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SEC Filing Agents

   as of Saturday, 8/17/19

The Top 50 Most-Active Filing Agents¹ in 2019

FilingsSince
7/6/92
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#  Filing Agent¹SEC CIK² 2019   2018   2017   2016   2015  



In descending order
1
NY
Donnelley Financial Solutions/FA119312542,99971,66576,65880,80884,0611,076,598
2
DC
DONNELLEY FINANCIAL SOLUTIONS File16/FA120919128,47139,73441,71842,61649,939648,726
3
MN
Merrill Corp-MD/FA110465916,46026,33126,28625,94929,195442,055
4
NJ
Computershare Inc112760215,24421,25819,00319,58919,463215,783
5
NY
Toppan Vintage/FA114420414,69123,10822,51123,54526,173408,075
6
NY
Davis Polk & Wardwell LLP 01/FA95010310,86415,22712,9599,1749,759117,124
7
TX
ActiveDisclosure/FA15645909,3878,5386,3164,6842,83733,014
8
NY
Broadridge Financial Solutions, Inc./FA15676199,3754,82290366767516,740
9
TX
Donnelley Financial Solutions 06/FA8992436,9149,2358,6878,8804,16246,584
10
NY
CT's hCue/FA12252086,4969,45910,80711,65213,056167,619
11
NJ
Edgar Agents LLC/FA12139006,4037,6946,0544,3374,21648,622
12
CA
RDG Filings/FA14377495,8948,1777,8257,7697,72165,237
13
CA
M2 Compliance/FA14931525,7498,2676,8314,4642,84732,190
14
TX
Section16 Direct/FA11791105,3337,8848,7789,1149,323166,394
15
TX
Broadridge Financial Solutions, Inc.11403615,17719,88922,36221,85923,125298,013
16
PA
Confluence Technologies Inc/FA17527244,9494405,389
17
NY
S2 Filings LLC/FA16157744,5646,0233,0682,3161,50917,704
18
NC
Blueprint/FA16549544,2316,0514,8811,93817,101
19
NY
Doremus Financial Printing/FA8910923,7584,1054,0363,7874,93957,875
20
IA
Workiva Inc. Wdesk FA01/FA16282803,5775,3834,6854,5783,57121,812
21
NC
FilePoint/FA13983443,3165,0304,8094,3753,64530,855
22
Flag of Canada emoji
Solium Capital Inc15621803,1573,5832,6591,88967111,978
23
OH
DFIN Solutions FundSuiteArc/FA11455493,1073,4823,6284,4464,37845,397
24
MD
Norwest Asset Sec Corp Mort PS THR Cert Ser 1998-1 Trust10564043,0903,8972,7922,0391,42340,860
25
IL
Fitzgerald Marketing & Communications, LLC/FA14455463,0274,9865,0975,3755,17553,453
26
DE
Bif Money Fund2154572,9122,9121,9303,03877711,613
27
PA
Vanguard Horizon Funds9324712,8683,6563,5413,3823,10536,805
28
CO
Securex Filings/FA12146592,6733,9803,7933,5994,27937,278
29
Flag of Switzerland emoji
UBS AG11144462,6225,7296,1103,4962,74935,455
30
CA
Globenewswire Inc./FA11718432,5174,0723,7193,2493,33131,650
31
NY
Seward & Kissel LLP9195742,4103,7633,9503,7923,94060,049
32
Flag of U.S.A. emoji
Merrill Bridge/FA15583702,0792,5502,5031,9797699,991
33
NY
Quality EDGAR Solutions, LLC/FA13871312,0432,3761,8251,2771,23414,022
34
OH
Advisor Consultant Network Inc10851462,0082,4542,1382,0381,97124,189
35
NY
Donnelley Financial Solutions/FA9501231,9763,0942,9062,6203,349228,244
36
WI
US Bancorp Fund Services LLC8941891,9613,1102,9912,9152,72234,980
37
IL
Financial Graphic Service, Inc./FA15286211,8233,2133,3854,0364,18730,237
38
NY
Blu Giant, LLC/FA15806421,6482,7522,9503,0132,62412,987
39
Flag of Canada emoji
Newsfile Corp/FA10629931,6102,4322,4342,7333,14639,370
40
NY
Schulte Roth & Zabel LLP/FA9026641,5652,0342,1392,0602,10928,343
41
NJ
GlobalOne Filings, Inc./FA16831681,5582,3052,1005776,540
42
Flag of Brazil emoji
MZ Technologies/FA12928141,3742,0821,7221,8811,58524,484
43
MN
Merrill Corp/New/FA10474691,3662,1222,4532,5252,999141,908
44
NY
Publishing Data Management, Inc./FA13794911,3562,3933,2302,13949211,382
45
DC
Adviser Compliance Associates LLC11726611,3441,6511,5381,5291,46514,977
46
Flag of U.S.A. emoji
Discount Edgar/FA14779321,2932,1552,4082,3082,77018,681
47
CA
Equity Administration Solutions Inc./FA15939681,1651,1859045431843,981
48
NY
Business Wire/FA11575231,1211,5111,6491,6311,89457,495
49
CO
Morse Elizabeth Myers12463601,0661,4471,8632,0702,20129,112
50
NY
Cadwalader Wickersham & Taft LLP9141211,0571,21287851728116,910
48 Filing Agents¹ — 2 Registrants²
Most-Active Filing Agents: 566642698736785
Total Filing Agents: 3,6573,6133,5363,4613,376
Self-Filing Registrants: 28,87237,27835,72834,31333,217
Active Registrants: 106,612129,994131,810128,874131,074
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive an SEC Central Index Key (CIK). When a Filing is submitted, its Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for a related Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001193125 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or call us
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at +1 415-420-4604. For Filing Agents, it’s great for “new business” prospecting.

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