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Bastian Jeffery S. – ‘4’ for 9/15/22 re: Lsi Industries Inc.

On:  Monday, 9/19/22, at 6:45pm ET   ·   For:  9/15/22   ·   As:  Officer   ·   Accession #:  1437749-22-22756   ·   File #:  0-13375

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/19/22  Bastian Jeffery S.                4          Officer     1:15K  Lsi Industries Inc.               RDG Filings/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     15K 
                Securities by an Insider -- rdgdoc.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  9/15/22
Issuer:
Issuer CIK:  763532
Issuer Name:  LSI INDUSTRIES INC
Issuer Trading Symbol:  LYTS
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1708953
Owner Name:  Bastian Jeffery S.
Reporting Owner Address:
Owner Street 1:  C/O LSI INDUSTRIES INC.
Owner Street 2:  10000 ALLIANCE RD
Owner City:  CINCINNATI
Owner State:  OH
Owner ZIP Code:  45242
Owner State Description:
Reporting Owner Relationship:
Is Officer?  Yes
Officer Title:  Chief Accounting Officer
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Common Shares
Footnote ID:  F1
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  36,781
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Shares
Transaction Date:
Value:  9/15/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  2,716
Transaction Price Per Share:
Value:  7.20
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  49,930
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Shares
Transaction Date:
Value:  9/15/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  104
Transaction Price Per Share:
Value:  8.30
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  49,826
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Shares
Transaction Date:
Value:  9/15/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  2,612
Transaction Price Per Share:
Value:  8.30
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  47,214
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F2
Conversion or Exercise Price:
Value:  4.9400
Exercise Date:
Footnote ID:  F3
Expiration Date:
Value:  8/16/28
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  20,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  20,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F2
Conversion or Exercise Price:
Value:  3.8300
Exercise Date:
Footnote ID:  F3
Expiration Date:
Value:  8/21/29
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  27,618
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  27,618
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F2
Conversion or Exercise Price:
Value:  9.1500
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  6/12/27
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  5,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F2
Conversion or Exercise Price:
Value:  6.5800
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  8/16/22
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  11,250
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,250
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Option to Buy
Footnote ID:  F2
Conversion or Exercise Price:
Value:  7.20
Transaction Date:
Value:  9/15/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  2,716
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F4
Footnote ID:  F5
Expiration Date:
Value:  8/23/23
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  7,197
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4,481
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F2
Conversion or Exercise Price:
Value:  6.8100
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  11/20/24
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  20,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  20,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F2
Conversion or Exercise Price:
Value:  9.3900
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  7/1/25
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  15,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F2
Conversion or Exercise Price:
Value:  11.0600
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  7/1/26
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  10,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F2
Conversion or Exercise Price:
Value:  5.9200
Exercise Date:
Footnote ID:  F3
Expiration Date:
Value:  8/17/27
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  18,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  18,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F2
Conversion or Exercise Price:
Value:  6.8000
Exercise Date:
Footnote ID:  F3
Expiration Date:
Value:  8/19/30
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  13,096
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  13,096
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
Footnote - F2:  These holdings have been previously reported on Form 4.
Footnote - F3:  The options vest ratably over a three year time period.
Footnote - F4:  The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.
Footnote - F5:  The reporting person sold 9,341 shares on September 13, 2022 and an additional 462 shares were withheld to pay taxes. This information corrects the information in Table 1 of the reporting persons September 13, 2022 Form 4.
Owner Signature:
Signature Name:  /s/ F. Mark Reuter as Attorney-in-Fact on behalf of Jeffery S. Bastian
Signature Date:  9/19/22


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