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Foster Alan H – ‘4’ for 6/30/01 re: Ladenburg Thalmann Financial Services Inc.

As of:  Tuesday, 7/3/01   ·   For:  6/30/01   ·   Accession #:  1094891-1-500211   ·   File #:  1-15799   ·   Deletion:  This Filing was Deleted by the SEC on 7/20/01.

Previous ‘4’:  ‘4’ on 3/14/00 for 2/29/00   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/03/01  Foster Alan H                     4          Director    1:6K   Ladenburg Thalmann Fin’l Svcs Inc Graubard Miller/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 - June 30, 2001                                 2±    10K 



UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Frost, Dr. Phillip c/o IVAX Corporation 4400 Biscayne Boulevard Miami, FL 33137 USA 2. Issuer Name and Ticker or Trading Symbol Ladenburg Thalmann Financial Services Inc. LTS 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year June 30, 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person [Enlarge/Download Table] ___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock, par value $.0|6/12/0|P | |1,000 |A |$2.48 |627,266 |D | | 001 per share |1 | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, par value $.0| | | | | | |650,000 |I |(1) | 001 per share | | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________| Explanation of Responses: (1) These securities are held of record by Frost-Nevada, Limited Partnership (the "Partnership") of which the reporting person is the sole limited partner. The reporting person is also the sole shareholder of Frost-Nevada Corporation, the general partner of the Partnership. SIGNATURE OF REPORTING PERSON /s/ Dr. Phillip Frost DATE June 29, 2001

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘4’ Filing    Date    Other Filings
Deleted on:7/20/01
Filed on:7/3/014
For Period end:6/30/0110-Q,  4
6/29/01
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Filing Submission 0001094891-01-500211   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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