
|
Walter W. Bettinger II(2)
1960 Chairman and Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Schwab Strategic Trust since 2009; Laudus Trust since 2010) |
| | Co-Chairman of the Board (July 2022-present), Director and Chief Executive Officer (Oct. 2008-present) and President (Feb. 2007-Oct. 2021), The Charles Schwab Corporation; President and Chief Executive Officer (Oct. 2008-Oct. 2021) and Director (May 2008-Oct. 2021), Charles Schwab & Co., Inc.; Co-Chairman of the Board (July 2022-present) and Director (Apr. 2006-present), Charles Schwab Bank, SSB; Co-Chairman of the Board (July 2022-present) and Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Co-Chairman of the Board (July 2022-present) and Director (July 2019-present), Charles Schwab Trust Bank; Director (May 2008-present), Chief Executive Officer (Aug. 2017-present) and President (Aug. 2017-Nov. 2021), Schwab Holdings, Inc.; Manager (Sept. 2023-present), TD Ameritrade Holding LLC; Director (Oct. 2020-Aug. 2023), TD Ameritrade Holding Corporation; Director (July 2016-Oct. 2021), Charles Schwab Investment Management, Inc. | | |
106
|
| |
Director (2008‑present),
The Charles Schwab Corporation |
|
|
Richard A. Wurster(2)
1973 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2022) |
| | President (Oct. 2021-present) and Executive Vice President – Schwab Asset Management Solutions (Apr. 2019-Oct. 2021), The Charles Schwab Corporation; President, Director (Oct. 2021-present), Executive Vice President – Schwab Asset Management Solutions (July 2019-Oct. 2021) and Senior Vice President – Advisory (May 2016-July 2019), Charles Schwab & Co., Inc.; President (Nov. 2021-present), Schwab Holdings, Inc.; Director (Oct. 2021-present) and Chief Executive Officer (Nov. 2019-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Mar. 2018-Oct. 2022), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (July 2016-Apr. 2018) and President (Mar. 2017-Apr. 2018), ThomasPartners, Inc.; Chief Executive Officer (July 2016-Apr. 2018), Windhaven Investment Management, Inc. | | |
106
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Omar Aguilar
1970 Chief Executive Officer, President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Chief Executive Officer (Jan. 2022-present), President (Oct. 2023-present), Chief Investment Officer (Apr. 2011-present) and Senior Vice President (Apr. 2011-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Oct. 2022-present), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (Sept. 2023-present), President (Oct. 2023-present), Chief Investment Officer (June 2011-present) and Vice President (June 2011-Sept. 2023), Schwab Funds, Laudus Trust and Schwab ETFs. | |
|
Mark Fischer
1970 Chief Operating Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2013) |
| | Chief Operating Officer (Dec. 2020-present) and Treasurer and Chief Financial Officer (Jan. 2016-Dec. 2022), Schwab Funds, Laudus Trust and Schwab ETFs; Chief Financial Officer (Mar. 2020-present), Chief Operating Officer (Oct. 2023-present), Managing Director (Mar. 2023-present) and Vice President (Oct. 2013-Mar. 2023), Charles Schwab Investment Management, Inc. | |
|
Dana Smith
1965 Treasurer and Chief Financial Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2023) |
| | Treasurer and Chief Financial Officer (Jan. 2023-present) and Assistant Treasurer (Dec. 2015-Dec. 2022), Schwab Funds, Laudus Trust and Schwab ETFs; Managing Director (Mar. 2023-present), Vice President (Mar. 2022-Mar. 2023) and Director (Oct. 2015-Mar. 2022), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (Apr. 2022-May 2022), Charles Schwab & Co., Inc. | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Patrick Cassidy
1964 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Chief Investment Officer (Oct. 2023-present) and Vice President (Feb. 2018-present), Schwab Funds, Laudus Trust and Schwab ETFs; Managing Director (Mar. 2023-present), Chief Investment Officer (Oct. 2023-present), and Senior Vice President (Oct. 2012-Mar. 2023), Charles Schwab Investment Management, Inc. | |
|
William P. McMahon, Jr.
1972 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Managing Director (Mar. 2023-present), Senior Vice President (Jan. 2020-Mar. 2023) and Chief Investment Officer (Jan. 2020-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2021-present), Schwab Funds, Laudus Trust and Schwab ETFs; Senior Vice President and Chief Investment Officer – ThomasPartners Strategies (Apr. 2018-Dec. 2019), Charles Schwab Investment Advisory, Inc.; Senior Vice President and Chief Investment Officer (May 2001-Apr. 2018), ThomasPartners, Inc. | |
|
Catherine MacGregor
1964 Chief Legal Officer and Secretary, Schwab Funds and Schwab ETFs Chief Legal Officer, Vice President and Clerk, Laudus Trust (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2005; Schwab Strategic Trust since 2009) |
| | Chief Legal Officer (Mar. 2022-present), Managing Director (Mar. 2023-present) and Vice President (Sept. 2005-Mar. 2023), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (Aug. 2005-May 2022), Charles Schwab & Co., Inc.; Vice President (Dec. 2005-present) and Chief Legal Officer and Clerk (Mar. 2007-present), Laudus Trust; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President (Nov. 2005-Oct. 2021) and Assistant Secretary (June 2007-Oct. 2021), Schwab Funds; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President and Assistant Secretary (Oct. 2009-Oct. 2021), Schwab ETFs. | |
Name of Trustee
|
| |
Aggregate Compensation
from the Funds in this SAI |
| |
Pension or Retirement Benefits
Accrued as Part of Fund Expenses |
| |
Total Compensation from the Funds
and Fund Complex Paid to Trustees |
| ||||||
INTERESTED TRUSTEES
|
| |||||||||||||||
Walter W. Bettinger II | | | | | None | | | |
N/A
|
| | | | None | | |
Richard A. Wurster | | | | | None | | | |
N/A
|
| | | | None | | |
INDEPENDENT TRUSTEES
|
| |||||||||||||||
Michael J. Beer | | | | $ | 8,025 | | | |
N/A
|
| | | $ | 345,000 | | |
Robert W. Burns | | | | $ | 8,025 | | | |
N/A
|
| | | $ | 345,000 | | |
Nancy F. Heller | | | | $ | 8,025 | | | |
N/A
|
| | | $ | 345,000 | | |
David L. Mahoney | | | | $ | 8,606 | | | |
N/A
|
| | | $ | 370,000 | | |
Jane P. Moncreiff | | | | $ | 8,606 | | | |
N/A
|
| | | $ | 370,000 | | |
Kimberly S. Patmore | | | | $ | 8,606 | | | |
N/A
|
| | | $ | 370,000 | | |
J. Derek Penn | | | | $ | 8,025 | | | |
N/A
|
| | | $ | 345,000 | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership
of the Funds Included in the SAI |
| |
Aggregate Dollar Range of
Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES
|
| |||||||||
Walter W. Bettinger II | | | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
| | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership
of the Funds Included in the SAI |
| |
Aggregate Dollar Range of
Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES
|
| |||||||||
Richard A. Wurster | | | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Equity Index Fund | | |
$50,001-$100,000
|
| | | |
| | | Schwab Fundamental International Small Equity Index Fund | | |
$50,001-$100,000
|
| | | |
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
$50,001-$100,000
|
| | | |
INDEPENDENT TRUSTEES
|
| |||||||||
Michael J. Beer | | | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
| | | |
Robert W. Burns | | | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
| | | |
Nancy F. Heller | | | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Large Company Index Fund | | |
$10,001-$50,000
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
| | | |
David L. Mahoney | | | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
| | | |
Jane P. Moncreiff | | | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
| | | |
Kimberly S. Patmore | | | | | | | | |
Over $100,000
|
|
| | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
| | | |
INDEPENDENT TRUSTEES
|
| |||||||||
J. Derek Penn | | | | | | | | |
None
|
|
Name of Trustee
|
| |
Dollar Range of Trustee Ownership
of the Funds Included in the SAI |
| |
Aggregate Dollar Range of
Trustee Ownership in the Family of Investment Companies |
| |||
| | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
| | | |
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
| | | |
Fund
|
| |
Name and Address
|
| |
Percentage of
Ownership |
| ||||
Schwab Fundamental U.S. Large Company Index Fund
|
| | | | | | [] | % | | | |
|
[Charles Schwab Trust Bank
2360 Corporate Circle Suite 400 Henderson, NV 89074] |
| | | | [] | %(1) | | | ||
Schwab Fundamental U.S. Small Company Index Fund
|
| |
[Charles Schwab & Co., Inc.
FBO Customers Attn: Schwab Funds Team N] |
| | | | [] | % | | |
| [Charles Schwab Trust Bank] | | | | | [] | %(1) | | | ||
Schwab Fundamental International Equity Index Fund
|
| |
[Charles Schwab & Co., Inc.
FBO Customers Attn: Schwab Funds Team N] |
| | | | [] | % | | |
| [Charles Schwab Trust Bank] | | | | | [] | %(1) | | |
Fund
|
| |
Name and Address
|
| |
Percentage of
Ownership |
| ||||
Schwab Fundamental International Small Equity Index Fund
|
| |
[Charles Schwab & Co., Inc.
FBO Customers Attn: Schwab Funds Team N] |
| | | | [] | % | | |
| [Charles Schwab Trust Bank] | | | | | [] | %(1) | | | ||
|
[Schwab MarketTrack All Equity Portfolio
211 Main Street San Francisco, CA 94105] |
| | | | [] | %(1) | | | ||
| | |
[Schwab MarketTrack Growth Portfolio
211 Main Street San Francisco, CA 94105] |
| | | | [] | %(1) | | |
Schwab Fundamental Emerging Markets Equity Index Fund
|
| |
[Charles Schwab & Co., Inc.
FBO Customers Attn: Schwab Funds Team N] |
| | | | [] | % | | |
| [Charles Schwab Trust Bank] | | | | | [] | %(1) | | | ||
| [Schwab MarketTrack All Equity Portfolio] | | | | | [] | %(1) | | |
Fund
|
| |
Advisory Fee
Schedule |
| |||
Schwab Fundamental U.S. Large Company Index Fund | | | | | 0.25% | | |
Schwab Fundamental U.S. Small Company Index Fund | | | | | 0.25% | | |
Schwab Fundamental International Equity Index Fund | | | | | 0.25% | | |
Schwab Fundamental International Small Equity Index Fund | | | | | 0.39% | | |
Schwab Fundamental Emerging Markets Equity Index Fund | | | | | 0.39% | | |
Fund
|
| | | | |
2023
|
| |
2022
|
| |
2021
|
| |||||||||
Schwab Fundamental U.S. Large Company Index Fund | | | | | | | $ | 17,069,762 | | | | | $ | 16,882,430 | | | | | $ | 15,292,884 | | |
Schwab Fundamental U.S. Small Company Index Fund | | | | | | | $ | 4,119,154 | | | | | $ | 4,347,447 | | | | | $ | 4,793,960 | | |
Schwab Fundamental International Equity Index Fund | | | | | | | $ | 4,892,183 | | | | | $ | 3,735,441 | | | | | $ | 3,193,549 | | |
Schwab Fundamental International Small Equity Index Fund | | | | | | | $ | 2,260,775 | | | | | $ | 2,382,862 | | | | | $ | 2,803,590 | | |
Schwab Fundamental Emerging Markets Equity Index Fund | | | | | | | $ | 2,792,211 | | | | | $ | 2,620,279 | | | | | $ | 2,744,178 | | |
| | |
Schwab
Fundamental U.S. Large Company Index Fund |
| |
Schwab
Fundamental U.S. Small Company Index Fund |
| |
Schwab
Fundamental International Equity Index Fund |
| |
Schwab
Fundamental International Small Equity Index Fund |
| |
Schwab
Fundamental Emerging Markets Equity Index Fund |
| |||||||||||||||
Gross income from securities lending activities | | | | $ | 281,044 | | | | | $ | 1,545,951 | | | | | $ | 449,983 | | | | | $ | 284,568 | | | | | $ | 186,779 | | |
Fees and/or compensation paid for securities lending activities and related
services: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fees paid to securities lending agent from a revenue split
|
| | | $ | 9,269 | | | | | $ | 84,929 | | | | | $ | 22,294 | | | | | $ | 19,552 | | | | | $ | 14,535 | | |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in a revenue split |
| | | $ | 4,547 | | | | | $ | 16,399 | | | | | $ | 6,529 | | | | | $ | 2,423 | | | | | $ | 1,320 | | |
Administrative fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Indemnification fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Rebates (paid to borrower)
|
| | | $ | 115,730 | | | | | $ | 211,703 | | | | | $ | 164,778 | | | | | $ | 37,734 | | | | | $ | 3,785 | | |
Other fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Aggregate fees/compensation paid for securities lending activities | | | | $ | 129,546 | | | | | $ | 313,031 | | | | | $ | 193,601 | | | | | $ | 59,709 | | | | | $ | 19,640 | | |
Net income from securities lending activities(1) | | | | $ | 151,498 | | | | | $ | 1,232,920 | | | | | $ | 256,382 | | | | | $ | 224,859 | | | | | $ | 167,139 | | |
| | |
Registered Investment Companies
(this amount does not include the funds in this SAI) |
| |
Other Pooled Investment Vehicles
|
| |
Other Accounts
|
| |||||||||||||||||||||||||||
Name
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| ||||||||||||||||||
Christopher Bliss
|
| | | | 30 | | | | | $ | 353,093,290,508 | | | | | | 0 | | | | | $ | 0 | | | | | | 5,997 | | | | | $ | 2,232,417,907 | | |
Jeremy Brown | | | | | 20 | | | | | $ | 285,388,748,859 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Joselle Duncan(1)
|
| | | | 10 | | | | | $ | 76,643,366,226 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Jiwei Gu(1) | | | | | 10 | | | | | $ | 76,643,366,226 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Mariela Jobson(2)
|
| | | | [] | | | | | $ | [] | | | | | | [] | | | | | $ | [] | | | | | | [] | | | | | $ | [] | | |
Ferian Juwono | | | | | 20 | | | | | $ | 285,388,748,859 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
David Rios | | | | | 11 | | | | | $ | 68,630,169,982 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Agnes Zau | | | | | 20 | | | | | $ | 285,388,748,859 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Portfolio Manager
|
| |
Fund
|
| |
Dollar Range of
Fund Shares Owned |
|
Christopher Bliss | | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
|
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
|
| | | Schwab Fundamental International Equity Index Fund | | |
None
|
|
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
|
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
|
Jeremy Brown | | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
|
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
$10,001-$50,000
|
|
Joselle Duncan(1) | | | Schwab Fundamental International Equity Index Fund | | |
$1-$10,000
|
|
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
|
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
|
Portfolio Manager
|
| |
Fund
|
| |
Dollar Range of
Fund Shares Owned |
|
Jiwei Gu(1) | | | Schwab Fundamental International Equity Index Fund | | |
None
|
|
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
|
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
|
Mariela Jobson(2) | | | Schwab Fundamental International Equity Index Fund | | |
[ ]
|
|
| | | Schwab Fundamental International Small Equity Index Fund | | |
[ ]
|
|
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
[ ]
|
|
Ferian Juwono | | | Schwab Fundamental U.S. Large Company Index Fund | | |
None
|
|
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
|
David Rios | | | Schwab Fundamental International Equity Index Fund | | |
$10,001-$50,000
|
|
| | | Schwab Fundamental International Small Equity Index Fund | | |
None
|
|
| | | Schwab Fundamental Emerging Markets Equity Index Fund | | |
None
|
|
Agnes Zau | | | Schwab Fundamental U.S. Large Company Index Fund | | |
$10,001-$50,000
|
|
| | | Schwab Fundamental U.S. Small Company Index Fund | | |
None
|
|
Fund
|
| |
2023
|
| |
2022
|
| |||||||
Schwab Fundamental U.S. Large Company Index Fund | | | | | 7%(1) | | | | | | 13 | % | | |
Schwab Fundamental U.S. Small Company Index Fund | | | | | 22%(1) | | | | | | 35 | % | | |
Schwab Fundamental International Equity Index Fund | | | | | 15% | | | | | | 13 | % | | |
Schwab Fundamental International Small Equity Index Fund | | | | | 23%(1) | | | | | | 36 | % | | |
Schwab Fundamental Emerging Markets Equity Index Fund | | | | | 20% | | | | | | 24 | % | | |
Funds
|
| |
2023
|
| |
2022
|
| |
2021
|
| |||||||||
Schwab Fundamental U.S. Large Company Index Fund | | | | $ | 208,984 | | | | | $ | 257,910 | | | | | $ | 211,110 | | |
Schwab Fundamental U.S. Small Company Index Fund | | | | $ | 342,269 | | | | | $ | 369,227 | | | | | $ | 344,981 | | |
Schwab Fundamental International Equity Index Fund | | | | $ | 280,913 | | | | | $ | 292,649 | | | | | $ | 169,879 | | |
Schwab Fundamental International Small Equity Index Fund | | | | $ | 76,272(1) | | | | | $ | 110,753 | | | | | $ | 139,997 | | |
Schwab Fundamental Emerging Markets Equity Index Fund | | | | $ | 173,127(1) | | | | | $ | 258,648 | | | | | $ | 306,555 | | |
Fund
|
| |
Regular Broker-Dealer
|
| |
Value of Holdings
|
| |||
Schwab Fundamental
U.S. Large Company Index Fund |
| | J.P. Morgan Securities LLC | | | | $ | 126,561,704 | | |
| Wells Fargo Securities, LLC | | | | $ | 76,933,752 | | | ||
| Citigroup Global Markets Inc. | | | | $ | 67,227,815 | | | ||
| Goldman Sachs & Co. LLC | | | | $ | 30,466,353 | | | ||
| Morgan Stanley & Co. LLC | | | | $ | 18,608,238 | | | ||
| Mizuho Securities USA LLC | | | | $ | 6,041,264 | | | ||
| Charles Schwab & Co. | | | | $ | 5,890,928 | | | ||
Schwab Fundamental
U.S. Small Company Index Fund |
| | Virtu Americas LLC | | | | $ | 1,852,994 | | |
Schwab Fundamental
International Equity Index Fund |
| | HSBC Securities (USA) Inc. | | | | $ | 16,161,890 | | |
| BNP Paribas Securities Corp. | | | | $ | 10,704,256 | | | ||
| RBC Capital Markets, LLC | | | | $ | 8,668,473 | | | ||
| UBS Securities LLC | | | | $ | 7,736,481 | | | ||
| SG Americas Securities, LLC | | | | $ | 5,089,384 | | | ||
| Barclays Capital Inc. | | | | $ | 4,890,199 | | | ||
Schwab Fundamental
International Small Equity Index Fund |
| | None | | | | | N/A | | |
Schwab Fundamental Emerging
Markets Equity Index Fund |
| | None | | | | | N/A | | |
|
The Charles Schwab Family of Funds
Schwab Investments
Schwab Capital Trust
Schwab Annuity Portfolios
Laudus Trust
Schwab Strategic Trust
|
|
|
Charles Schwab Investment Management, Inc.
|
|
|
Schwab® Fundamental Global Real Estate Index Fund
|
| |
SFREX
|
|
| | |
Page
|
| |||
| | | | 1 | | | |
| | | | 2 | | | |
| | | | 19 | | | |
| | | | 20 | | | |
| | | | 26 | | | |
| | | | 26 | | | |
| | | | 28 | | | |
| | | | 30 | | | |
| | | | 32 | | | |
| | | | 32 | | | |
| | | | 33 | | | |
| | | | 34 | | | |
| | | | 36 | | | |
APPENDIX — PROXY VOTING POLICY | | | | | | | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
Michael J. Beer
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2022) |
| | Retired. Director, President and Chief Executive Officer (Dec. 2016-Sept. 2019), Principal Funds (investment management). | | |
106
|
| |
Director (2016‑2019),
Principal Funds, Inc. |
|
|
Robert W. Burns
1959 Trustee (Trustee of Schwab Strategic Trust since 2009; The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2016) |
| | Retired/Private Investor. | | |
106
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
Nancy F. Heller
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Retired. | | |
106
|
| | None | |
|
David L. Mahoney
1954 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Private Investor. | | |
106
|
| |
Director (2004‑present),
Corcept Therapeutics Incorporated
Director (2009‑2021),
Adamas Pharmaceuticals, Inc.
Director (2003‑2019),
Symantec Corporation |
|
|
Jane P. Moncreiff
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2019) |
| | Consultant (2018-present), Fulham Advisers LLC (management consulting); Chief Investment Officer (2009-2017), CareGroup Healthcare System, Inc. (healthcare). | | |
106
|
| | None | |
|
Kimberly S. Patmore
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Consultant (2008-present), Patmore Management Consulting (management consulting). | | |
106
|
| | None | |
|
J. Derek Penn
1957 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Head of Equity Sales and Trading (2006-2018), BNY Mellon (financial services). | | |
106
|
| | None | |
|
INTERESTED TRUSTEES
|
| |||||||||
|
Walter W. Bettinger II(2)
1960 Chairman and Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Schwab Strategic Trust since 2009; Laudus Trust since 2010) |
| | Co-Chairman of the Board (July 2022-present), Director and Chief Executive Officer (Oct. 2008-present) and President (Feb. 2007-Oct. 2021), The Charles Schwab Corporation; President and Chief Executive Officer (Oct. 2008-Oct. 2021) and Director (May 2008-Oct. 2021), Charles Schwab & Co., Inc.; Co-Chairman of the Board (July 2022-present) and Director (Apr. 2006-present), Charles Schwab Bank, SSB; Co-Chairman of the Board (July 2022-present) and Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Co-Chairman of the Board (July 2022-present) and Director (July 2019-present), Charles Schwab Trust Bank; Director (May 2008-present), Chief Executive Officer (Aug. 2017-present) and President (Aug. 2017-Nov. 2021), Schwab Holdings, Inc.; Manager (Sept. 2023-present), TD Ameritrade Holding LLC; Director (Oct. 2020-Aug. 2023), TD Ameritrade Holding Corporation; Director (July 2016-Oct. 2021), Charles Schwab Investment Management, Inc. | | |
106
|
| |
Director (2008‑present),
The Charles Schwab Corporation |
|
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INTERESTED TRUSTEES
|
| |||||||||
|
Richard A. Wurster(2)
1973 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2022) |
| | President (Oct. 2021-present) and Executive Vice President – Schwab Asset Management Solutions (Apr. 2019-Oct. 2021), The Charles Schwab Corporation; President, Director (Oct. 2021-present), Executive Vice President – Schwab Asset Management Solutions (July 2019-Oct. 2021) and Senior Vice President – Advisory (May 2016-July 2019), Charles Schwab & Co., Inc.; President (Nov. 2021-present), Schwab Holdings, Inc.; Director (Oct. 2021-present) and Chief Executive Officer (Nov. 2019-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Mar. 2018-Oct. 2022), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (July 2016-Apr. 2018) and President (Mar. 2017-Apr. 2018), ThomasPartners, Inc.; Chief Executive Officer (July 2016-Apr. 2018), Windhaven Investment Management, Inc. | | |
106
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Omar Aguilar
1970 Chief Executive Officer, President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Chief Executive Officer (Jan. 2022-present), President (Oct. 2023-present), Chief Investment Officer (Apr. 2011-present) and Senior Vice President (Apr. 2011-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Oct. 2022-present), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (Sept. 2023-present), President (Oct. 2023-present), Chief Investment Officer (June 2011-present) and Vice President (June 2011-Sept. 2023), Schwab Funds, Laudus Trust and Schwab ETFs. | |
|
Mark Fischer
1970 Chief Operating Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2013) |
| | Chief Operating Officer (Dec. 2020-present) and Treasurer and Chief Financial Officer (Jan. 2016-Dec. 2022), Schwab Funds, Laudus Trust and Schwab ETFs; Chief Financial Officer (Mar. 2020-present), Chief Operating Officer (Oct. 2023-present), Managing Director (Mar. 2023-present) and Vice President (Oct. 2013-Mar. 2023), Charles Schwab Investment Management, Inc. | |
|
Dana Smith
1965 Treasurer and Chief Financial Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2023) |
| | Treasurer and Chief Financial Officer (Jan. 2023-present) and Assistant Treasurer (Dec. 2015-Dec. 2022), Schwab Funds, Laudus Trust and Schwab ETFs; Managing Director (Mar. 2023-present), Vice President (Mar. 2022-Mar. 2023) and Director (Oct. 2015-Mar. 2022), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (Apr. 2022-May 2022), Charles Schwab & Co., Inc. | |
|
Patrick Cassidy
1964 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Chief Investment Officer (Oct. 2023-present) and Vice President (Feb. 2018-present), Schwab Funds, Laudus Trust and Schwab ETFs; Managing Director (Mar. 2023-present), Chief Investment Officer (Oct. 2023-present), and Senior Vice President (Oct. 2012-Mar. 2023), Charles Schwab Investment Management, Inc. | |
|
William P. McMahon, Jr.
1972 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Managing Director (Mar. 2023-present), Senior Vice President (Jan. 2020-Mar. 2023) and Chief Investment Officer (Jan. 2020-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2021-present), Schwab Funds, Laudus Trust and Schwab ETFs; Senior Vice President and Chief Investment Officer – ThomasPartners Strategies (Apr. 2018-Dec. 2019), Charles Schwab Investment Advisory, Inc.; Senior Vice President and Chief Investment Officer (May 2001-Apr. 2018), ThomasPartners, Inc. | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Catherine MacGregor
1964 Chief Legal Officer and Secretary, Schwab Funds and Schwab ETFs Chief Legal Officer, Vice President and Clerk, Laudus Trust (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2005; Schwab Strategic Trust since 2009) |
| | Chief Legal Officer (Mar. 2022-present), Managing Director (Mar. 2023-present) and Vice President (Sept. 2005-Mar. 2023), Charles Schwab Investment Management, Inc.; Managing Director (May 2022-present) and Vice President (Aug. 2005-May 2022), Charles Schwab & Co., Inc.; Vice President (Dec. 2005-present) and Chief Legal Officer and Clerk (Mar. 2007-present), Laudus Trust; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President (Nov. 2005-Oct. 2021) and Assistant Secretary (June 2007-Oct. 2021), Schwab Funds; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President and Assistant Secretary (Oct. 2009-Oct. 2021), Schwab ETFs. | |
Name of Trustee
|
| |
Aggregate Compensation
from the Fund in this SAI |
| |
Pension or Retirement Benefits
Accrued as Part of Fund Expenses |
| |
Total Compensation from the Fund
and Fund Complex Paid to Trustees |
| ||||||
INTERESTED TRUSTEES
|
| |||||||||||||||
Walter W. Bettinger II | | | | | None | | | |
N/A
|
| | | | None | | |
Richard A. Wurster | | | | | None | | | |
N/A
|
| | | | None | | |
INDEPENDENT TRUSTEES
|
| |||||||||||||||
Michael J. Beer | | | | $ | [] | | | |
N/A
|
| | | $ | [] | | |
Robert W. Burns | | | | $ | [] | | | |
N/A
|
| | | $ | [] | | |
Nancy F. Heller | | | | $ | [] | | | |
N/A
|
| | | $ | [] | | |
David L. Mahoney | | | | $ | [] | | | |
N/A
|
| | | $ | [] | | |
Jane P. Moncreiff | | | | $ | [] | | | |
N/A
|
| | | $ | [] | | |
Kimberly S. Patmore | | | | $ | [] | | | |
N/A
|
| | | $ | [] | | |
J. Derek Penn | | | | $ | [] | | | |
N/A
|
| | | $ | [] | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Fund Included in the SAI
|
| |
Aggregate Dollar Range
of Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES
|
| |||||||||
Walter W. Bettinger II
|
| | Schwab Fundamental Global Real Estate Index Fund | | |
None
|
| |
Over $100,000
|
|
Richard A. Wurster
|
| | Schwab Fundamental Global Real Estate Index Fund | | |
None
|
| |
Over $100,000
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
Michael J. Beer
|
| | Schwab Fundamental Global Real Estate Index Fund | | |
None
|
| |
Over $100,000
|
|
Robert W. Burns
|
| | Schwab Fundamental Global Real Estate Index Fund | | |
None
|
| |
Over $100,000
|
|
Nancy F. Heller
|
| | Schwab Fundamental Global Real Estate Index Fund | | |
$10,001-$50,000
|
| |
Over $100,000
|
|
David L. Mahoney
|
| | Schwab Fundamental Global Real Estate Index Fund | | |
None
|
| |
Over $100,000
|
|
Jane P. Moncreiff
|
| | Schwab Fundamental Global Real Estate Index Fund | | |
None
|
| |
Over $100,000
|
|
Kimberly S. Patmore
|
| | Schwab Fundamental Global Real Estate Index Fund | | |
None
|
| |
Over $100,000
|
|
J. Derek Penn
|
| | Schwab Fundamental Global Real Estate Index Fund | | |
None
|
| |
None
|
|
Fund
|
| |
Name and Address
|
| |
Percent of
Ownership |
| ||||
Schwab Fundamental Global Real Estate Index Fund | | |
[Charles Schwab & Co., Inc.
FBO Customers Attn: Schwab Funds Team N 3000 Schwab Way Westlake, TX 76262] |
| | | | [] | % | | |
Fund
|
| |
2024
|
| |
2023
|
| |
2022
|
| |||||||||
Schwab Fundamental Global Real Estate Index Fund | | | | $ | [] | | | | | $ | 462,940 | | | | | $ | 562,994 | | |
| | |
Schwab Fundamental
Global Real Estate Index Fund |
| |||
Gross income from securities lending activities | | | | $ | [] | | |
Fees and/or compensation paid for securities lending activities and related services: | | | | | | | |
Fees paid to securities lending agent from a revenue split
|
| | | $ | [] | | |
Fees paid for any cash collateral management service (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in a revenue split
|
| | | $ | [] | | |
Administrative fees not included in revenue split
|
| | | | — | | |
Indemnification fees not included in revenue split
|
| | | | — | | |
Rebates (paid to borrower)
|
| | | $ | [] | | |
Other fees not included in revenue split
|
| | | | — | | |
Aggregate fees/compensation paid for securities lending activities | | | | $ | [] | | |
Net income from securities lending activities(1) | | | | $ | [] | | |
| | |
Registered Investment Companies
(this amount does not include the fund in this SAI) |
| |
Other Pooled Investment Vehicles
|
| |
Other Accounts
|
| |||||||||||||||||||||||||||
Name
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| ||||||||||||||||||
Christopher Bliss | | | | | 34 | | | | | $ | 447,007,944,714 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Joselle Ducan(1)
|
| | | | [ ] | | | | | $ | [ ] | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Jiwei Gu(1) | | | | | [ ] | | | | | $ | [ ] | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Mariela Jobson(1)
|
| | | | [ ] | | | | | $ | [ ] | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
David Rios | | | | | 13 | | | | | $ | 83,431,953,912 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Portfolio Manager
|
| |
Fund
|
| |
Dollar Range of Fund
Shares Owned |
|
Christopher Bliss | | | Schwab Fundamental Global Real Estate Index Fund | | |
None
|
|
Joselle Ducan(1) | | | Schwab Fundamental Global Real Estate Index Fund | | |
[ ]
|
|
Jiwei Gu(1) | | | Schwab Fundamental Global Real Estate Index Fund | | |
[ ]
|
|
Mariela Jobson(1) | | | Schwab Fundamental Global Real Estate Index Fund | | |
[ ]
|
|
David Rios | | | Schwab Fundamental Global Real Estate Index Fund | | |
None
|
|
Fund
|
| |
2024
|
| |
2023
|
| |||||||
Schwab Fundamental Global Real Estate Index Fund | | | | | []% | | | | | | 32 | % | | |
Fund
|
| |
2024
|
| |
2023
|
| |
2022
|
| |||||||||
Schwab Fundamental Global Real Estate Index Fund | | | | $ | [] | | | | | $ | 26,016 | | | | | $ | 36,957 | | |
Fund
|
| |
Regular Broker-Dealer
|
| |
Value of Holdings
|
| |||
Schwab Fundamental Global Real Estate
Index Fund |
| | [None] | | | | | [N/A] | | |
|
The Charles Schwab Family of Funds
Schwab Investments
Schwab Capital Trust
Schwab Annuity Portfolios
Laudus Trust
Schwab Strategic Trust
|
|
|
Charles Schwab Investment Management, Inc.
|
|
| (p)(ii) | | | | |
| (p)(iii) | | | | |
| (p)(iv) | | | | |
| (p)(v) | | | |
Name and Position with Adviser
|
| |
Name of Other Company
|
| |
Capacity
|
|
Peter B. Crawford, Director | | | The Charles Schwab Corporation | | | Managing Director and Chief Financial Officer | |
| | | Charles Schwab & Co., Inc. | | | Director, Managing Director and Chief Financial Officer | |
| | | Family Wealth Alliance, Inc. | | | Managing Director and Chief Financial Officer | |
| | | Ameritrade Holding LLC | | | Manager | |
| | | Schwab Holdings, Inc. | | | Director, Executive Vice President and Chief Financial Officer | |
| | | Charles Schwab Global Holdings, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Performance Technologies, Inc. | | | Managing Director and Chief Financial Officer | |
| | | Schwab (SIS) Holdings, Inc. I | | |
Executive Vice President and Chief Financial Officer
|
|
Name and Position with Adviser
|
| |
Name of Other Company
|
| |
Capacity (continued)
|
|
| | | Schwab Technology Holdings, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
Richard A. Wurster, Director | | | The Charles Schwab Corporation | | | President | |
| | | Schwab Holdings, Inc. | | | President | |
| | | Charles Schwab & Co., Inc. | | | Director and President | |
Omar Aguilar, Chief Executive Officer, President and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Chief Executive Officer, President and Chief Investment Officer
|
|
| Laudus Trust | | | Chief Executive Officer, President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Chief Executive Officer, President and Chief Investment Officer | |
| | | Charles Schwab Investment Advisory, Inc. | | | Director, President and Chief Executive Officer | |
Patrick Cassidy, Managing Director and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Vice President and Chief Investment Officer
|
|
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
William P. McMahon, Jr., Managing Director and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Vice President and Chief Investment Officer
|
|
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
Jessica Seidlitz, Managing Director and Chief Compliance Officer
|
| |
Schwab Funds
|
| |
Chief Compliance Officer
|
|
| Schwab ETFs | | | Chief Compliance Officer | | ||
| Laudus Trust | | | Chief Compliance Officer | | ||
| | | Charles Schwab & Co., Inc. | | | Managing Director | |
Mark D. Fischer, Managing Director, Chief Operating Officer and Chief Financial Officer
|
| |
Schwab Funds
|
| |
Chief Operating Officer
|
|
| Laudus Trust | | | Chief Operating Officer | | ||
| | | Schwab ETFs | | | Chief Operating Officer | |
Catherine MacGregor, Managing Director and Chief Legal Officer
|
| |
Charles Schwab & Co., Inc.
|
| |
Managing Director
|
|
| Schwab Funds | | | Secretary and Chief Legal Officer | | ||
| Laudus Trust | | | Vice President, Chief Legal Officer and Clerk | | ||
| Schwab ETFs | | | Secretary and Chief Legal Officer | |
Name
|
| |
Position and Offices with the Underwriter
|
| |
Position and Offices with the Registrant
|
|
Richard A. Wurster | | | President and Director | | | Trustee | |
Steven H. Anderson | | |
Managing Director and Head of Workplace Services
|
| | None | |
Catherine M. Casey | | | Managing Director and Head of Human Resources | | | None | |
Jason C. Clague | | | Managing Director and Head of Operations | | | None | |
Bernard J. Clark | | | Managing Director and Head of Advisor Services | | | None | |
Jonathan M. Craig | | | Managing Director and Head of Investor Services and Marketing | | | None | |
Peter B. Crawford | | | Managing Director, Chief Financial Officer and Director | | | None | |
Neesha K. Hathi | | | Managing Director – Wealth and Advice Solutions | | | None | |
Timothy C. Heier | | | Managing Director and Chief Technology Officer | | | None | |
Dennis W. Howard | | | Managing Director and Chief Information Officer | | | None | |
Lisa Kidd Hunt | | | Managing Director and Head of International Services | | | None | |
James Kostulias | | | Managing Director – Trading Services | | | None | |
Mitchell N. Mantua | | | Managing Director and General Auditor | | | None | |
Peter J. Morgan III | | | Managing Director, General Counsel and Corporate Secretary | | | None | |
Nigel J. Murtagh | | | Managing Director and Chief Risk Officer | | | None | |
| | |
SCHWAB CAPITAL TRUST
Registrant |
|
| | |
Omar Aguilar*
Omar Aguilar, President and Chief Executive Officer
|
|
Signature
|
| | | | |
Title
|
|
Walter W. Bettinger II*
Walter W. Bettinger II
|
| | | | | Chairman and Trustee | |
Michael J. Beer*
Michael J. Beer
|
| | | | | Trustee | |
Robert W. Burns*
Robert W. Burns
|
| | | | | Trustee | |
Nancy F. Heller*
Nancy F. Heller
|
| | | | | Trustee | |
David L. Mahoney*
David L. Mahoney
|
| | | | | Trustee | |
Jane P. Moncreiff*
Jane P. Moncreiff
|
| | | | | Trustee | |
Kimberly S. Patmore*
Kimberly S. Patmore
|
| | | | | Trustee | |
J. Derek Penn*
J. Derek Penn
|
| | | | | Trustee | |
Richard A. Wurster*
Richard A. Wurster
|
| | | | | Trustee | |
Dana S. Smith*
Dana S. Smith
|
| | | | | Treasurer and Chief Financial Officer | |
| *By: | | |
/s/ Douglas P. Dick
Douglas P. Dick, Attorney‑in‑Fact
Pursuant to Power of Attorney |
|
This ‘485APOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
6/21/24 | ||||
6/20/24 | ||||
5/31/24 | ||||
4/30/24 | ||||
Filed as of: | 4/5/24 | |||
Filed on: | 4/4/24 | |||
2/29/24 | 497J | |||
1/31/24 | NPORT-P | |||
12/31/23 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
10/31/23 | 24F-2NT, 497, N-CEN, N-CSR, N-CSRS, NPORT-P | |||
8/31/23 | N-CSRS, NPORT-P | |||
3/1/23 | 497J | |||
11/1/22 | ||||
5/1/21 | ||||
2/28/21 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
10/31/20 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
2/29/20 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
1/31/20 | NPORT-P | |||
10/31/19 | 24F-2NT, N-CEN, N-CSR, N-CSRS, NPORT-P | |||
1/1/12 | ||||
5/7/93 | ||||
5/6/93 | ||||
List all Filings |