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SEC Filing Agents

   as of Saturday, 4/21/18

The Top 50 Most-Active Filing Agents¹ in 2018

FilingsSince
7/15/92
Bottom
#  Filing Agent¹SEC CIK² 2018   2017   2016   2015   2014  



In descending order
1
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Donnelley Financial Solutions/FA119312524,04076,60680,80184,05387,578985,905
2
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DONNELLEY FINANCIAL SOLUTIONS File16/FA120919116,11641,71842,61649,93945,214596,637
3
TX
Broadridge Financial Solutions, Inc.11403618,84722,36021,85923,12523,758281,792
4
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Merrill Corp-MD/FA11046598,67126,27425,94729,19330,012407,918
5
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Computershare Inc/FA11276028,19119,00319,58919,46320,196187,472
6
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Toppan Vintage/FA11442047,36822,46623,54026,16028,448377,577
7
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Davis Polk & Wardwell LLP 01/FA9501034,97312,9559,1749,7589,16196,001
8
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CT's hCue/FA12252084,38110,80711,65213,05614,808156,045
9
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Section16 Direct/FA11791103,2388,7789,1149,3239,989156,415
10
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Donnelley Financial Solutions 06/FA8992433,0478,6878,8804,16233,482
11
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RDG Filings/FA14377492,7227,8147,7687,7217,65653,875
12
PA
Vanguard Horizon Funds9324712,6763,5413,3823,1043,01232,956
13
DE
Bif Money Fund2154572,5591,9303,0387778,348
14
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M2 Compliance/FA14931522,4856,8154,4642,8471,89120,640
15
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ActiveDisclosure/FA15645902,2406,3124,6822,8371,01517,323
16
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UBS AG11144462,1646,1103,4962,7494,60429,268
17
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Edgar Agents LLC/FA12139002,0166,0254,3374,2163,67936,511
18
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Blueprint/FA16549541,8574,8811,9388,676
19
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Fitzgerald Marketing & Communications, LLC/FA14455461,8145,0975,3755,1715,47547,250
20
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Workiva Inc. Wdesk FA01/FA16282801,7334,6804,5783,5711814,580
21
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Doremus Financial Printing/FA8910921,6434,0363,7874,9394,25951,655
22
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FilePoint/FA13983441,6224,8004,3713,6452,83024,118
23
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Securex Filings/FA12146591,4683,7873,5994,2794,13432,087
24
NY
Seward & Kissel LLP9195741,3923,9323,7923,9403,88355,250
25
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Solium Capital Inc15621801,3902,6591,889671186,628
26
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Globenewswire Inc./FA11718431,3733,7133,2493,3312,88226,428
27
MD
Norwest Asset Sec Corp Mort PS THR Cert Ser 1998-1 Trust10564041,1252,7922,0391,42388634,998
28
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RR DONNELLEY FundSuiteArc/FA11455491,0553,6284,4464,3784,82239,863
29
WI
US Bancorp Fund Services LLC8941891,0252,9832,9122,7222,55830,923
30
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S2 Filings LLC/FA16157749613,0632,3121,5092248,069
31
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Blu Giant, LLC/FA15806429392,9383,0092,6249,510
32
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Schulte Roth & Zabel LLP/FA9026649342,1392,0602,1092,10425,678
33
OH
Advisor Consultant Network Inc10851468992,1382,0381,9711,88420,626
34
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Financial Graphic Service, Inc./FA15286218403,3854,0354,1874,51026,040
35
MA
FMR LLC3150668401,1631,2291,2261,28837,559
36
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Donnelley Financial Solutions/NY/FA12588978201,0401,1471,123894,660
37
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Newsfile Corp/FA10629938162,4342,7333,1463,36936,144
38
MN
Merrill Corp/New/FA10474698102,4532,5252,9993,336139,230
39
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Merrill Bridge/FA15583707852,5031,9797691116,147
40
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Donnelley Financial Solutions/FA9501237452,8772,6133,3473,280223,879
41
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Discount Edgar/FA14779327332,4052,3062,7702,73215,961
42
CO
Morse Elizabeth Myers12463606911,8632,0702,2012,58327,290
43
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GlobalOne Filings, Inc./FA16831686242,0965773,297
44
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MZ Technologies/FA12928146241,7221,8811,5851,47021,652
45
DC
Adviser Compliance Associates LLC11726616071,5381,5291,4651,22612,589
46
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Quality EDGAR Solutions, LLC/FA13871315561,8231,2771,2341,18010,157
47
NY
Command Financial9304135451,6481,6941,8651,93043,481
48
NY
Olshan Frome Wolosky LLP9218955401,1811,4331,1731,10319,288
49
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Z-K Global Ltd/FA11789135221,5341,4951,7141,77320,811
50
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DG3/FA12067745001,4401,5931,6521,53619,268
47 Filing Agents¹ — 3 Registrants²
Most-Active Filing Agents: 545684728778838
Total Filing Agents: 3,5943,5583,4803,3933,306
Self-Filing Registrants: 18,50835,72334,31333,21731,537
Active Registrants: 77,375131,769128,866131,068130,068
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive their SEC CIK. When a Filing is submitted, the Filing’s Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for another Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001193125 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or call us
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at +1 925-719-1680. For Filing Agents, it’s great for “new business” prospecting.

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