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Recent Filings (by Filing Type)

321 Filing Types

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SECForm,RuleFilings
ActsCategoryorScheduleDescriptionFilingTypeInitial/Amended
Sort in ascending orderSort in ascending orderSort in ascending orderSort in ascending orderIn ascending order(clickformost-recent)
’40ReportsENotifications by Small Business Investment Companies and Business Development Companies1-E89
’40ReportsEReports of Sales of Securities2-E52
’34Ownership3Initial Statements of Beneficial Ownership of Securities3224,52413,607
’34Ownership4Statements of Changes in Beneficial Ownership of Securities42,466,19385,611
’34Ownership5Annual Statements of Changes in Beneficial Ownership of Securities586,9253,584
’34Reports6-KReports of Foreign Private Issuers6-K270,3713,668
’34Registrations8-ARegistrations of Certain Classes of Securities8-A12B14,6733,678
’34Registrations8-ARegistrations of Certain Classes of Securities8A12BEF95
’34Registrations8-ARegistrations of Certain Classes of Securities8A12BT288
’34Registrations8-ARegistrations of Certain Classes of Securities8-A12G9,3912,265
’34Registrations8-BRegistrations of Securities of Certain Successor Issuers8-B12B9429
’34Registrations8-BRegistrations of Securities of Certain Successor Issuers8-B12G6113
’34Reports8-KCurrent Reports8-K1,189,71062,658
’34Registrations8-KNotices of Securities of Successor Issuers Deemed to be Registered8-K12B979
’34Registrations8-KNotices of Securities of Successor Issuers Deemed to be Registered8-K12G3574108
’34Reports8-KNotices of Assumptions of Duty to Report by Successor Issuers8-K15D5662
’34Registrations10Registrations of Securities (General Form)10-12B6041,076
’34Registrations10Registrations of Securities (General Form)10-12G2,0093,572
’34Reports10-CReports by Issuers of Securities Quoted on NASDAQ10-C1,30525
’34Reports10-DPeriodic Distribution Reports by Asset-Backed Issuers10-D26,7261,759
’34Reports10-KAnnual Reports10-K146,67835,339
’34Reports10-KAnnual Reports – [x] Reg. S-K Item 40510-K40520,2083,225
’34Reports10-KSBAnnual Reports – Small Businesses10KSB37,05511,939
’34Reports10-KSBAnnual Reports – Small Businesses – [x] Reg. S-B Item 40510KSB403,460629
’34Reports10-KAnnual-Transition Reports10-KT33890
’34Reports10-KAnnual-Transition Reports – [x] Reg. S-K Item 40510KT4058217
’34Reports10-QQuarterly Reports10-Q463,88438,658
’34Reports10-QSBQuarterly Reports – Small Businesses10QSB120,29817,154
’34Reports10-QQuarterly-Transition Reports10-QT16832
’34Registrations10-SBRegistrations of Securities of Small-Business Issuers10SB12B245134
’34Registrations10-SBRegistrations of Securities of Small-Business Issuers10SB12G4,1455,541
’34Reports11-KAnnual Reports of Employee Stock Purchase, Savings and Similar Plans11-K29,647724
’34Reports11-KAnnual-Transition Reports of Employee Stock Purchase, Savings and Similar Plans11-KT891
’34Ownership13F-EQuarterly Reports by Institutional Money Managers13F-E1,188120
’34Ownership13FQuarterly Holdings and Combination Reports by Institutional Money Managers13F-HR161,09618,276
’34Ownership13FQuarterly Notices by Institutional Money Managers13F-NT52,6081,438
’34Registrations15Certifications of Terminations of Registration of Classes of Securities15-12B3,79179
’34Registrations15Certifications of Terminations of Registration of Classes of Securities15-12G11,473333
’34Reports15Notices of Suspensions of Duty to File Reports15-15D14,661187
’34Registrations15FCertifications of Foreign Private Issuers’ Terminations of Registration of Classes of Securities15F-12B13511
’34Registrations15FCertifications of Foreign Private Issuers’ Terminations of Registration of Classes of Securities15F-12G19810
’34Reports15FNotices of Foreign Private Issuers’ Suspensions of Duty to File Reports15F-15D852
’34Registrations18Registrations of Securities of Foreign Governments and Political Subdivisions18-12B3
’34Reports18-KAnnual Reports of Foreign Governments and Political Subdivisions18-K4531,334
’34Reports20-FAnnual Reports of Foreign Private Issuers20-F10,8362,760
’34Registrations20-FRegistrations of Securities of Foreign Private Issuers20FR12B11099
’34Registrations20-FRegistrations of Securities of Foreign Private Issuers20FR12G334503
’40Registrations24f-1Notices of Elections to Register Securities24F-16
’40Registrations24F-2Annual Notices of Securities Sold by Investment Companies24F-2EL292
’40Registrations24F-2Annual Notices of Securities Sold by Investment Companies24F-2NT135,0672,692
’40Registrations24F-2Annual Notices of Securities Sold by Investment Companies24F-2TM603
’34Reports25Notices to Voluntarily Withdraw Classes of Securities from Listings and Registrations on National Exchanges251,48025
’34Reports25Notices by National Exchanges of the Removal from Listings and Registrations of Matured, Redeemed or Retired Securities25-NSE5,822155
’35Reports35-APPStatements Concerning Proposed Transactions35-APP62
’35Reports35-CERTCertificates Concerning Terms and Conditions of Transactions35-CERT5,13798
’40Registrations0-2Applications for Orders by Employees’ Securities Companies40-6B863
’40Reports8b-25(a)Applications Requesting Extensions of Time for Filing Certain Information, Documents or Reports40-8B2558
’40Registrations0-2Initial Applications for Deregistration of Certain Registered Investment Companies40-8F-21619
’40RegistrationsN-8FApplications for Deregistration of Certain Registered Investment Companies – Abandonments of Registration40-8F-A12465
’40RegistrationsN-8FApplications for Deregistration of Certain Registered Investment Companies – Business Development Companies40-8F-B41
’40RegistrationsN-8FApplications for Deregistration of Certain Registered Investment Companies – Liquidations40-8F-L455180
’40RegistrationsN-8FApplications for Deregistration of Certain Registered Investment Companies – Mergers40-8F-M542174
’40ReportsN-17F-1Certificates of Accounting of Securities in the Custody of Management Investment Companies40-17F11891
’40ReportsN-17F-2Certificates of Accounting of Securities in the Custody of Management Investment Companies40-17F214,317115
’40Reports17g-1Fidelity Bonds of Management Investment Companies40-17G9,6041,484
’40Reports24b-2Sales Literature of Management Investment Companies40-24B22,30780
’40Reports33Stockholder Derivative Actions re: Management Investment Companies40-3320
’40Registrations0-2Applications for Orders other than those Reviewed by the Office of Insurance Products40-APP6471,229
’34Reports40-FAnnual Reports of Foreign Private Issuers40-F1,768381
’34Reports40-FAnnual Reports of Foreign Private Issuers – ’34 S.12(b) Reg.40FR12B7939
’34Reports40-FAnnual Reports of Foreign Private Issuers – ’34 S.12(g) Reg.40FR12G218
’40Registrations0-2Applications for Orders Reviewed by the Office of Insurance Products40-OIP56102
’33Ownership144Notices of Proposed Sales of Securities1445,634222
’39RegistrationsT-1Statements of Eligibility of Corporations Designated to Act as Trustees305B21,30518
’33Registrations424(a)Prospectuses424A1,531
’33Registrations424(b)(1)Prospectuses424B15,614
’33Registrations424(b)(2)Prospectuses424B287,080
’33Registrations424(b)(3)Prospectuses424B3124,576
’33Registrations424(b)(4)Prospectuses424B47,657
’33Registrations424(b)(5)Prospectuses424B543,492
’33Registrations424(b)(7)Prospectuses424B72,493
’33Registrations424(b)(8)Prospectuses424B8373
’33Reports425Business-Combination Transaction Communications42544,190
’40RegistrationsPost-Effective Amendments485A24E88
’40RegistrationsPost-Effective Amendments485A24F25
’40RegistrationsPost-Effective Amendments485APOS32,609
’40RegistrationsPost-Effective Amendments485B24E1,669
’40RegistrationsPost-Effective Amendments485B24F64
’40RegistrationsPost-Effective Amendments485BPOS132,940
’40RegistrationsPost-Effective Amendments to Designate New Effective Dates485BXT9,972
’40RegistrationsPost-Effective Amendments to Designate New Effective Dates485BXTF1
’40RegistrationsN-2Post-Effective Amendments to N-2s486A24E1
’40RegistrationsN-2Post-Effective Amendments to N-2s486APOS112
’40RegistrationsN-2Post-Effective Amendments to N-2s486B24E2
’40RegistrationsN-2Post-Effective Amendments to N-2s486BPOS407
’40RegistrationsPre-Effective Pricing Amendments48712,668
’40Registrations497Definitive Materials497268,543
’40Reports482Advertising by Certain Investment Companies497AD2,378
’40Registrations497(h)(2)Prospectuses497H282
’40Registrations497(j)Certifications of No Changes in Definitive Materials497J86,082
’40Registrations497(k)Summary Prospectuses of Open-End Management Investment Companies497K74,184
’40Reports497(k)(1)(i)Profiles of Open-End Management Investment Companies497K1317
’40Reports497(k)(1)(ii)Profiles of Open-End Management Investment Companies497K2164
’40Reports497(k)(1)(iii)(A)Profiles of Open-End Management Investment Companies497K3A52
’40Reports497(k)(1)(iii)(B)Profiles of Open-End Management Investment Companies497K3B2,294
Reports15GAsset-Backed Securities ReportsABS-15G1,935691
ReportsBW 2I.B.R.D. (World Bank) Annual ReportsANNLRPT671
’33,
’34
RegistrationsAPP WDWithdrawals of Applications for Exemptive or Other Relief from the Federal Securities LawsAPP WD1188
’34ReportsAnnual Reports to Security HoldersARS1,3396
’33,
’34
RegistrationsAmendment Withdrawal RequestsAW2,663
’33,
’34
RegistrationsAmendment Withdrawal (Withdraw Duplicate) RequestsAW WD86
ReportsBW 2I.B.R.D. (World Bank) Quarterly ReportsBW-227
ReportsBW 3I.B.R.D. (World Bank) Distribution of Obligations ReportsBW-393
’68OwnershipCBRights/Exchange/Tender Offer Notifications/ResponsesCB771659
LettersCorrespondence with the SECCORRESP6
’33RegistrationsDNotices of Offerings of Securities Made Without RegistrationD100,43269,419
’34Proxies13E-3Definitive Proxy Solicitation Materials – Going-Private Transaction StatementsDEF13E37787
’34Proxies14ADefinitive Proxy Solicitation MaterialsDEF 14A135,250
’34Proxies14CDefinitive Proxy Information StatementsDEF 14C8,957
’34Proxies14AAdditional Definitive Proxy Solicitation MaterialsDEFA14A53,690
’34Proxies14CAdditional Definitive Proxy Information StatementsDEFA14C267
’34Proxies14ADefinitive Proxy Solicitation Materials – Contested SolicitationsDEFC14A1,420
’34Proxies14CDefinitive Proxy Information Statements – Contested SolicitationsDEFC14C24
’34Proxies14ADefinitive Proxy Solicitation Materials – Mergers and AcquisitionsDEFM14A4,038
’34Proxies14CDefinitive Proxy Information Statements – Mergers and AcquisitionsDEFM14C352
’34Proxies14ADefinitive Non-Management Proxy Solicitation Materials – Non-Contested SolicitationsDEFN14A277
’34Proxies14ARevised Definitive Proxy Solicitation MaterialsDEFR14A4,572
’34Proxies14CRevised Definitive Proxy Information StatementsDEFR14C344
’34Proxies14ADefinitive Proxy Solicitation Materials – Special MeetingsDEFS14A3,996
’34Proxies14CDefinitive Proxy Information Statements – Special MeetingsDEFS14C88
’33RegistrationsRegistration Effectiveness-Delaying AmendmentsDEL AM725
’34Proxies14AAdditional Definitive Non-Management Proxy Solicitation MaterialsDFAN14A8,641
’34Proxies14ARevised Definitive Non-Management Proxy Solicitation MaterialsDFRN14A256
’33RegistrationsS-1/F-1Draft Registration Statements of Emerging Growth Companies and Foreign Private IssuersDRS3
ReportsBW 3I.B.R.D. (World Bank) Distribution of Obligations ReportsDSTRBRPT9815
’33RegistrationsF-1Registration Statements of Foreign Private IssuersF-18212,387
’33RegistrationsF-1Registrations of Additional SecuritiesF-1MEF75
’33RegistrationsF-2Registration Statements of Foreign Private IssuersF-21633
’33RegistrationsF-2Registrations of Securities Pursuant to Dividend and Interest Reinvestment PlansF-2D1
’33RegistrationsF-3Registration Statements of Foreign Private Issuers for Securities Offered Pursuant to TransactionsF-3890918
’33RegistrationsF-3Automatic Shelf Registration Statements for Securities of Well-Known Seasoned Foreign Private IssuersF-3ASR326
’33RegistrationsF-3Registrations of Securities Pursuant to Dividend and Interest Reinvestment PlansF-3D29
’33RegistrationsF-3Post-Effective Amendments to F-3DsF-3DPOS18
’33RegistrationsF-3Registrations of Additional SecuritiesF-3MEF23
’33RegistrationsF-4Registration Statements of Foreign Private Issuers for Securities Issued in Business-Combination TransactionsF-4563842
’33RegistrationsF-4Registrations of Additional SecuritiesF-4MEF6
’33RegistrationsF-4Post-Effective Amendments to F-4sF-4 POS19
’33RegistrationsF-6Registrations of Depositary Shares Evidenced by American Depositary Receipts (Not Effective Immediately)F-61,11790
’33RegistrationsF-6Registrations of Depositary Shares Evidenced by American Depositary Receipts (Effective Immediately)F-6EF4,016
’33RegistrationsF-6Post-Effective Amendments to F-6sF-6 POS801
’33RegistrationsF-7Registration Statements of Canadian Issuers for Securities Offered for Cash Upon the Exercise of RightsF-7194
’33RegistrationsF-7Post-Effective Amendments to F-7sF-7 POS2
’33RegistrationsF-8Registration Statements of Foreign Private Issuers for Securities Offered Pursuant to TransactionsF-82850
’33RegistrationsF-8Post-Effective Amendments to F-8sF-8 POS5
’33RegistrationsF-9Registration Statements of Foreign Private Issuers (Not Effective Immediately)F-99583
’33RegistrationsF-9Registration Statements of Foreign Private Issuers (Effective Immediately)F-9EF3
’33RegistrationsF-9Post-Effective Amendments to F-9sF-9 POS5
’33RegistrationsF-10Registration Statements of Foreign Private Issuers (Not Effective Immediately)F-10466487
’33RegistrationsF-10Registration Statements of Foreign Private Issuers (Effective Immediately)F-10EF4
’33RegistrationsF-10Post-Effective Amendments to F-10sF-10POS44
’33RegistrationsF-80Registration Statements of Canadian Issuers for Securities to be Issued in Exchange Offers or Business CombinationsF-801718
’33RegistrationsF-80Post-Effective Amendments to F-80sF-80POS5
’33RegistrationsF-NAppointments of Agents for Service of Process by Foreign Financial EntitiesF-N19010
’33Registrations163/433Free Writing ProspectusesFWP78,333
’33RegistrationsF-XAppointments of Agents for Service of Process by Foreign Non-Financial EntitiesF-X1,537141
’34Reports13(r)Notices of Disclosures in Quarterly and Annual Reports re: The Iran Threat Reduction and Syria Human Rights ActIRANNOTICE852
’34RegistrationsMAApplications for Municipal Advisor RegistrationMA22
’34RegistrationsMA-IInformation Regarding Natural Persons Who Engage in Municipal Advisory ActivitiesMA-I42
’40RegistrationsN-1Registration Statements of Open-End Management Investment CompaniesN-12189
’40RegistrationsN-1ARegistration Statements of Open-End Management Investment CompaniesN-1A1,6422,350
’40RegistrationsN-1ARegistration Statements of Open-End Management Investment CompaniesN-1A EL361466
’40RegistrationsN-2Registration Statements of Closed-End Investment CompaniesN-22,8654,340
’40RegistrationsN-2Registrations of Additional SecuritiesN-2MEF203
’40RegistrationsN-3Registration Statements for Separate Accounts (Management Investment Companies)N-34019
’40RegistrationsN-3Registration Statements for Separate Accounts (Management Investment Companies)N-3 EL66
’40RegistrationsN-4Registration Statements for Separate Accounts (Unit Investment Trusts)N-41,9551,763
’40RegistrationsN-4Registration Statements for Separate Accounts (Unit Investment Trusts)N-4 EL151141
’40RegistrationsN-5Registration Statements of Small-Business Investment CompaniesN-5910
’40RegistrationsN-6Registration Statements for Separate Accounts (Unit Investment Trusts)N-6544399
’40ReportsN-6FNotices of Intentions to Elect Business-Development-Company StatusN-6F10055
’40RegistrationsN-8ANotices of RegistrationsN-8A3,632515
’40RegistrationsN-8B-2Registration Statements of Unit Investment TrustsN-8B-2177164
’40RegistrationsN-8B-4Registration Statements of Face-Amount Certificate CompaniesN-8B-41
’40RegistrationsN-8FApplications for Deregistration of Certain Registered Investment CompaniesN-8F2,1861,040
’40RegistrationsN-14Registration Statements of Open-End Investment Companies (Business Combinations)N-142,5351,757
’40RegistrationsN-14Registration Statements of Closed-End Investment Companies (Business Combinations)N-14 8C165184
’40RegistrationsN-14Registration Statements of Open-End Investment Companies (Business Combinations) with Automatic EffectivenessN-14AE891185
’40RegistrationsN-14Registration Statements of Open-End Investment Companies (Business Combinations)N14AE2423058
’40RegistrationsN-14Registration Statements of Open-End Investment Companies (Business Combinations)N14EL2415889
’40RegistrationsN-14Registrations of Additional SecuritiesN-14MEF3
’40ReportsN-18F-1Notices of ElectionsN-18F11,12929
’40OwnershipN-23C-1Reports by Closed-End Investment Companies of Purchases of their own SecuritiesN-23C-192016
’40Ownership23c-2(b)Notices by Closed-End Investment Companies of Intentions to Call or Redeem their own SecuritiesN-23C-21,24849
’40Ownership23c-3(b) OnlyNotices of Periodic Repurchase OffersN-23C3A1,09016
’40Ownership23c-3(c) OnlyNotices of Periodic Repurchase OffersN-23C3B3723
’40Ownership23c-3(b) & (c)Notices of Periodic Repurchase OffersN-23C3C4444
’40ReportsN-27D-1Accountings for Segregated Trust AccountsN-27D-112
’40Reports30b-2Periodic and Interim Reports Mailed to ShareholdersN-30B-28,732
’40Reports30d-1Annual and Semi-Annual Reports Mailed to ShareholdersN-30D69,5101,044
’40ReportsN-54ANotices of Elections by Business Development CompaniesN-54A2208
’40ReportsN-54CNotices of Withdrawals by Business Development CompaniesN-54C1524
’40ReportsN-CSRCertified Annual Shareholder Reports of Management Investment CompaniesN-CSR41,0752,309
’40ReportsN-CSRCertified Semi-Annual Shareholder Reports of Management Investment CompaniesN-CSRS33,621746
’40ReportsN-MFPMonthly Schedules of Portfolio Holdings of Money Market FundsN-MFP27,9481,774
’40ReportsN-PXProxy Voting Record Annual Reports by Management Investment CompaniesN-PX32,0941,492
’40ReportsN-QQuarterly Schedules of Portfolio Holdings of Management Investment CompaniesN-Q63,112820
’40ReportsN-SARSemi-Annual Reports of Money-Management CompaniesNSAR-A62,4893,444
’40ReportsN-SARSemi-Annual-Transition Reports of Money-Management CompaniesNSAR-AT19815
’40ReportsN-SARAnnual Reports of Money-Management CompaniesNSAR-B62,2285,444
’40ReportsN-SARAnnual-Transition Reports of Money-Management CompaniesNSAR-BT61052
’40ReportsN-SARAnnual Reports of Unit Investment TrustsNSAR-U13,657287
’34Reports12b-25Notices of Late Filings of Form 10-DNT 10-D71
’34Reports12b-25Notices of Late Filings of Form 10-KNT 10-K36,648600
’34Reports12b-25Notices of Late Filings of Form 10-QNT 10-Q59,104544
’34Reports12b-25Notices of Late Filings of Form 11-KNT 11-K1,52712
’34Reports12b-25Notices of Late Filings of Special Financial ReportsNT 15D287
’34Reports12b-25Notices of Late Filings of Form 20-FNT 20-F1,14919
’40Reports12b-25Notices of Late Filings of Form N-CSRNTFNCSR66
’40Reports12b-25Notices of Late Filings of Form N-SARNTFNSAR186
’34Reports12b-25Notices of Late Filings of Form 10-DNTN 10D4
’34Reports12b-25Notices of Late Filings of Form 10-KNTN 10K1,455
’34Reports12b-25Notices of Late Filings of Form 10-QNTN 10Q2,170
’34Reports12b-25Notices of Late Filings of Form 11-KNTN 11K18
’34Reports12b-25Notices of Late Filings of Special Financial ReportsNTN15D23
’34Reports12b-25Notices of Late Filings of Form 20-FNTN 20F34
’40Reports12b-25Notices of Late Filings of Form N-CSRNT-NCSR27017
’40ReportsN-MFPLate Filings of Monthly Schedules of Portfolio Holdings of Money Market FundsNT N-MFP154
’40Reports12b-25Notices of Late Filings of Form N-SARNT-NSAR2,529110
’33,
’40
Registrations8(c)Post-Effective AmendmentsPOS 8C1,250
’33,
’40
Registrations462(b)Post-Effective AmendmentsPOS462B195
’33,
’40
Registrations462(c)Post-Effective AmendmentsPOS462C79
’33,
’40
RegistrationsPost-Effective AmendmentsPOS AM24,598
’35RegistrationsU-1Post-Effective Amendments to U-1sPOS AMC1,182
’40RegistrationsPost-Effective AmendmentsPOS AMI4,898
’33RegistrationsS-3/F-3Post-Effective Amendments to S-3 and F-3 ASRsPOSASR945
’33RegistrationsPost-Effective Amendments to Add ExhibitsPOS EX1,889
’34Proxies13E-3Preliminary Proxy Solicitation Materials – Going-Private Transaction StatementsPRE13E3173290
’34Proxies14APreliminary Proxy Solicitation MaterialsPRE 14A31,376
’34Proxies14CPreliminary Proxy Information StatementsPRE 14C7,310
’34Proxies14AAdditional Preliminary Proxy Solicitation MaterialsPREA14A16
’34Proxies14CAdditional Preliminary Proxy Information StatementsPREA14C1
’34Proxies14APreliminary Proxy Solicitation Materials – Contested SolicitationsPREC14A2,000
’34Proxies14CPreliminary Proxy Information Statements – Contested SolicitationsPREC14C61
’34Proxies14APreliminary Proxy Solicitation Materials – Mergers and AcquisitionsPREM14A3,926
’34Proxies14CPreliminary Proxy Information Statements – Mergers and AcquisitionsPREM14C596
’34Proxies14APreliminary Non-Management Proxy Solicitation Materials – Non-Contested SolicitationsPREN14A341
’34Proxies14ARevised Preliminary Proxy Solicitation MaterialsPRER14A9,670
’34Proxies14CRevised Preliminary Proxy Information StatementsPRER14C2,066
’34Proxies14APreliminary Proxy Solicitation Materials – Special MeetingsPRES14A3,944
’34Proxies14CPreliminary Proxy Information Statements – Special MeetingsPRES14C129
’34Proxies14ARevised Preliminary Non-Management Proxy Solicitation Materials – Contested Solicitations and Other SituationsPRRN14A1,689
’34Proxies14a-6(g)Notices of Exempt Proxy SolicitationsPX14A6G591
’34Proxies14a-6(n)Notices of Exempt Preliminary Proxy Roll-Up CommunicationsPX14A6N18
ReportsBW 2I.B.R.D. (World Bank) Quarterly ReportsQRTLYRPT461
’33,
’34
RegistrationsRegistration Withdrawal RequestsRW9,921
’33,
’34
RegistrationsRegistration Withdrawal (Withdraw Duplicate) RequestsRW WD331
’33,
’40
RegistrationsS-1Registration Statements (General Form)S-114,42340,690
’33,
’40
RegistrationsS-1Registrations of Additional SecuritiesS-1MEF1,006
’33RegistrationsS-2Registrations of SecuritiesS-29781,457
’33RegistrationsS-2Registrations of Additional SecuritiesS-2MEF73
’33,
’40
RegistrationsS-3Registration Statements for Securities Offered Pursuant to TransactionsS-330,76526,684
’33RegistrationsS-3Automatic Shelf Registration Statements for Securities of Well-Known Seasoned IssuersS-3ASR4,092
’33,
’40
RegistrationsS-3Registrations of Securities Pursuant to Dividend and Interest Reinvestment PlansS-3D8355
’33,
’40
RegistrationsS-3Post-Effective Amendments to S-3DsS-3DPOS533
’33,
’40
RegistrationsS-3Registrations of Additional SecuritiesS-3MEF1,159
’33RegistrationsS-4Registrations of Securities Issued in Business-Combination TransactionsS-412,55116,986
’33RegistrationsS-4Registrations of Securities Issued in Business-Combination Transactions Forming Banks, Savings & Loans and Holding CompaniesS-4EF7631
’33RegistrationsS-4Registrations of Additional SecuritiesS-4MEF121
’33RegistrationsS-4Post-Effective Amendments to S-4sS-4 POS276
’40RegistrationsS-6Registration Statements of Unit Investment TrustsS-613,4614,699
’40RegistrationsS-6Registration Statements of Unit Investment TrustsS-6EL241,398359
’33RegistrationsS-8Registrations of Securities to be Offered to Employees Pursuant to Employee Benefit PlansS-870,33518
’33RegistrationsS-8Post-Effective Amendments to S-8sS-8 POS21,876
’33RegistrationsS-11Registration Statements for Securities of Real Estate CompaniesS-119362,954
’33RegistrationsS-11Registrations of Additional SecuritiesS-11MEF73
’33RegistrationsS-20Registration Statements for Standardized OptionsS-2065
’33RegistrationsBRegistration Statements for Securities of Foreign Governments and Political SubdivisionsS-B211127
’33RegistrationsSB-1Registrations of Securities by Small-Business IssuersSB-1151358
’33RegistrationsSB-1Registrations of Additional SecuritiesSB-1MEF1
’33RegistrationsSB-2Registrations of Securities by Small-Business IssuersSB-27,81016,585
’33RegistrationsSB-2Registrations of Additional SecuritiesSB-2MEF104
’33RegistrationsBRegistrations of Additional SecuritiesS-BMEF10
’68Ownership13DGeneral Statements of Beneficial OwnershipSC 13D48,80695,702
’68Ownership13e-1Tender-Offer Transaction StatementsSC 13E12112
’68Ownership13E-3Tender-Offer Statements – Going-Private TransactionsSC 13E32,1897,251
’68Ownership13E-4Tender-Offer Statements – Issuer Tender OffersSC 13E47341,250
’68Ownership13E-4FTender-Offer Statements – Issuer Tender OffersSC13E4F1516
’68Ownership13GStatements of Beneficial OwnershipSC 13G161,437262,039
’68Ownership14D-1Tender-Offer Statements – Third-Party Tender OffersSC 14D11,2715,205
’68Ownership14D-1Tender-Offer Statements – Third-Party Tender OffersSC14D1F40134
’68Ownership14D-9Tender-Offer Solicitation/Recommendation StatementsSC 14D93,7277,669
’68Ownership14D-9CTender-Offer Solicitation/Recommendation Statements – Preliminary CommunicationsSC14D9C1,781
’68Ownership14D-9FTender-Offer Solicitation/Recommendation Statements – Preliminary Communications – ForeignSC14D9F3639
’68Ownership14f-1Statements re: Changes in Majority of DirectorsSC 14F11,971209
’68OwnershipTOTender-Offer Statements – Preliminary CommunicationsSC TO-C4,239
’68OwnershipTOTender-Offer Statements – Issuer Tender OffersSC TO-I6,09410,817
’68OwnershipTOTender-Offer Statements – Third-Party Tender OffersSC TO-T2,13710,041
Reports13p-1Specialized Disclosure Reports Relating to the Use of Conflict MineralsSD1,3098
’34Reports15d-2Special Financial ReportsSP 15D2532
’33RegistrationsVoluntary Supplemental Material Filed by Foreign IssuersSUPPL1,042
’39RegistrationsT-3Applications for Qualification of a Trust IndentureT-3523490
’34RegistrationsTA-1Applications for Registration as a Transfer AgentTA-11231,775
’34ReportsTA-2Annual Reports of Transfer Agent ActivitiesTA-23,234368
’34RegistrationsTA-WNotices of Withdrawal from Registration as Transfer AgentTA-W172
’35RegistrationsU-1Applications and DeclarationsU-19692,309
’35RegistrationsU-3A-2Statements by Holding Companies Claiming ExemptionU-3A-2984163
’35RegistrationsU-3A3-1Twelve-Month Statements by Banks Claiming ExemptionU-3A3-121
’35RegistrationsU5ANotices of RegistrationsU5A404
’35RegistrationsU5BRegistration StatementsU5B3210
’35ReportsU5SAnnual Reports of Holding CompaniesU5S24268
’35ReportsU-6B-2Certificates of Notices of Security Issues, Renewals and GuaranteesU-6B-21,2849
’35ReportsU-7DCertificates Concerning Leases of Utility FacilitiesU-7D2839
’35ReportsU-9C-3Quarterly Reports of Energy or Gas-Related CompaniesU-9C-363516
’35OwnershipU-12(I)-AOwnership Statements by Persons Employed or Retained by Registered Holding CompaniesU-12-IA291
’35OwnershipU-12(I)-BThree-Year Ownership Statements by Persons Employed or Retained by Registered Holding CompaniesU-12-IB1,5373
’35ReportsU-13-60Annual Reports of Mutual and Subsidiary Service CompaniesU-13-6036617
’35OwnershipU-13E-1Transaction Statements by Affiliate and Independent Service CompaniesU-13E-14
’35ReportsU-33-SAnnual Reports of Foreign Utility CompaniesU-33-S481
’35ReportsU-57Notices of Foreign Utility Company StatusU-57614237
’33RegistrationsInitial Undertakings to File ReportsUNDER201
LettersCommunications to and from the SECUPLOAD506
________
Filing Type applies to multiple Forms, Rules or Schedules.Total...8,009,153953,215
TFiling Type is obsolete or no longer made public.Top

 

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