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Bastian Jeffery S. – ‘4’ for 5/18/23 re: Lsi Industries Inc.

On:  Thursday, 5/18/23, at 4:16pm ET   ·   For:  5/18/23   ·   Accession #:  892251-23-49   ·   File #:  0-13375

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/18/23  Bastian Jeffery S.                4                      1:16K  Lsi Industries Inc.               Keating Muet… Klekamp/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     16K 
                Securities by an Insider -- form4.xml/4.7


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden hours per response...0.5

(Print or Type Responses)
1. Name and Address of Reporting Person *
Bastian Jeffery S.
  2. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [LYTS] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Accounting Officer
(Last)
(First)
(Middle)
C/O LSI INDUSTRIES, 10000 ALLIANCE RD.		 3. Date of Earliest Transaction (Month/Day/Year)
5/18/23
(Street)

CINCINNATI, OH 45242		 4. If Amendment, Date Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
 Rule 10b5-1(c) Transaction Indication
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) 		7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares (1)               36,781D  
Common Shares 5/18/23   M   4,481A $7.2051,695D  
Common Shares 5/18/23   M   20,000A $6.8171,695D  
Common Shares 5/18/23   F   146D $13.3971,549D  
Common Shares 5/18/23   S   24,335D $13.3947,214D  

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) 		6. Date Exercisable and Expiration Date
(Month/Day/Year) 		7. Title and Amount of Underlying Securities
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) 		10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) 		11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Buy (2) $4.94               (3) 8/16/28Common Shares20,000   20,000D  
Option to Buy (2) $3.83               (3) 8/21/29Common Shares27,618   27,618D  
Option to Buy (2) $9.15               (4) 6/12/27Common Shares5,000   5,000D  
Option to Buy (2) $6.58               (4) 8/16/22Common Shares11,250   11,250D  
Option to Buy (2) $7.20 5/18/23   M     4,481   (4) 8/23/23Common Shares7,197 $ 0 0 D  
Option to Buy (2) $6.81 5/18/23   M     20,000   (4) 11/20/24Common Shares20,000 $ 0 0 D  
Option to Buy (2) $9.39               (4) 7/1/25Common Shares15,000   15,000D  
Option to Buy (2) $11.06               (4) 7/1/26Common Shares10,000   10,000D  
Option to Buy (2) $5.92               (3) 8/17/27Common Shares18,000   18,000D  
Option to Buy (2) $6.80               (3) 8/19/30Common Shares13,096   13,096D  

Reporting Owners

Reporting Owner Name / AddressRelationships
 Director 10% Owner Officer Other
Bastian Jeffery S.
C/O LSI INDUSTRIES
10000 ALLIANCE RD.
CINCINNATI, OH 45242		      Chief Accounting Officer  

Signatures

 /s/ F. Mark Reuter as Attorney-in-Fact on behalf of Jeffery S. Bastian  5/18/23
**Signature of Reporting PersonDate

Explanation of Responses:

*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
(2)These holdings have been previously reported on Form 4.
(3)The options vest ratably over a three year time period.
(4)The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
____________
Transaction Codes:
    F    Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
    M    Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
    S    Open market or private sale of non-derivative or derivative security.

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Filing Submission 0000892251-23-000049   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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