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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/25/24 Virtus Opportunities Trust DEF 14C 3/26/24 1:249K Toppan Merrill/FA → Virtus SGA Emerging Markets Equity Fund ⇒ Class A (HEMZX) — Class C (PICEX) — Class I (HIEMX) — Class R6 (VREMX) |
Document/Exhibit Description Pages Size 1: DEF 14C Definitive Proxy Info Statement HTML 237K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14C INFORMATION
INFORMATION STATEMENT PURSUANT TO
SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934
Filed by the registrant | ☒ |
Filed by a party other than the registrant | ☐ |
Check the appropriate box:
☐ | Preliminary Information Statement | |
☐ | Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) | |
☒ | Definitive Information Statement |
Virtus Opportunities Trust |
Registration Nos. 811-07455 and 033-65137 |
(Name of Registrant as Specified in Its Charter/Declaration of Trust) |
N/A |
(Name of Person(s) Filing Proxy Statement, if other than the Registrant) |
Payment of Filing Fee (Check the appropriate box):
☒ | No fee required. |
☐ | Fee paid previously with preliminary materials. |
☐ | Fee computed on table in exhibit required by Item 25(b) of Schedule 14A (17 CFR 240.14a-101) per Item 1 of this Schedule and Exchange Act Rules 14c-5(g) and 0-11. |
Name
|
| |
Principal Occupation at SGA
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|
George P. Fraise | | | Principal & Executive Committee Member | |
Robert L. Rohn | | | Principal & Executive Committee Member | |
Peter J. Seuffert | | | Chief Operating Officer | |
Daniel C. Callaway | | | Chief Compliance Officer | |
Kishore D. Rao | | | Principal & Executive Committee Member | |
Shareholder Name and Address
|
| |
Percentage of
Shares Owned |
| |||
MORGAN STANLEY SMITH BARNEY LLC*
FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1901 |
| | | | 48.36% | | |
| | | | 7.54% | | | |
NATIONAL FINANCIAL SERVICES LLC*
FOR EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FLOOR 499 WASHINGTON BLVD JERSEY CITY, NJ 07310 |
| | | | 6.39% | | |
|
[Name of Subadviser]
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| |
Date
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|
| [Name of Authorized Signer] | | | ||
| [Title of Authorized Signer] | | |
This ‘DEF 14C’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/27/25 | ||||
1/31/25 | ||||
12/27/24 | ||||
6/24/24 | ||||
For Period end: | 3/26/24 | |||
Filed on: | 3/25/24 | |||
3/13/24 | ||||
12/27/23 | ||||
11/15/23 | ||||
9/30/23 | 24F-2NT, N-CEN, N-CSR | |||
12/31/07 | N-Q | |||
5/18/06 | 485BXT | |||
5/11/06 | ||||
List all Filings |