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SEC Filing Agents

   as of Saturday, 6/22/19

The Top 50 Most-Active Filing Agents¹ in 2019

FilingsSince
7/6/92
Bottom
#  Filing Agent¹SEC CIK² 2019   2018   2017   2016   2015  



In descending order
1
NY
Donnelley Financial Solutions/FA119312534,52971,66176,65880,80484,0611,068,120
2
DC
DONNELLEY FINANCIAL SOLUTIONS File16/FA120919123,96039,73441,71842,61649,939644,215
3
MN
Merrill Corp-MD/FA110465913,06526,32426,28625,94729,195438,651
4
NJ
Computershare Inc112760212,75021,25819,00319,58919,463213,289
5
NY
Toppan Vintage/FA114420411,59423,10322,51123,54426,173404,972
6
NY
Davis Polk & Wardwell LLP 01/FA9501038,19315,22712,9599,1749,759114,453
7
NY
Broadridge Financial Solutions, Inc./FA15676197,6434,82290366767515,008
8
TX
ActiveDisclosure/FA15645906,6468,5346,3164,6842,83730,269
9
TX
Donnelley Financial Solutions 06/FA8992435,5589,2358,6878,8804,16245,228
10
NY
CT's hCue/FA12252085,3159,45910,80711,65213,056166,438
11
NJ
Edgar Agents LLC/FA12139004,5687,6876,0544,3374,21646,780
12
CA
RDG Filings/FA14377494,4758,1777,8247,7697,72163,817
13
TX
Section16 Direct/FA11791104,4637,8848,7789,1149,323165,524
14
CA
M2 Compliance/FA14931524,2508,2666,8314,4642,84730,690
15
TX
Broadridge Financial Solutions, Inc.11403613,87619,88722,36221,85923,125296,710
16
NY
S2 Filings LLC/FA16157743,6916,0233,0672,3161,50916,830
17
PA
Confluence Technologies Inc/FA17527243,4384403,878
18
NC
Blueprint/FA16549543,3156,0514,8811,93816,185
19
NY
Doremus Financial Printing/FA8910922,9424,1054,0363,7874,93957,059
20
PA
Vanguard Horizon Funds9324712,8343,6563,5413,3823,10536,771
21
DE
Bif Money Fund2154572,8122,9121,9303,03877711,513
22
IA
Workiva Inc. Wdesk FA01/FA16282802,7195,3834,6854,5783,57120,954
23
Flag of Canada emoji
Solium Capital Inc15621802,6173,5832,6591,88967111,438
24
NC
FilePoint/FA13983442,5315,0304,8094,3753,64530,070
25
OH
DFIN Solutions FundSuiteArc/FA11455492,4933,4823,6284,4464,37844,783
26
IL
Fitzgerald Marketing & Communications, LLC/FA14455462,4474,9865,0975,3755,17552,873
27
MD
Norwest Asset Sec Corp Mort PS THR Cert Ser 1998-1 Trust10564042,3113,8972,7922,0391,42340,081
28
CO
Securex Filings/FA12146592,1603,9803,7933,5994,27936,765
29
Flag of Switzerland emoji
UBS AG11144461,9895,7296,1103,4962,74934,822
30
CA
Globenewswire Inc./FA11718431,9044,0723,7193,2493,33131,037
31
NY
Seward & Kissel LLP9195741,8603,7633,9503,7923,94059,499
32
WI
US Bancorp Fund Services LLC8941891,5443,1102,9912,9132,72234,561
33
Flag of U.S.A. emoji
Merrill Bridge/FA15583701,4812,5502,5031,9797699,393
34
NY
Quality EDGAR Solutions, LLC/FA13871311,4732,3761,8251,2771,23413,452
35
OH
Advisor Consultant Network Inc10851461,4592,4542,1382,0381,97123,640
36
NY
Donnelley Financial Solutions/FA9501231,3713,0782,9062,6203,349227,623
37
IL
Financial Graphic Service, Inc./FA15286211,3283,2133,3854,0354,18729,741
38
NY
Blu Giant, LLC/FA15806421,3102,7522,9503,0132,62412,649
39
NY
Schulte Roth & Zabel LLP/FA9026641,2632,0342,1392,0602,10928,041
40
Flag of Canada emoji
Newsfile Corp/FA10629931,2602,4322,4342,7333,14639,020
41
NJ
GlobalOne Filings, Inc./FA16831681,1652,3032,1005776,145
42
Flag of Brazil emoji
MZ Technologies/FA12928141,1092,0821,7221,8811,58524,219
43
MN
Merrill Corp/New/FA10474691,0932,1222,4532,5252,999141,635
44
NY
Publishing Data Management, Inc./FA13794911,0732,3933,2302,13949211,099
45
DC
Adviser Compliance Associates LLC11726619921,6511,5381,5291,46514,625
46
CA
Equity Administration Solutions Inc./FA15939689791,1859045431843,795
47
Flag of U.S.A. emoji
Discount Edgar/FA14779329362,1552,4082,3082,77018,324
48
CO
Morse Elizabeth Myers12463608911,4471,8632,0702,20128,937
49
NY
Donnelley Financial Solutions/NY/FA12588978569941,0401,1471,1235,690
50
NY
Business Wire/FA11575238351,5111,6491,6311,89457,209
48 Filing Agents¹ — 2 Registrants²
Most-Active Filing Agents: 546638696734783
Total Filing Agents: 3,6473,6133,5363,4613,376
Self-Filing Registrants: 24,32737,27835,72734,31333,217
Active Registrants: 95,688129,989131,809128,874131,074
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive an SEC Central Index Key (CIK). When a Filing is submitted, its Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for a related Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001193125 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or call us
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at +1 415-420-4604. For Filing Agents, it’s great for “new business” prospecting.

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