Liquidnet, Inc. – ‘ATS-N/UA’ from 11/17/22

On:  Thursday, 11/17/22, at 8:57am ET   ·   As of:  11/16/22   ·   Delayed-Release:  Filing ¶  –  Release Delayed to:  12/1/22   ·   Accession #:  1110644-22-53   ·   File #:  13-00107

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Updating Amendment   —   Form ATS-N   —   Rule 304(a)(2)(i)(B)   —   Delayed-Release

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: ATS-N/UA    Updating Amendment -- primary_doc.xml               HTML    196K 
 7: ATS-N PART2 ITM.7D  Part II Items -- Neg_ITM2_7d_16mar2022       PDF     90K 
 8: ATS-N PART3 ITM.11C  Part III Items -- Neg_Part3_ITM_11c         PDF    272K 
 2: ATS-N EX-1 SCHD A BD  Direct Owners and Executive Officers --    PDF    174K 
                Form BD - Sch. A -- Exhibit1_21july2022                          
 3: ATS-N EX-2 SCHD B BD  Indirect Owners -- Form BD - Sch. B --     PDF    131K 
                Exhibit2_22july2021                                              
 4: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF    819K 
                NegExh3_15Nov2022_redline                                        
 5: ATS-N EX-4 AGG STATS  Aggregate Statistics --                    PDF    145K 
                NegExh4_20apr2022                                                
 6: ATS-N EX-5 CATG MTRC  Category Metrics -- NegExh5_20apr2022      PDF    145K 

        

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