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Cascade Investment, L.L.C. – ‘4’ for 2/11/03 re: Six Flags Entertainment Corp.

On:  Thursday, 2/13/03, at 4:58pm ET   ·   For:  2/11/03   ·   Accession #:  1104659-3-2117   ·   File #:  1-13703

Previous ‘4’:  None   ·   Next:  ‘4’ on 5/14/03 for 5/12/03   ·   Latest:  ‘4’ on 8/23/22 for 8/19/22

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/13/03  Cascade Investment LLC            4          10% Owner   1:72K  Six Flags Inc.                    Toppan Merrill/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     43K 
                Securities by an Insider                                         


This is an HTML Document rendered as filed.  [ Alternative Formats ]



FORM 4

      Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940

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 1. Name and Address of Reporting Person *



Cascade Investment, L.L.C.

(Last)            (First)              (Middle)


2365 Carillon Point

(Street)

(City)       (State)          (Zip)

 

 2. Issuer Name and Ticker
    or Trading Symbol

SIX FLAGS, INC. (PKS)

 

 

 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)



 4. Statement for
 (Month/Day/Year)

02/11/03

 



 5. If Amendment, Date of
   Original (Month/Day/Year)



 6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

       Director

 

  X  10% Owner

 

       Officer (give title below)

 

       Other (specify below)

 

 


 7. Individual or Joint/Group
     Filing (Check Applicable Line)

      Form filed by One Reporting Person

  X  Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

1. Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/
Year)

2A. Deemed Execution Date, if any (Month/Day/
Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

02/11/03

 

P

 

100

A

5.36

10,210,600

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date
(Month/Day/
Year)

3A. Deemed Execution Date, if any (Month/Day/
Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or Number of Shares

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses:

 

 

 

 

 

** Signature of Reporting Person

2/12/03

Date

as Manager of Cascade Investment, L.L.C.
and on behalf of William H. Gates III. 

Duly authorized under power of attorney dated March 14, 2001, by and on behalf of William H. Gates III, filed with Cascade’s Amendment No. 1 to Schedule 13D with respect to Pan American Silver Corp. on March 19, 2001, SEC File No. 005-52919.

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

 

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
      See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

 

Potential persons who are to respond to the collection of information contained in this form

are not required to respond unless the form displays a currently valid OMB Number.

 

http://www.sec.gov/divisions/corpfin/forms/form4.htm

Last update: 09/05/2002


 

Joint Filer Information

 

Name:

William H. Gates III

 

 

Address:

One Microsoft Way

 

Redmond, WA  98052

 

 

Designated Filer:

Cascade Investment, L.L.C.

 

 

Date of Event

 

Requiring Statement:

February 11, 2003

 

 

Issuer Name &

 

Ticker Symbol:

Six Flags, Inc. (PKS)

 

 

Relationship to

 

Issuer

10% Owner, as member of designated filer

 

 

Signature:

Included with designated filer signature

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘4’ Filing    Date    Other Filings
1/31/05
Filed on:2/13/03SC 13G/A
For Period end:2/11/03
3/19/01SC 13D/A,  SC 13G
3/14/01
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