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SEC Filing Agents

   as of Saturday, 10/12/19

The Top 50 Most-Active Filing Agents¹ in 2019

FilingsSince
7/6/92
Bottom
#  Filing Agent¹SEC CIK² 2019   2018   2017   2016   2015  



In descending order
1
NY
Donnelley Financial Solutions/FA119312551,16071,66976,67780,80984,0611,084,783
2
DC
DONNELLEY FINANCIAL SOLUTIONS File16/FA120919132,52639,73441,71842,61649,939652,781
3
MN
Merrill Corp-MD/FA110465919,16826,33226,28725,95129,195444,767
4
NY
Toppan Merrill/FA114420417,40523,12022,51123,54526,173410,801
5
NJ
Computershare Inc112760217,05021,25819,00319,58919,463217,589
6
NY
Davis Polk & Wardwell LLP 01/FA95010313,73015,22712,9599,1749,759119,990
7
TX
ActiveDisclosure/FA156459010,9698,5386,3164,6842,83734,596
8
NY
Broadridge Financial Solutions, Inc./FA156761910,6504,82290366767518,015
9
TX
Donnelley Financial Solutions 06/FA8992438,0579,2358,6878,8804,16247,727
10
NJ
Edgar Agents LLC/FA12139007,9127,7006,0544,3374,21650,137
11
PA
Confluence Technologies Inc/FA17527247,6904408,130
12
NY
CT's hCue/FA12252087,4309,45910,80711,65213,056168,553
13
CA
RDG Filings/FA14377496,9438,1777,8257,7697,72166,286
14
CA
M2 Compliance/FA14931526,8928,2686,8314,4642,84733,334
15
TX
Broadridge Financial Solutions, Inc.11403616,30219,88922,36221,85923,125299,138
16
TX
Section16 Direct/FA11791106,0027,8848,7789,1149,323167,063
17
NY
S2 Filings LLC/FA16157745,4536,0263,0742,3161,50918,602
18
NC
Blueprint/FA16549545,0806,0654,8811,93817,964
19
NY
Doremus Financial Printing/FA8910924,6604,1054,0363,7874,93958,777
20
IA
Workiva Inc. Wdesk FA01/FA16282804,0385,3834,6854,5783,57122,273
21
NC
FilePoint/FA13983443,9985,0304,8094,3753,64531,537
22
MD
Norwest Asset Sec Corp Mort PS THR Cert Ser 1998-1 Trust10564043,9083,8972,7922,0391,42341,678
23
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Solium Capital Inc15621803,7663,5832,6591,88967112,587
24
IL
Fitzgerald Marketing & Communications, LLC/FA14455463,7314,9865,0975,3755,17554,157
25
OH
DFIN Solutions FundSuiteArc/FA11455493,6953,4823,6284,4464,37845,985
26
Flag of Switzerland emoji
UBS AG11144463,2355,7296,1103,4962,74936,068
27
CO
Securex Filings/FA12146593,1883,9803,7933,5994,27937,793
28
CA
Globenewswire Inc./FA11718432,9384,0723,7193,2493,33132,071
29
DE
Bif Money Fund2154572,9122,9121,9303,03877711,613
30
PA
Vanguard Horizon Funds9324712,8953,6563,5413,3823,10536,832
31
NY
Seward & Kissel LLP9195742,8113,7633,9503,7923,94060,450
32
WI
US Bancorp Fund Services LLC8941892,5753,1102,9912,9152,72235,594
33
NY
Quality EDGAR Solutions, LLC/FA13871312,4892,3761,8251,2771,23414,468
34
IL
Financial Graphic Service, Inc./FA15286212,3303,2133,3854,0364,18730,744
35
Flag of U.S.A. emoji
Merrill Bridge/FA15583702,2552,5502,5031,97976910,167
36
NY
Donnelley Financial Solutions/FA9501232,1153,0972,9062,6203,349228,386
37
NY
Blu Giant, LLC/FA15806422,1072,7522,9503,0132,62413,446
38
OH
Advisor Consultant Network Inc10851462,0792,4542,1382,0381,97124,260
39
NJ
GlobalOne Filings, Inc./FA16831681,9132,3072,1005776,897
40
Flag of Canada emoji
Newsfile Corp/FA10629931,8052,4322,4342,7333,14639,565
41
NY
Schulte Roth & Zabel LLP/FA9026641,7732,0342,1392,0602,10928,551
42
Flag of Brazil emoji
MZ Technologies/FA12928141,6652,0821,7221,8811,58524,775
43
MN
Merrill Corp/New/FA10474691,6142,1222,4532,5252,999142,156
44
NY
Publishing Data Management, Inc./FA13794911,5822,3933,2302,13949211,608
45
Flag of U.S.A. emoji
Discount Edgar/FA14779321,5802,1552,4082,3082,77018,968
46
NJ
DG3/FA12067741,4171,4581,4401,5931,65221,643
47
DC
Adviser Compliance Associates LLC11726611,3741,6511,5381,5291,46515,007
48
CA
Equity Administration Solutions Inc./FA15939681,3431,1859045431844,159
49
NY
Cadwalader Wickersham & Taft LLP9141211,2941,21287851728117,147
50
NY
Business Wire/FA11575231,2461,5111,6491,6311,89457,620
48 Filing Agents¹ — 2 Registrants²
Most-Active Filing Agents: 582641698736785
Total Filing Agents: 3,6633,6113,5353,4603,375
Self-Filing Registrants: 32,79337,27935,72834,31333,217
Active Registrants: 116,610130,000131,810128,874131,074
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive an SEC Central Index Key (CIK). When a Filing is submitted, its Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for a related Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001193125 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or call us
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at +1 415-420-4604. For Filing Agents, it’s great for “new business” prospecting.

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