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SEC Filing Agents

   as of Saturday, 2/24/18

The Top 50 Most-Active Filing Agents¹ in 2018

FilingsSince
7/15/92
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#  Filing Agent¹SEC CIK² 2018   2017   2016   2015   2014  



In descending order
1US SEC Filing Agent Donnelley Financial Solutions/FA119312510,29476,40180,79984,05387,576971,944
2US SEC Filing Agent DONNELLEY FINANCIAL SOLUTIONS File16/FA12091918,25441,71842,61649,93945,214588,775
3
TX
Broadridge Financial Solutions, Inc.11403614,71422,35421,85923,12523,758277,653
4US SEC Filing Agent Computershare Inc/FA11276024,54419,00319,58919,46320,196183,825
5US SEC Filing Agent Merrill Corp-MD/FA11046593,90326,22025,94429,19330,012403,093
6US SEC Filing Agent Toppan Vintage/FA11442043,64122,35423,53726,16028,448373,735
7
PA
Vanguard Horizon Funds9324712,4823,5383,3823,1043,01232,759
8
DE
Bif Money Fund2154572,4621,9303,0387778,251
9US SEC Filing Agent Davis Polk & Wardwell LLP 01/FA9501032,37112,9489,1749,7589,16193,392
10US SEC Filing Agent CT's hCue/FA12252082,17610,80711,65213,05614,808153,840
11US SEC Filing Agent Section16 Direct/FA11791101,5848,7789,1149,3239,989154,761
12US SEC Filing Agent Donnelley Financial Solutions 06/FA8992431,5428,6878,8804,16231,977
13US SEC Filing Agent RDG Filings/FA14377491,3027,8117,7687,7217,65652,452
14CH UBS AG11144461,1526,1103,4962,7494,60428,256
15US SEC Filing Agent M2 Compliance/FA14931521,0586,8044,4632,8471,89119,201
16US SEC Filing Agent Fitzgerald Marketing & Communications, LLC/FA14455461,0555,0965,3755,1715,47546,490
17US SEC Filing Agent Edgar Agents LLC/FA12139009736,0114,3374,2163,67935,454
18
NY
Seward & Kissel LLP9195749203,9253,7923,9403,88354,771
19US SEC Filing Agent ActiveDisclosure/FA15645908186,3004,6822,8371,01515,889
20US SEC Filing Agent Blueprint/FA16549548164,8791,9387,633
21CA Solium Capital Inc15621807972,6591,889671186,035
22
MA
FMR LLC3150667961,1631,2291,2261,28837,515
23US SEC Filing Agent Donnelley Financial Solutions/NY/FA12588977761,0401,1471,123894,616
24US SEC Filing Agent FilePoint/FA13983447734,7564,3713,6452,83023,225
25US SEC Filing Agent Securex Filings/FA12146597733,7863,5994,2794,13431,391
26
OH
Advisor Consultant Network Inc10851467612,1382,0381,9711,88420,488
27US SEC Filing Agent Workiva Inc. Wdesk FA01/FA16282807404,6784,5773,5711813,584
28US SEC Filing Agent Doremus Financial Printing/FA8910926984,0293,7874,9394,25950,703
29US SEC Filing Agent Globenewswire Inc./FA11718436643,7133,2493,3312,88225,719
30US SEC Filing Agent Donnelley Financial Solutions/FA9501235882,8062,6133,3473,278223,649
31
DC
Adviser Compliance Associates LLC11726615851,5381,5291,4651,22612,567
32US SEC Filing Agent Schulte Roth & Zabel LLP/FA9026645632,1382,0602,1092,10425,306
33US SEC Filing Agent RR DONNELLEY FundSuiteArc/FA11455495303,6284,4464,3784,82239,338
34US SEC Filing Agent Financial Graphic Service, Inc./FA15286215293,3834,0354,1874,51025,727
35US SEC Filing Agent S2 Filings LLC/FA16157744773,0462,3101,5092247,566
36US SEC Filing Agent Newsfile Corp/FA10629934612,4342,7333,1463,36935,789
37
MD
Price T Rowe Associates Inc/MD8025545558363667266311,706
38
WI
US Bancorp Fund Services LLC8941894502,9732,9092,7222,55830,335
39US SEC Filing Agent Blu Giant, LLC/FA15806424412,9243,0082,6248,997
40
CO
Morse Elizabeth Myers12463604201,8632,0702,2012,58327,019
41
MA
Wellington Management Group LLP90221940958362058761314,221
42US SEC Filing Agent Discount Edgar/FA14779323792,3872,3062,7702,73215,589
43US SEC Filing Agent GlobalOne Filings, Inc./FA16831683272,0945772,998
44US SEC Filing Agent Z-K Global Ltd/FA11789133151,5341,4951,7141,77320,604
45
NY
Olshan Frome Wolosky LLP9218952981,1811,4331,1731,10319,046
46US SEC Filing Agent Equity Administration Solutions Inc./FA15939682899045431841,920
47
MD
Norwest Asset Sec Corp Mort PS THR Cert Ser 1998-1 Trust10564042822,5332,0391,42388633,896
48
MA
State Street Corp93751282361346116882,189
49US SEC Filing Agent Merrill Bridge/FA15583702612,4981,9797691115,618
50
MN
Merrill Corp/New/FA10474692542,4532,5252,9993,336138,674
44 Filing Agents¹ — 6 Registrants²
Most-Active Filing Agents: 488682729779839
Total Filing Agents: 3,5813,5603,4833,3953,308
Self-Filing Registrants: 11,59635,71034,31233,21731,537
Active Registrants: 54,147131,599128,863131,068130,068
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive their SEC CIK. When a Filing is submitted, the Filing’s Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for another Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001193125 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or contact us at +1 925-719-1680. For Filing Agents, it’s great for “new business” prospecting.

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