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SEC Filing Agents

   as of Saturday, 1/18/20

The Top 50 Most-Active Filing Agents¹ in 2020

FilingsSince
7/6/92
Bottom
#  Filing Agent¹SEC CIK² 2020   2019   2018   2017   2016  



In descending order
1
DC
DONNELLEY FINANCIAL SOLUTIONS File16/FA12091912,51038,30339,73441,71842,616661,068
2
NY
Donnelley Financial Solutions/FA11931251,88362,76971,67776,67780,8091,098,283
3
MN
Toppan Merrill/FA11046591,87327,81526,33726,28725,951455,292
4
NJ
Computershare Inc11276021,03919,95121,25819,00319,589221,529
5
NY
Davis Polk & Wardwell LLP 01/FA95010378318,00815,22712,9599,174125,051
6
NY
Broadridge Financial Solutions, Inc./FA156761971212,9314,82290366721,008
7
NY
CT's hCue/FA12252085109,0009,45910,80711,652170,633
8
TX
ActiveDisclosure/FA156459049514,2458,5386,3164,68438,367
9
NJ
Edgar Agents LLC/FA121390049310,6947,7056,0544,33753,417
10
TX
Donnelley Financial Solutions 06/FA8992434889,5869,2358,6878,88049,744
11
TX
Broadridge Financial Solutions, Inc.11403614098,13719,88922,36221,859301,382
12
OH
DFIN Solutions FundSuiteArc/FA11455494075,9253,4823,6284,44648,622
13
TX
Section16 Direct/FA11791103787,1617,8848,7789,114168,600
14
PA
Confluence Technologies Inc/FA175272436515,55444016,359
15
CA
M2 Compliance/FA14931523438,9928,2736,8324,46435,783
16
CA
RDG Filings/FA14377493398,7058,1777,8257,76968,387
17
Flag of Canada emoji
Solium Capital Inc15621803344,5673,5832,6591,88913,722
18
NY
Doremus Financial Printing/FA8910922945,8194,1054,0363,78760,230
19
NC
Blueprint/FA16549542526,1826,0664,8811,93819,319
20
Flag of Switzerland emoji
UBS AG11144462484,4995,7296,1103,49637,580
21
NC
FilePoint/FA13983442315,3375,0304,8094,37533,107
22
NY
S2 Filings LLC/FA16157742207,0636,0273,0742,31620,433
23
CO
Securex Filings/FA12146592193,9493,9843,7933,59938,777
24
IL
Fitzgerald Marketing & Communications, LLC/FA14455461854,6444,9865,0975,37555,255
25
NY
Seward & Kissel LLP9195741733,4883,7633,9503,79261,300
26
IA
Workiva Inc. Wdesk FA01/FA16282801384,9405,3834,6854,57823,313
27
CA
Globenewswire Inc./FA11718431283,6784,0723,7193,24932,939
28
CO
Morse Elizabeth Myers12463601231,4231,4471,8632,07029,592
29
NY
Schulte Roth & Zabel LLP/FA9026641222,1202,0342,1392,06029,020
30
OH
Advisor Consultant Network Inc10851461182,6032,4542,1382,03824,902
31
CA
Equity Administration Solutions Inc./FA15939681141,6191,1859045434,549
32
NJ
GlobalOne Filings, Inc./FA16831681102,4072,3072,1005777,501
33
WI
US Bancorp Fund Services LLC8941891093,2633,1102,9912,91536,391
34
NY
Quality EDGAR Solutions, LLC/FA13871311063,3052,3771,8251,27715,391
35
NY
Blu Giant, LLC/FA15806421062,6042,7522,9503,01314,049
36
Flag of Canada emoji
Newsfile Corp/FA10629931022,2632,4322,4342,73340,125
37
NY
Cadwalader Wickersham & Taft LLP9141211001,7741,21287851717,727
38
MN
Toppan Merrill-FA1047469841,9562,1222,4532,525142,582
39
DC
Hogan Lovells US LLP1123292806635519078089,666
40
Flag of Brazil emoji
MZ Technologies/FA1292814782,1652,0821,7221,88125,353
41
CA
SEC Connect1415889758039449721,54510,803
42
NY
Business Wire/FA1157523741,5561,5111,6491,63158,004
43
CA
LendingClub Corp1409970691,5471,5481,5431,55215,407
44
NY
Paul Weiss Rifkind Wharton & Garrison LLP 01/FA950142691,2141,2041,0961,09423,867
45
IL
Donnelley Financial Solutions 03/FA950131691,19966218028,183
46
Flag of U.S.A. emoji
Discount Edgar/FA1477932682,0252,1582,4082,30819,484
47
KS
Z-K Global Ltd/FA1178913591,3171,4131,5341,49523,082
48
NY
Olshan Frome Wolosky LLP921895551,2561,3561,1811,43321,415
49
Flag of U.S.A. emoji
Toppan Merrill Bridge/FA1558370512,9732,5502,5031,97910,936
50
MA
Wellington Management Group LLP9022195147250458362014,839
47 Filing Agents¹ — 3 Registrants²
Most-Active Filing Agents: 317617647700737
Total Filing Agents: 3,6923,6863,6113,5343,459
Self-Filing Registrants: 4,18938,56437,27935,72834,313
Active Registrants: 20,744130,492130,006131,811128,874
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive an SEC Central Index Key (CIK). When a Filing is submitted, its Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for a related Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001209191 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or call us
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at +1 415-420-4604. For Filing Agents, it’s great for “new business” prospecting.

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