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Alliance Data Systems Corp – ‘8-K’ for 6/9/20

On:  Wednesday, 6/10/20, at 7:31am ET   ·   For:  6/9/20   ·   Accession #:  1101215-20-113   ·   File #:  1-15749

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/10/20  Alliance Data Systems Corp        8-K:5,7,9   6/09/20   11:324K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report -- form_8k                           HTML     37K 
 2: EX-99.1     Miscellaneous Exhibit -- exhibit_99-1               HTML     17K 
 6: R1          Document and Entity Information                     HTML     47K 
11: XML         IDEA XML File -- Filing Summary                      XML     11K 
 7: XML         XBRL Instance -- form_8k_htm                         XML     14K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- ads-20200609_lab                      XML     65K 
 5: EX-101.PRE  XBRL Presentations -- ads-20200609_pre               XML     47K 
 3: EX-101.SCH  XBRL Schema -- ads-20200609                          XSD     14K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    20K 
 8: ZIP         XBRL Zipped Folder -- 0001101215-20-000113-xbrl      Zip     16K

‘8-K’   —   Current Report — form_8k

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX: 
 i false i 000110121500011012152020-06-092020-06-09


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


FORM  i 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported):
 i June 9, 2020

 i ALLIANCE DATA SYSTEMS CORPORATION
(Exact Name of Registrant as Specified in Charter)


 i Delaware
 
 i 001-15749
 
 i 31-1429215
(State or Other Jurisdiction
 
(Commission
 
(IRS Employer
of Incorporation)
 
File Number)
 
Identification No.)


 i 3075 LOYALTY CIRCLE
 i COLUMBUS,  i OH  i 43219
(Address and Zip Code of Principal Executive Offices)

( i 614)  i 729-4000
(Registrant’s Telephone Number, including Area Code)

NOT APPLICABLE
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 i ☐
  
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
 i ☐
  
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
 i ☐
  
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
 i ☐
  
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:

Title of each class
  
Trading symbol
  
Name of each exchange on which registered
 i Common stock, par value $0.01 per share
  
 i ADS
  
 i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    [  ]

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 9, 2020, Alliance Data Systems Corporation’s (the “Company”) Annual Meeting was held in a virtual-only format.  A total of 39,785,603 shares of the Company’s common stock were present or represented by proxy at the Annual Meeting, representing approximately 83.54% of the Company’s shares outstanding as of April 13, 2020, the record date set for the Annual Meeting. The matters voted on at the Annual Meeting and the results for each matter were as follows:

(a) Each of Ralph J. Andretta, Roger H. Ballou, John C. Gerspach, Jr., Rajesh Natarajan, Timothy J. Theriault, Laurie A. Tucker and Sharen J. Turney was elected as a director of the Company to serve until the 2021 annual meeting of stockholders.

Ralph J. Andretta

34,587,853
  
For
  
144,243
  
Against
  
30,776
  
Abstain
  
5,022,731
  
Broker Non-Votes
  


Roger H. Ballou

32,864,387
  
For
  
1,818,810
  
Against
  
79,675
  
Abstain
  
5,022,731
  
Broker Non-Votes
  


John C. Gerspach, Jr.

34,583,498
  
For
  
147,365
  
Against
  
32,009
  
Abstain
  
5,022,731
  
Broker Non-Votes
  


Rajesh Natarajan

33,539,872
  
For
  
1,190,055
  
Against
  
32,945
  
Abstain
  
5,022,731
  
Broker Non-Votes
  


Timothy J. Theriault

33,549,688
  
For
  
1,181,576
  
Against
  
31,608
  
Abstain
  
5,022,731
  
Broker Non-Votes
  


Laurie A. Tucker

32,433,256
  
For
  
2,297,108
  
Against
  
32,508
  
Abstain
  
5,022,731
  
Broker Non-Votes
  


Sharen J. Turney

32,551,353
  
For
  
2,179,210
  
Against
  
32,309
  
Abstain
  
5,022,731
  
Broker Non-Votes
  


(b) Executive compensation was approved, on an advisory basis, by the Company’s stockholders.

32,803,807
  
For
  
1,929,481
  
Against
  
29,584
  
Abstain
  
5,022,731
  
Broker Non-Votes
  


(c) The 2020 Omnibus Incentive Plan was approved by the Company’s stockholders.

33,686,171
  
For
  
1,049,214
  
Against
  
27,487
  
Abstain
  
5,022,731
  
Broker Non-Votes
  


(d) The selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2020 was ratified by the Company’s stockholders.

37,340,767
  
For
  
2,370,597
  
Against
  
74,239
  
Abstain
  



Item 7.01 Regulation FD Disclosure.

On June 10, 2020, the Company issued a press release announcing changes to its board of directors. A copy of this press release is attached hereto as Exhibit 99.1.


Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.
  
Document Description
     
99.1
  
Press release dated June 10, 2020.
     
104
  
Cover Page Interactive Data File (embedded within the Inline XBRL document).


The information contained in this report (including Exhibit 99.1) shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such a filing.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
Alliance Data Systems Corporation
       
Date: June 10, 2020
By:
  
/s/ Joseph L. Motes III
     
Joseph L. Motes III
     
Executive Vice President, Chief
Administrative Officer, General
Counsel and Secretary



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:6/10/203
For Period end:6/9/203,  DEF 14A,  S-8
4/13/20
 List all Filings 

1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/07/20  Bread Financial Holdings, Inc.    S-3ASR     12/07/20    4:617K                                   Toppan Merrill/FA
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