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Bastian Jeffery S. – ‘4’ for 10/6/23 re: Lsi Industries Inc.

On:  Tuesday, 10/10/23, at 4:35pm ET   ·   For:  10/6/23   ·   As:  Officer   ·   Accession #:  892251-23-156   ·   File #:  0-13375

Previous ‘4’:  ‘4’ on 8/28/23 for 8/24/23   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/10/23  Bastian Jeffery S.                4          Officer     1:11K  Lsi Industries Inc.               Keating Muet… Klekamp/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     12K 
                Securities by an Insider -- form4.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  10/6/23
Issuer:
Issuer CIK:  763532
Issuer Name:  LSI INDUSTRIES INC
Issuer Trading Symbol:  LYTS
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1708953
Owner Name:  Bastian Jeffery S.
Reporting Owner Address:
Owner Street 1:  C/O LSI INDUSTRIES
Owner Street 2:  10000 ALLIANCE RD.
Owner City:  CINCINNATI
Owner State:  OH
Owner ZIP Code:  45242
Owner State Description:
Reporting Owner Relationship:
Is Officer?  Yes
Officer Title:  Chief Accounting Officer
Aff 10b5 One?  No
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Common Shares
Footnote ID:  F1
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  64,927
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Shares
Footnote ID:  F2
Transaction Date:
Value:  10/6/23
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  2090
Transaction Price Per Share:
Value:  16.18
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  40,430
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Shares
Footnote ID:  F2
Transaction Date:
Value:  10/6/23
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  922
Transaction Price Per Share:
Value:  16.18
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  39,508
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F3
Conversion or Exercise Price:
Value:  4.94
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  8/16/28
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  20,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  20,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F3
Conversion or Exercise Price:
Value:  3.83
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  8/21/29
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  27,618
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  27,618
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F3
Conversion or Exercise Price:
Value:  9.15
Exercise Date:
Footnote ID:  F5
Expiration Date:
Value:  6/12/27
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  5,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F3
Conversion or Exercise Price:
Value:  9.39
Exercise Date:
Footnote ID:  F5
Expiration Date:
Value:  7/1/25
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  15,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F3
Conversion or Exercise Price:
Value:  11.06
Exercise Date:
Footnote ID:  F5
Expiration Date:
Value:  7/1/26
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  10,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F3
Conversion or Exercise Price:
Value:  5.92
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  8/17/27
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  18,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  18,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Option to Buy
Footnote ID:  F3
Conversion or Exercise Price:
Value:  6.8
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  8/19/30
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  13,096
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  13,096
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Common Shares held in the LSI Industries Inc. Nonqualified Deferred Compensation Plan.
Footnote - F2:  On October 8, 2021, the Reporting Person reported Issuer's grant of restricted stock units (RSUs) which vest in three equal annual installments. This Form 4 reports the annual vesting of the RSUs and withholding of shares by Issuer for the Reporting Person's tax obligations and updates end of period holdings.
Footnote - F3:  These holdings have been previously reported on Form 4.
Footnote - F4:  The options vest ratably over a three year time period.
Footnote - F5:  The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.
Owner Signature:
Signature Name:  /s/ F. Mark Reuter as Attorney-in-Fact on behalf of Jeffery S. Bastian
Signature Date:  10/10/23


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