SEC Info
HomeSearchMy InterestsHelpSign InPlease Sign In

SEC Filing Agents

   as of Saturday, 4/20/19

The Top 50 Most-Active Filing Agents¹ in 2019

FilingsSince
7/6/92
Bottom
#  Filing Agent¹SEC CIK² 2019   2018   2017   2016   2015  



In descending order
1
NY
Donnelley Financial Solutions/FA119312521,02171,63576,65780,80484,0611,054,585
2
DC
DONNELLEY FINANCIAL SOLUTIONS File16/FA120919115,90739,73441,71842,61649,939636,162
3
NJ
Computershare Inc11276029,12221,25819,00319,58919,463209,661
4
MN
Merrill Corp-MD/FA11046597,84826,32126,28525,94729,195433,430
5
NY
Toppan Vintage/FA11442047,27423,09322,51023,54326,173400,640
6
NY
Broadridge Financial Solutions, Inc./FA15676194,9514,82290366667512,315
7
NY
Davis Polk & Wardwell LLP 01/FA9501034,90315,22712,9599,1749,759111,163
8
NY
CT's hCue/FA12252083,9779,45910,80711,65213,056165,100
9
TX
ActiveDisclosure/FA15645903,4528,5316,3164,6842,83727,072
10
TX
Donnelley Financial Solutions 06/FA8992433,3459,2358,6878,8804,16243,015
11
TX
Section16 Direct/FA11791102,9067,8848,7789,1149,323163,967
12
CA
RDG Filings/FA14377492,7428,1767,8247,7697,72162,083
13
NJ
Edgar Agents LLC/FA12139002,7337,6706,0544,3374,21644,928
14
DE
Bif Money Fund2154572,7192,9121,9303,03877711,420
15
PA
Vanguard Horizon Funds9324712,6803,6563,5413,3823,10536,617
16
TX
Broadridge Financial Solutions, Inc.11403612,51019,88522,36221,85923,125295,342
17
CA
M2 Compliance/FA14931522,4588,2546,8314,4642,84728,886
18
NY
S2 Filings LLC/FA16157742,2536,0143,0672,3161,50915,383
19
NC
Blueprint/FA16549542,0956,0514,8811,93814,965
20
NY
Doremus Financial Printing/FA8910921,9594,1054,0363,7874,93956,076
21
OH
DFIN Solutions FundSuiteArc/FA11455491,7723,4823,6284,4464,37844,062
22
Flag of Canada emoji
Solium Capital Inc15621801,7443,5832,6591,88967110,565
23
NC
FilePoint/FA13983441,6595,0284,8094,3753,64529,196
24
MD
Norwest Asset Sec Corp Mort PS THR Cert Ser 1998-1 Trust10564041,5543,8972,7922,0391,42339,324
25
IL
Fitzgerald Marketing & Communications, LLC/FA14455461,5294,9825,0975,3755,17551,951
26
IA
Workiva Inc. Wdesk FA01/FA16282801,4675,3774,6834,5783,57119,694
27
CO
Securex Filings/FA12146591,4033,9803,7933,5994,27936,008
28
NY
Seward & Kissel LLP9195741,2673,7633,9333,7923,94058,889
29
Flag of Switzerland emoji
UBS AG11144461,1925,7296,1103,4962,74934,025
30
CA
Globenewswire Inc./FA11718431,1884,0723,7193,2493,33130,321
31
PA
Confluence Technologies Inc/FA17527241,0034401,443
32
WI
US Bancorp Fund Services LLC8941891,0023,1082,9902,9122,72234,015
33
OH
Advisor Consultant Network Inc10851469752,4542,1382,0381,97123,156
34
NY
Schulte Roth & Zabel LLP/FA9026649042,0342,1392,0602,10927,682
35
NY
Quality EDGAR Solutions, LLC/FA13871318942,3751,8251,2771,23412,872
36
NY
Blu Giant, LLC/FA15806428792,7512,9493,0102,62412,213
37
Flag of Canada emoji
Newsfile Corp/FA10629938322,4322,4342,7333,14638,592
38
NY
Donnelley Financial Solutions/NY/FA12588978149941,0401,1471,1235,648
39
IL
Financial Graphic Service, Inc./FA15286217953,2133,3854,0354,18729,208
40
Flag of U.S.A. emoji
Merrill Bridge/FA15583707672,5492,5031,9797698,678
41
MA
FMR LLC3150667331,0621,1631,2291,22638,514
42
NY
Donnelley Financial Solutions/FA9501237083,0472,9062,6203,349226,929
43
Flag of Brazil emoji
MZ Technologies/FA12928146852,0821,7221,8811,58523,795
44
CO
Morse Elizabeth Myers12463606811,4471,8632,0702,20128,727
45
MN
Merrill Corp/New/FA10474696802,1222,4532,5252,999141,222
46
CA
Equity Administration Solutions Inc./FA15939686741,1859045431843,490
47
NJ
GlobalOne Filings, Inc./FA16831686692,2972,1005775,643
48
DC
Adviser Compliance Associates LLC11726616601,6511,5381,5291,46514,293
49
NY
Publishing Data Management, Inc./FA13794915712,3933,2302,13949210,597
50
Flag of U.S.A. emoji
Discount Edgar/FA14779325352,1542,4082,3082,77017,922
47 Filing Agents¹ — 3 Registrants²
Most-Active Filing Agents: 511632694735784
Total Filing Agents: 3,6383,6143,5373,4623,377
Self-Filing Registrants: 18,65037,27535,72734,31333,217
Active Registrants: 76,531129,970131,809128,874131,074
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive an SEC Central Index Key (CIK). When a Filing is submitted, its Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for a related Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001193125 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or call us
Call me hand emoji
at +1 415-420-4604. For Filing Agents, it’s great for “new business” prospecting.

Top

Copyright 2019 Fran Finnegan & Company. All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 25, 2:01:40.0am ET