SEC Info
HomeSearchMy InterestsHelpSign InPlease Sign In

SEC Filing Agents

   as of Saturday, 8/11/18

The Top 50 Most-Active Filing Agents¹ in 2018

FilingsSince
7/15/92
Bottom
#  Filing Agent¹SEC CIK² 2018   2017   2016   2015   2014  



In descending order
1
NY
Donnelley Financial Solutions/FA119312548,53676,64480,80284,05387,5781,010,440
2
DC
DONNELLEY FINANCIAL SOLUTIONS File16/FA120919128,67241,71842,61649,93945,214609,193
3
MN
Merrill Corp-MD/FA110465917,64726,28225,94729,19330,012416,902
4
TX
Broadridge Financial Solutions, Inc.114036116,33022,36221,85923,12523,758289,277
5
NY
Toppan Vintage/FA114420414,87422,49823,54326,16728,448385,125
6
NJ
Computershare Inc/FA112760213,56119,00319,58919,46320,196192,842
7
NY
Davis Polk & Wardwell LLP 01/FA9501039,48212,9599,1749,7599,161100,515
8
NY
CT's hCue/FA12252086,95810,80711,65213,05614,808158,622
9
TX
Donnelley Financial Solutions 06/FA8992436,4098,6878,8804,16236,844
10
TX
Section16 Direct/FA11791105,8548,7789,1149,3239,989159,031
11
TX
ActiveDisclosure/FA15645905,6626,3154,6832,8371,01520,749
12
CA
RDG Filings/FA14377495,4707,8177,7687,7217,65656,626
13
CA
M2 Compliance/FA14931525,1106,8284,4642,8471,89123,278
14
NJ
Edgar Agents LLC/FA12139004,4806,0414,3374,2163,67938,991
15
Flag of Switzerland emoji
UBS AG11144463,9726,1103,4962,7494,60431,076
16
IA
Workiva Inc. Wdesk FA01/FA16282803,9134,6814,5783,5711816,761
17
NC
Blueprint/FA16549543,7134,8811,93810,532
18
IL
Fitzgerald Marketing & Communications, LLC/FA14455463,1705,0975,3755,1715,47548,606
19
NC
FilePoint/FA13983443,1084,8064,3753,6452,83025,614
20
PA
Vanguard Horizon Funds9324713,0693,5413,3823,1043,01233,349
21
NY
S2 Filings LLC/FA16157743,0623,0672,3151,50922410,177
22
CA
Globenewswire Inc./FA11718432,8503,7193,2493,3312,88227,911
23
DE
Bif Money Fund2154572,7601,9303,0387778,549
24
CO
Securex Filings/FA12146592,6933,7933,5994,2794,13433,318
25
NY
Doremus Financial Printing/FA8910922,4944,0363,7874,9394,25952,506
26
Flag of Canada emoji
Solium Capital Inc15621802,4922,6591,889671187,730
27
NY
Seward & Kissel LLP9195742,3783,9333,7923,9403,88356,237
28
MD
Norwest Asset Sec Corp Mort PS THR Cert Ser 1998-1 Trust10564042,3572,7922,0391,42388636,230
29
OH
RR DONNELLEY FundSuiteArc/FA11455492,1193,6284,4464,3784,82240,927
30
IL
Financial Graphic Service, Inc./FA15286211,8973,3854,0354,1874,51027,097
31
WI
US Bancorp Fund Services LLC8941891,8652,9852,9122,7222,55831,765
32
Flag of U.S.A. emoji
Merrill Bridge/FA15583701,8002,5031,9797691117,162
33
NY
Donnelley Financial Solutions/FA9501231,7712,8982,6183,3473,280224,931
34
NY
Blu Giant, LLC/FA15806421,7102,9463,0102,62410,290
35
OH
Advisor Consultant Network Inc10851461,6802,1382,0381,9711,88421,407
36
MN
Merrill Corp/New/FA10474691,5442,4532,5252,9993,336139,964
37
Flag of Canada emoji
Newsfile Corp/FA10629931,5412,4342,7333,1463,36936,869
38
Flag of U.S.A. emoji
Discount Edgar/FA14779321,4012,4072,3082,7702,73216,633
39
NY
Schulte Roth & Zabel LLP/FA9026641,3972,1392,0602,1092,10426,141
40
NY
Publishing Data Management, Inc./FA13794911,3913,2302,1394924069,024
41
NJ
GlobalOne Filings, Inc./FA16831681,3612,0985774,036
42
Flag of Brazil emoji
MZ Technologies/FA12928141,3441,7221,8811,5851,47022,372
43
NY
Quality EDGAR Solutions, LLC/FA13871311,2861,8231,2771,2341,18010,887
44
CO
Morse Elizabeth Myers12463601,0811,8632,0702,2012,58327,680
45
DC
Adviser Compliance Associates LLC11726611,0461,5381,5291,4651,22613,028
46
NY
Command Financial9304131,0291,6571,6951,8651,93043,975
47
KS
Z-K Global Ltd/FA11789131,0241,5341,4951,7141,77321,313
48
NY
Business Wire/FA11575231,0211,6491,6311,8942,22555,884
49
MA
FMR LLC3150669561,1631,2291,2261,28837,675
50
CA
LendingClub Corp14099709461,5431,5521,5231,60113,189
46 Filing Agents¹ — 4 Registrants²
Most-Active Filing Agents: 592688731780840
Total Filing Agents: 3,6153,5563,4793,3923,305
Self-Filing Registrants: 27,55935,72534,31333,21731,537
Active Registrants: 106,791131,790128,871131,070130,068
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive their SEC CIK. When a Filing is submitted, the Filing’s Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for another Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001193125 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or call us
Call me hand emoji
at +1 415-420-4604. For Filing Agents, it’s great for “new business” prospecting.

Top

Copyright 2018 Fran Finnegan & Company. All Rights Reserved.
AboutPrivacyRedactionsHelp — Wed., Aug. 15, 10:41:18.0am ET